The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 70,309 | 3,547,365 | SH | SOLE | 3,547,365 | 0 | 0 | ||
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 44,860 | 2,263,382 | SH | DFND | 1 | 0 | 2,263,382 | 0 | |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 48,144 | 2,429,051 | SH | DFND | 2 | 0 | 2,429,051 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 48,800 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | ||
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 8,091 | 663,201 | SH | DFND | 1 | 0 | 663,201 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 102,126 | 8,370,968 | SH | DFND | 2 | 0 | 8,370,968 | 0 | |
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 6,476 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 189 | 41,194 | SH | DFND | 1 | 0 | 41,194 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 20,125 | 980,772 | SH | DFND | 1 | 0 | 980,772 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 1,339 | 65,249 | SH | DFND | 2 | 0 | 65,249 | 0 | |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 2,485 | 887,649 | SH | DFND | 1 | 0 | 887,649 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 7,091 | 404,981 | SH | DFND | 1 | 0 | 404,981 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 10,749 | 438,197 | SH | DFND | 1 | 0 | 438,197 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 159,152 | 6,488,041 | SH | DFND | 2 | 0 | 6,488,041 | 0 | |
| SOUFUN HLDGS LTD | ADR | 836034108 | 107,780 | 12,815,718 | SH | DFND | 2 | 0 | 12,815,718 | 0 | |
| SOUFUN HLDGS LTD | NOTE | 836034AB4 | 49,063 | 52,000,000 | SH | DFND | 2 | 0 | 52,000,000 | 0 | |
| SINA CORP | ORD | G81477104 | 28,488 | 531,841 | SH | DFND | 1 | 0 | 531,841 | 0 | |
| SINA CORP | ORD | G81477104 | 244,976 | 4,573,427 | SH | DFND | 2 | 0 | 4,573,427 | 0 | |
| SINA CORP | NOTE | 82922RAD5 | 45,197 | 47,500,000 | SH | DFND | 2 | 0 | 47,500,000 | 0 | |
| CHINA YUCHAI INTL LTD | COM | G21082105 | 19,163 | 1,144,068 | SH | DFND | 2 | 0 | 1,144,068 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 38,825 | 573,577 | SH | DFND | 2 | 0 | 573,577 | 0 | |
| SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 3,210 | 187,691 | SH | DFND | 2 | 0 | 187,691 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 39,251 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 27,588 | 466,878 | SH | DFND | 2 | 0 | 466,878 | 0 | |
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 9,619 | 2,422,923 | SH | DFND | 2 | 0 | 2,422,923 | 0 | |
| CHECK CAP LTD | SHS | M2361E112 | 2,333 | 666,667 | SH | DFND | 0 | 666,667 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 583 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| YANDEX NV | NOTE | 98474TAB3 | 17,341 | 20,000,000 | SH | DFND | 2 | 0 | 20,000,000 | 0 | |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 31,695 | 1,610,522 | SH | DFND | 2 | 0 | 1,610,522 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 125,589 | 1,806,516 | SH | DFND | 2 | 0 | 1,806,516 | 0 | |
| YY INC | NOTE | 98426TAB2 | 62,944 | 67,500,000 | SH | DFND | 2 | 0 | 67,500,000 | 0 | |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 32,971 | 1,704,827 | SH | DFND | 2 | 0 | 1,704,827 | 0 | |