The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 55,906 | 3,547,365 | SH | SOLE | 3,547,365 | 0 | 0 | ||
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 28,383 | 1,800,927 | SH | DFND | 1 | 0 | 1,800,927 | 0 | |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 8,205 | 520,614 | SH | DFND | 2 | 0 | 520,614 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 28,320 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | ||
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 4,695 | 663,201 | SH | DFND | 1 | 0 | 663,201 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 59,266 | 8,370,968 | SH | DFND | 2 | 0 | 8,370,968 | 0 | |
| CHINA INFORMATION TECHNOLOGY | COM | G21174100 | 482 | 123,625 | SH | DFND | 0 | 123,625 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 6,368 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 6,988 | 1,110,931 | SH | DFND | 1 | 0 | 1,110,931 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 15,173 | 980,772 | SH | DFND | 1 | 0 | 980,772 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 2 | 100 | SH | DFND | 2 | 0 | 100 | 0 | |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 2,904 | 1,326,203 | SH | DFND | 1 | 0 | 1,326,203 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 8,633 | 604,981 | SH | DFND | 1 | 0 | 604,981 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 10,765 | 604,408 | SH | DFND | 1 | 0 | 604,408 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 8,921 | 500,902 | SH | DFND | 2 | 0 | 500,902 | 0 | |
| SOUFUN HLDGS LTD | ADR | 836034108 | 37,299 | 5,047,165 | SH | DFND | 2 | 0 | 5,047,165 | 0 | |
| SOUFUN HLDGS LTD | NOTE | 836034AB4 | 44,600 | 500,000 | SH | DFND | 2 | 0 | 500,000 | 0 | |
| SINA CORP | ORD | G81477104 | 9,514 | 254,323 | SH | DFND | 1 | 0 | 254,323 | 0 | |
| SINA CORP | ORD | G81477104 | 59,806 | 1,598,654 | SH | DFND | 2 | 0 | 1,598,654 | 0 | |
| SINA CORP | NOTE | 82922RAD5 | 101,750 | 1,100,000 | SH | DFND | 2 | 0 | 1,100,000 | 0 | |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 10,017 | 490,797 | SH | DFND | 2 | 0 | 490,797 | 0 | |
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 4,577 | 173,373 | SH | DFND | 2 | 0 | 173,373 | 0 | |
| CHINA YUCHAI INTL LTD | COM | G21082105 | 11,071 | 582,662 | SH | DFND | 2 | 0 | 582,662 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 32,843 | 573,577 | SH | DFND | 2 | 0 | 573,577 | 0 | |
| SUNCOKE ENERGY PARTNERS LP | COMUNIT REP LT | 86722Y101 | 3,230 | 119,049 | SH | DFND | 2 | 0 | 119,049 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 41,991 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||