The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 47,640 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | ||
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 7,899 | 663,201 | SH | DFND | 1 | 0 | 663,201 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 99,698 | 8,370,968 | SH | DFND | 2 | 0 | 8,370,968 | 0 | |
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 6,312 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 115 | 41,194 | SH | DFND | 1 | 0 | 41,194 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 19,939 | 1,090,772 | SH | DFND | 1 | 0 | 1,090,772 | 0 | |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 1,989 | 1,014,614 | SH | DFND | 1 | 0 | 1,014,614 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 7,725 | 438,197 | SH | DFND | 1 | 0 | 438,197 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 114,384 | 6,488,041 | SH | DFND | 2 | 0 | 6,488,041 | 0 | |
| SOUFUN HLDGS LTD | ADR | 836034108 | 84,584 | 12,815,718 | SH | DFND | 2 | 0 | 12,815,718 | 0 | |
| SOUFUN HLDGS LTD | NOTE | 836034AB4 | 49,530 | 52,000,000 | SH | DFND | 2 | 0 | 52,000,000 | 0 | |
| SINA CORP | ORD | G81477104 | 4,541 | 113,180 | SH | DFND | 113,180 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 21,337 | 531,841 | SH | DFND | 1 | 0 | 531,841 | 0 | |
| SINA CORP | ORD | G81477104 | 179,903 | 4,484,121 | SH | DFND | 2 | 0 | 4,484,121 | 0 | |
| SINA CORP | NOTE | 82922RAD5 | 25,856 | 27,500,000 | SH | DFND | 2 | 0 | 27,500,000 | 0 | |
| CHINA YUCHAI INTL LTD | COM | G21082105 | 14,152 | 1,144,068 | SH | DFND | 2 | 0 | 1,144,068 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 27,434 | 573,577 | SH | DFND | 2 | 0 | 573,577 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 117,454 | 136,500,000 | SH | DFND | 2 | 0 | 136,500,000 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAE6 | 20,138 | 24,500,000 | SH | DFND | 2 | 0 | 24,500,000 | 0 | |
| SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 2,074 | 187,691 | SH | DFND | 2 | 0 | 187,691 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 34,198 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 19,282 | 466,878 | SH | DFND | 2 | 0 | 466,878 | 0 | |
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 6,432 | 2,422,923 | SH | DFND | 2 | 0 | 2,422,923 | 0 | |
| CHECK CAP LTD | SHS | M2361E112 | 1,860 | 666,667 | SH | DFND | 0 | 666,667 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 170 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| YANDEX NV | NOTE | 98474TAB3 | 16,950 | 20,000,000 | SH | DFND | 2 | 0 | 20,000,000 | 0 | |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 22,145 | 1,610,522 | SH | DFND | 2 | 0 | 1,610,522 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 98,527 | 1,806,516 | SH | DFND | 2 | 0 | 1,806,516 | 0 | |
| YY INC | NOTE | 98426TAB2 | 63,028 | 67,500,000 | SH | DFND | 2 | 0 | 67,500,000 | 0 | |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 25,220 | 1,704,027 | SH | DFND | 2 | 0 | 1,704,027 | 0 | |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 17,117 | 1,156,523 | SH | DFND | 0 | 1,156,523 | 0 | ||
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 27,167 | 1,242,226 | SH | DFND | 0 | 1,242,226 | 0 | ||