The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADT CORPORATION | COM | 00101J106 | 9,963 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
AOL INC | COM | 00184X105 | 7,807 | 214,000 | SH | DFND | 1, 2, 3 | 214,000 | 0 | 0 | |
ABERCROMBIE & FITCH | CL A | 002896207 | 2,129 | 47,040 | SH | DFND | 1, 2, 3 | 47,040 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 817 | 45,000 | SH | DFND | 1, 2, 3 | 45,000 | 0 | 0 | |
ACHILLION PHARMACEUTICALS INC | COM | 00448Q201 | 2,654 | 324,500 | SH | DFND | 1, 2, 3 | 324,500 | 0 | 0 | |
ACHILLION PHARMACEUTICALS INC | COM | 00448Q201 | 3,681 | 450,000 | SH | Call | DFND | 1, 2, 3 | 450,000 | 0 | 0 |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 31,660 | 499,847 | SH | DFND | 1, 2, 3 | 499,847 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 64,924 | 825,000 | SH | Call | DFND | 1, 2, 3 | 825,000 | 0 | 0 |
AEROPOSTALE | COM | 007865108 | 1,056 | 76,490 | SH | DFND | 1, 2, 3 | 76,490 | 0 | 0 | |
AIR LEASE CORP | CL A | 00912X302 | 3,018 | 109,403 | SH | DFND | 1, 2, 3 | 109,403 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 5,644 | 67,000 | SH | Call | DFND | 1, 2, 3 | 67,000 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 4,876 | 842,147 | SH | DFND | 1, 2, 3 | 842,147 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 7,105 | 1,225,000 | SH | Call | DFND | 1, 2, 3 | 1,225,000 | 0 | 0 |
AMERICAN AXLE & MFG HLDGS INC | COM | 024061103 | 6,986 | 375,000 | SH | DFND | 1, 2, 3 | 375,000 | 0 | 0 | |
AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | 1,032 | 56,500 | SH | DFND | 1, 2, 3 | 56,500 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 11,175 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 10,941 | 1,957,300 | SH | DFND | 1, 2, 3 | 1,957,300 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 6,807 | 75,420 | SH | DFND | 1, 2, 3 | 75,420 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 2,065 | 500,000 | SH | DFND | 1, 2, 3 | 500,000 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 8,383 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 3,106 | 65,000 | SH | DFND | 1, 2, 3 | 65,000 | 0 | 0 | |
ARUBA NETWORKS INC | COM | 043176106 | 3,838 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 8,273 | 375,000 | SH | DFND | 1, 2, 3 | 375,000 | 0 | 0 | |
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 832 | 50,000 | SH | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
AUXILIUM PHARMACEUTICALS INC | NOTE 1.500% 7/1 | 05334DAA5 | 4,843 | 5,000,000 | PRN | DFND | 1, 2, 3 | 5,000,000 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 7,348 | 255,757 | SH | DFND | 1, 2, 3 | 255,757 | 0 | 0 | |
AVON PRODS INC | COM | 054303102 | 3,734 | 177,560 | SH | DFND | 1, 2, 3 | 177,560 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 10,645 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 7,457 | 178,661 | SH | DFND | 1, 2, 3 | 178,661 | 0 | 0 | |
BEAM INC | COM | 073730103 | 6,081 | 96,360 | SH | DFND | 1, 2, 3 | 96,360 | 0 | 0 | |
BERRY PETE CO | CL A | 085789105 | 4,655 | 110,000 | SH | DFND | 1, 2, 3 | 110,000 | 0 | 0 | |
BERRY PLASTICS GROUP INC | COM | 08579W103 | 2,445 | 110,795 | SH | DFND | 1, 2, 3 | 110,795 | 0 | 0 | |
BEST BUY INC | COM | 086516101 | 1,722 | 62,990 | SH | DFND | 1, 2, 3 | 62,990 | 0 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 3,363 | 135,118 | SH | DFND | 1, 2, 3 | 135,118 | 0 | 0 | |
BRINKER INTL INC | COM | 109641100 | 10,465 | 265,419 | SH | DFND | 1, 2, 3 | 265,419 | 0 | 0 | |
BROOKS AUTOMATION INC | COM | 114340102 | 2,987 | 307,300 | SH | DFND | 1, 2, 3 | 307,300 | 0 | 0 | |
CF INDS HLDGS INC | COM | 125269100 | 6,003 | 35,000 | SH | DFND | 1, 2, 3 | 35,000 | 0 | 0 | |
CNH GLOBAL NV | SHS NEW | N20935206 | 4,166 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
CST BRANDS INC | COM | 12646R105 | 11,554 | 375,000 | SH | DFND | 1, 2, 3 | 375,000 | 0 | 0 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 1,005 | 17,570 | SH | DFND | 1, 2, 3 | 17,570 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 13,437 | 300,000 | SH | Call | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
CANADIAN PAC RY LTD | COM | 13645T100 | 8,497 | 70,000 | SH | DFND | 1, 2, 3 | 70,000 | 0 | 0 | |
CARLISLE COS INC | COM | 142339100 | 7,789 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 661 | 62,500 | SH | DFND | 1, 2, 3 | 62,500 | 0 | 0 | |
CEMPRA INC | COM | 15130J109 | 5,646 | 721,121 | SH | DFND | 1, 2, 3 | 721,121 | 0 | 0 | |
CERUS CORP | COM | 157085101 | 3,528 | 800,000 | SH | DFND | 1, 2, 3 | 800,000 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 10,683 | 215,120 | SH | DFND | 1, 2, 3 | 215,120 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 9,382 | 224,020 | SH | DFND | 1, 2, 3 | 224,020 | 0 | 0 | |
CHICOS FAS INC | COM | 168615102 | 6,746 | 395,406 | SH | DFND | 1, 2, 3 | 395,406 | 0 | 0 | |
CHURCH & DWIGHT INC | COM | 171340102 | 2,520 | 40,840 | SH | DFND | 1, 2, 3 | 40,840 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 7,901 | 325,000 | SH | DFND | 1, 2, 3 | 325,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 9,594 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 21,587 | 450,000 | SH | Call | DFND | 1, 2, 3 | 450,000 | 0 | 0 |
COACH INC | COM | 189754104 | 5,177 | 90,690 | SH | DFND | 1, 2, 3 | 90,690 | 0 | 0 | |
COBALT INTL ENERGY INC | COM | 19075F106 | 9,300 | 350,000 | SH | DFND | 1, 2, 3 | 350,000 | 0 | 0 | |
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 12,736 | 12,000,000 | PRN | DFND | 1, 2, 3 | 12,000,000 | 0 | 0 | |
COCA COLA ENTERPRISES INC NE | COM | 19122T109 | 30,269 | 860,897 | SH | DFND | 1, 2, 3 | 860,897 | 0 | 0 | |
COLUMBIA LABS INC | COM | 197779101 | 618 | 950,000 | SH | DFND | 1, 2, 3 | 950,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,578 | 55,000 | SH | DFND | 1, 2, 3 | 55,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 8,372 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
CORSICANTO LTD | NOTE 3.500% 1/1 | 220480AC1 | 2,146 | 2,000,000 | PRN | DFND | 1, 2, 3 | 2,000,000 | 0 | 0 | |
CYAN INC | COM | 23247W104 | 813 | 77,846 | SH | DFND | 1, 2, 3 | 77,846 | 0 | 0 | |
DST SYS INC DEL | COM | 233326107 | 13,066 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 12,080 | 100,000 | SH | Put | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
DECKERS OUTDOOR CORP | COM | 243537107 | 5,421 | 107,340 | SH | DFND | 1, 2, 3 | 107,340 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 8,450 | 473,000 | SH | DFND | 1, 2, 3 | 473,000 | 0 | 0 | |
DOMINOS PIZZA INC | COM | 25754A201 | 2,170 | 37,321 | SH | DFND | 1, 2, 3 | 37,321 | 0 | 0 | |
DUNKIN BRANDS GROUP INC | COM | 265504100 | 4,084 | 95,380 | SH | DFND | 1, 2, 3 | 95,380 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM | 268158102 | 1,978 | 1,814,986 | SH | DFND | 1, 2, 3 | 1,814,986 | 0 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 8,751 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 5,186 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
EDGEN GROUP INC | CL A | 28014Q107 | 3,849 | 603,256 | SH | DFND | 1, 2, 3 | 603,256 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 8,729 | 380,000 | SH | DFND | 1, 2, 3 | 380,000 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 10,802 | 749,104 | SH | DFND | 1, 2, 3 | 749,104 | 0 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 1,329 | 75,000 | SH | DFND | 1, 2, 3 | 75,000 | 0 | 0 | |
EXCO RESOURCES INC | COM | 269279402 | 2,292 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 2,527 | 71,940 | SH | DFND | 1, 2, 3 | 71,940 | 0 | 0 | |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 4,264 | 650,000 | SH | DFND | 1, 2, 3 | 650,000 | 0 | 0 | |
GAP INC DEL | COM | 364760108 | 3,305 | 79,190 | SH | DFND | 1, 2, 3 | 79,190 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 19,412 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 9,993 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 | |
GENPACT LIMITED | SHS | G3922B107 | 8,177 | 425,000 | SH | DFND | 1, 2, 3 | 425,000 | 0 | 0 | |
GEVO INC | COM | 374396109 | 707 | 350,000 | SH | DFND | 1, 2, 3 | 350,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 6,350 | 124,000 | SH | DFND | 1, 2, 3 | 124,000 | 0 | 0 | |
GREEN MTN COFFEE ROASTERS INC | COM | 393122106 | 3,325 | 44,289 | SH | DFND | 1, 2, 3 | 44,289 | 0 | 0 | |
GREENBRIER COS INC | NOTE 3.500% 4/0 | 393657AH4 | 10,326 | 10,000,000 | PRN | DFND | 1, 2, 3 | 10,000,000 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 91,062 | 2,525,296 | SH | DFND | 1, 2, 3 | 2,525,296 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 14,424 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 2,761 | 42,500 | SH | DFND | 1, 2, 3 | 42,500 | 0 | 0 | |
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 1,190 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
HEALTHSOUTH CORP | COM NEW | 421924309 | 4,548 | 157,900 | SH | DFND | 1, 2, 3 | 157,900 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 8,482 | 342,000 | SH | DFND | 1, 2, 3 | 342,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 14,694 | 189,677 | SH | DFND | 1, 2, 3 | 189,677 | 0 | 0 | |
HOLOGIC INC | DEBT 2.000% 3/0 | 436440AC5 | 9,420 | 9,500,000 | PRN | DFND | 1, 2, 3 | 9,500,000 | 0 | 0 | |
HORIZON PHARMA INC | COM | 44047T109 | 1,842 | 748,628 | SH | DFND | 1, 2, 3 | 748,628 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 7,662 | 200,000 | SH | Put | DFND | 1, 2, 3 | 200,000 | 0 | 0 |
IMPAX LABORATORIES INC | COM | 45256B101 | 3,189 | 160,000 | SH | DFND | 1, 2, 3 | 160,000 | 0 | 0 | |
INFORMATICA CORP | COM | 45666Q102 | 13,114 | 375,000 | SH | DFND | 1, 2, 3 | 375,000 | 0 | 0 | |
INTERCONTINENTALEXCHANGE INC | COM | 45865V100 | 26,708 | 150,250 | SH | DFND | 1, 2, 3 | 150,250 | 0 | 0 | |
INTERFACE INC | COM | 458665304 | 2,543 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
INTERMUNE INC | COM | 45884X103 | 4,347 | 452,300 | SH | DFND | 1, 2, 3 | 452,300 | 0 | 0 | |
INVENSENSE INC | COM | 46123D205 | 7,210 | 468,820 | SH | DFND | 1, 2, 3 | 468,820 | 0 | 0 | |
ISHARES TR | FTSE CHINA25 IDX | 464287184 | 24,390 | 750,000 | SH | Call | DFND | 1, 2, 3 | 750,000 | 0 | 0 |
ISHARES TR | NASDQ BIO INDX | 464287556 | 17,388 | 100,000 | SH | Put | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 | 464287655 | 69,840 | 720,000 | SH | Put | DFND | 1, 2, 3 | 720,000 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 3,397 | 49,439 | SH | DFND | 1, 2, 3 | 49,439 | 0 | 0 | |
KOSMOS ENERGY LTD | SHS | G5315B107 | 4,064 | 400,000 | SH | DFND | 1, 2, 3 | 400,000 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 3,239 | 58,030 | SH | DFND | 1, 2, 3 | 58,030 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 9,848 | 149,730 | SH | DFND | 1, 2, 3 | 149,730 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 2,743 | 40,000 | SH | DFND | 1, 2, 3 | 40,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000% 11/1 | 530715AG6 | 10,533 | 15,500,000 | PRN | DFND | 1, 2, 3 | 15,500,000 | 0 | 0 | |
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 2,391 | 49,000 | SH | DFND | 1, 2, 3 | 49,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 9,824 | 200,000 | SH | Call | DFND | 1, 2, 3 | 200,000 | 0 | 0 |
LINCOLN ELEC HLDGS INC | COM | 533900106 | 7,158 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
LINNCO LLC | COMSHS LTD INT | 535782106 | 6,500 | 175,000 | SH | DFND | 1, 2, 3 | 175,000 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 13,252 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 8,645 | 250,000 | SH | Call | DFND | 1, 2, 3 | 250,000 | 0 | 0 |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 67 | 840 | SH | DFND | 1, 2, 3 | 840 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 13,406 | 272,194 | SH | DFND | 1, 2, 3 | 272,194 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 23,370 | 475,000 | SH | Call | DFND | 1, 2, 3 | 475,000 | 0 | 0 |
MEDIVATION INC | NOTE 2.625% 4/0 | 58501NAA9 | 1,897 | 1,500,000 | PRN | DFND | 1, 2, 3 | 1,500,000 | 0 | 0 | |
MELCO CROWN ENTMT LTD | ADR | 585464100 | 4,897 | 219,000 | SH | DFND | 1, 2, 3 | 219,000 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 2,936 | 63,200 | SH | DFND | 1, 2, 3 | 63,200 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 17,196 | 1,200,000 | SH | DFND | 1, 2, 3 | 1,200,000 | 0 | 0 | |
MONSTER BEVERAGE CORP | COM | 611740101 | 1,162 | 19,120 | SH | DFND | 1, 2, 3 | 19,120 | 0 | 0 | |
MUELLER INDS INC | COM | 624756102 | 1,261 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
NPS PHARMACEUTICALS INC | COM | 62936P103 | 1,344 | 89,000 | SH | DFND | 1, 2, 3 | 89,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,910 | 320,000 | SH | DFND | 1, 2, 3 | 320,000 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 6,890 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
NEWCASTLE INVT CORP | COM | 65105M108 | 7,845 | 1,500,000 | SH | DFND | 1, 2, 3 | 1,500,000 | 0 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 6,318 | 240,700 | SH | DFND | 1, 2, 3 | 240,700 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 15,957 | 450,000 | SH | DFND | 1, 2, 3 | 450,000 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 6,004 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
ON SEMICONDUCTOR CORP | COM | 682189105 | 4,035 | 500,000 | SH | DFND | 1, 2, 3 | 500,000 | 0 | 0 | |
ONYX PHARMACEUTICALS INC | COM | 683399109 | 3,655 | 42,100 | SH | DFND | 1, 2, 3 | 42,100 | 0 | 0 | |
OAKTREE CAP GROUP LLC | UNIT 99/99/9999 | 674001201 | 5,255 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 533 | 75,000 | SH | DFND | 1, 2, 3 | 75,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 9,210 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 | |
PVH CORP | COM | 693656100 | 2,870 | 22,950 | SH | DFND | 1, 2, 3 | 22,950 | 0 | 0 | |
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 2,228 | 76,784 | SH | DFND | 1, 2, 3 | 76,784 | 0 | 0 | |
PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 5,575 | 8,000,000 | PRN | DFND | 1, 2, 3 | 8,000,000 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 12,304 | 85,000 | SH | DFND | 1, 2, 3 | 85,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 3,074 | 179,950 | SH | DFND | 1, 2, 3 | 179,950 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 2,581 | 580,000 | SH | DFND | 1, 2, 3 | 580,000 | 0 | 0 | |
PROLOR BIOTECH INC | COM | 74344F106 | 2,988 | 475,000 | SH | DFND | 1, 2, 3 | 475,000 | 0 | 0 | |
RADIAN GROUP | NOTE 3.000%11/1 | 750236AK7 | 1,251 | 1,000,000 | PRN | DFND | 1, 2, 3 | 1,000,000 | 0 | 0 | |
RADWARE LTD | ORD | M81873107 | 1,667 | 121,000 | SH | DFND | 1, 2, 3 | 121,000 | 0 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 13,218 | 716,418 | SH | DFND | 1, 2, 3 | 716,418 | 0 | 0 | |
RUCKUS WIRELESS INC | COM | 781220108 | 3,370 | 263,054 | SH | DFND | 1, 2, 3 | 263,054 | 0 | 0 | |
SAP AG | SPON ADR | 803054204 | 16,751 | 230,000 | SH | Put | DFND | 1, 2, 3 | 230,000 | 0 | 0 |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 3,885 | 58,700 | SH | DFND | 1, 2, 3 | 58,700 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | NOTE 1.500% 3/1 | 795435AE6 | 31,060 | 26,000,000 | PRN | DFND | 1, 2, 3 | 26,000,000 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 22,603 | 370,000 | SH | DFND | 1, 2, 3 | 370,000 | 0 | 0 | |
SANTARUS INC | COM | 802817304 | 2,828 | 134,268 | SH | DFND | 1, 2, 3 | 134,268 | 0 | 0 | |
SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 3,086 | 105,141 | SH | DFND | 1, 2, 3 | 105,141 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 9,748 | 175,000 | SH | DFND | 1, 2, 3 | 175,000 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 7,599 | 259,000 | SH | DFND | 1, 2, 3 | 259,000 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 2,937 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
SOLAZYME INC | COM | 83415T101 | 1,420 | 121,850 | SH | DFND | 1, 2, 3 | 121,850 | 0 | 0 | |
SOLARFUN POWER HOLDINGS CO L | NOTE 3.500% 1/1 | 83415UAB4 | 3,391 | 4,000,000 | PRN | DFND | 1, 2, 3 | 4,000,000 | 0 | 0 | |
SPDR S&P 5000 ETF TR | TR UNIT | 78462F103 | 129,940 | 810,000 | SH | Put | DFND | 1, 2, 3 | 810,000 | 0 | 0 |
SPDR S&P 5000 ETF TR | TR UNIT | 78462F103 | 48,126 | 300,000 | SH | Call | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
SPRINT NEXTEL CORP | COM SER 1 | 852061100 | 4,563 | 650,000 | SH | DFND | 1, 2, 3 | 650,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 11,054 | 168,790 | SH | DFND | 1, 2, 3 | 168,790 | 0 | 0 | |
STEEL DYNAMICS INC | NOTE 5.125% 6/1 | 858119AP5 | 5,355 | 5,000,000 | PRN | DFND | 1, 2, 3 | 5,000,000 | 0 | 0 | |
STRYKER CORP | COM | 863667101 | 1,449 | 22,400 | SH | DFND | 1, 2, 3 | 22,400 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 10,048 | 405,000 | SH | Put | DFND | 1, 2, 3 | 405,000 | 0 | 0 |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 1,437 | 35,000 | SH | DFND | 1, 2, 3 | 35,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2,333 | 50,600 | SH | DFND | 1, 2, 3 | 50,600 | 0 | 0 | |
TERADYNE INC | COM | 880770102 | 3,180 | 181,000 | SH | DFND | 1, 2, 3 | 181,000 | 0 | 0 | |
TEREX CORP NEW | COM | 880779103 | 658 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
TESSERA TECHNOLOGIES INC | COM | 88164L100 | 7,270 | 350,000 | SH | DFND | 1, 2, 3 | 350,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 3,920 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | 838 | 160,000 | SH | DFND | 1, 2, 3 | 160,000 | 0 | 0 | |
TIMKEN CO | COM | 887389104 | 5,628 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
TRACTOR SUPPLY CO | COM | 892356106 | 1,527 | 12,990 | SH | DFND | 1, 2, 3 | 12,990 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 2,522 | 98,220 | SH | DFND | 1, 2, 3 | 98,220 | 0 | 0 | |
U S G CORP | COM NEW | 903293405 | 3,458 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 7,862 | 251,250 | SH | DFND | 1, 2, 3 | 251,250 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 10,613 | 158,500 | SH | DFND | 1, 2, 3 | 158,500 | 0 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 9,361 | 4,850,000 | SH | DFND | 1, 2, 3 | 4,850,000 | 0 | 0 | |
URBAN OUTFITTERS INC | COM | 917047102 | 5,480 | 136,240 | SH | DFND | 1, 2, 3 | 136,240 | 0 | 0 | |
VANDA PHARMACEUTICALS | COM | 921659108 | 3,594 | 445,850 | SH | DFND | 1, 2, 3 | 445,850 | 0 | 0 | |
VANDA PHARMACEUTICALS | COM | 921659108 | 1,616 | 200,000 | SH | Call | DFND | 1, 2, 3 | 200,000 | 0 | 0 |
VEECO INSTRS INC DEL | COM | 922417100 | 3,541 | 100,000 | SH | Put | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
VISTEON CORP | COM NEW | 92839U206 | 18,652 | 295,500 | SH | DFND | 1, 2, 3 | 295,500 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 1,862 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
WARNER CHILCOTT PLC IRELAND | SHS A | G94368100 | 3,984 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 5,000 | 154,000 | SH | DFND | 1, 2, 3 | 154,000 | 0 | 0 | |
WILLIAMS SONOMA INC | COM | 969904101 | 3,289 | 58,850 | SH | DFND | 1, 2, 3 | 58,850 | 0 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 3,530 | 975,000 | SH | DFND | 1, 2, 3 | 975,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 2,761 | 110,000 | SH | DFND | 1, 2, 3 | 110,000 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 7,734 | 280,000 | SH | DFND | 1, 2, 3 | 280,000 | 0 | 0 | |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 4,578 | 751,787 | SH | DFND | 1, 2, 3 | 751,787 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 14,209 | 460,000 | SH | DFND | 1, 2, 3 | 460,000 | 0 | 0 |