The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 9,492 | 128,900 | SH | DFND | 1, 2, 3 | 128,900 | 0 | 0 | |
ACHILLION PHARMACEUTICALS INC | COM | 00448Q201 | 755 | 250,000 | SH | Call | DFND | 1, 2, 3 | 250,000 | 0 | 0 |
ACTAVIS INC | COM | 00507K103 | 3,600 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
ADT CORPORATION | COM | 00101J106 | 32,528 | 800,000 | SH | DFND | 1, 2, 3 | 800,000 | 0 | 0 | |
ADT CORPORATION | COM | 00101J106 | 16,264 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
ADTRAN INC | COM | 00738A106 | 6,577 | 246,882 | SH | DFND | 1, 2, 3 | 246,882 | 0 | 0 | |
ADVANCED ENERGY INDS | COM | 007973100 | 6,110 | 348,943 | SH | DFND | 1, 2, 3 | 348,943 | 0 | 0 | |
ADVENT SOFTWARE INC | COM | 007974108 | 1,905 | 60,000 | SH | DFND | 1, 2, 3 | 60,000 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 41,928 | 489,181 | SH | DFND | 1, 2, 3 | 489,181 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 111,475 | 1,300,000 | SH | Call | DFND | 1, 2, 3 | 1,300,000 | 0 | 0 |
AEROPOSTALE | COM | 007865108 | 4,721 | 502,276 | SH | DFND | 1, 2, 3 | 502,276 | 0 | 0 | |
AGILANT TECHNOLOGIES INC | COM | 00846U101 | 2,050 | 40,000 | SH | DFND | 1, 2, 3 | 40,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 10,536 | 1,667,147 | SH | DFND | 1, 2, 3 | 1,667,147 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 9,006 | 1,425,000 | SH | Call | DFND | 1, 2, 3 | 1,425,000 | 0 | 0 |
AMERICAN AXLE & MFG HLDGS INC | COM | 024061103 | 7,395 | 375,000 | SH | DFND | 1, 2, 3 | 375,000 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 12,158 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 2,239 | 20,000 | SH | DFND | 1, 2, 3 | 20,000 | 0 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 18,061 | 1,702,300 | SH | DFND | 1, 2, 3 | 1,702,300 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 6,944 | 70,000 | SH | DFND | 1, 2, 3 | 70,000 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 2,335 | 575,000 | SH | DFND | 1, 2, 3 | 575,000 | 0 | 0 | |
AON PLC | SHS CL A | G0408V102 | 11,166 | 150,000 | SH | Call | DFND | 1, 2, 3 | 150,000 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 12,366 | 225,000 | SH | DFND | 1, 2, 3 | 225,000 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 9,094 | 485,000 | SH | DFND | 1, 2, 3 | 485,000 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 9,375 | 500,000 | SH | Call | DFND | 1, 2, 3 | 500,000 | 0 | 0 |
AUXILIUM PHARMACEUTICALS INC | NOTE 1.500% 7/1 | 05334DAA5 | 5,180 | 5,000,000 | PRN | DFND | 1, 2, 3 | 5,000,000 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 11,702 | 405,764 | SH | DFND | 1, 2, 3 | 405,764 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 5,669 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
BEAM INC | COM | 073730103 | 5,906 | 91,360 | SH | DFND | 1, 2, 3 | 91,360 | 0 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 5,416 | 70,000 | SH | DFND | 1, 2, 3 | 70,000 | 0 | 0 | |
BERRY PLASTICS GROUP INC | COM | 08579W103 | 5,508 | 275,795 | SH | DFND | 1, 2, 3 | 275,795 | 0 | 0 | |
BEST BUY INC | COM | 086516101 | 12,641 | 337,090 | SH | DFND | 1, 2, 3 | 337,090 | 0 | 0 | |
BOEING CO | COM | 097023105 | 34,010 | 289,450 | SH | DFND | 1, 2, 3 | 289,450 | 0 | 0 | |
BOEING CO | COM | 097023105 | 1,175 | 10,000 | SH | Call | DFND | 1, 2, 3 | 10,000 | 0 | 0 |
BOISE CASCADE CO DEL | COM | 09739D100 | 8,085 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 7,509 | 178,661 | SH | DFND | 1, 2, 3 | 178,661 | 0 | 0 | |
BROADSOFT INC | COM | 11133B409 | 7,047 | 195,598 | SH | DFND | 1, 2, 3 | 195,598 | 0 | 0 | |
BROACADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 4,830 | 600,000 | SH | DFND | 1, 2, 3 | 600,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 12,213 | 300,000 | SH | Call | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
CANADIAN SOLAR INC | COM | 136635109 | 19,199 | 1,130,000 | SH | DFND | 1, 2, 3 | 1,130,000 | 0 | 0 | |
CARLISLE COS INC | COM | 142339100 | 7,029 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 2,398 | 15,576 | SH | DFND | 1, 2, 3 | 15,576 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 5,171 | 462,500 | SH | DFND | 1, 2, 3 | 462,500 | 0 | 0 | |
CEMPRA INC | COM | 15130J109 | 6,562 | 571,121 | SH | DFND | 1, 2, 3 | 571,121 | 0 | 0 | |
CERUS CORP | COM | 157085101 | 5,376 | 800,000 | SH | DFND | 1, 2, 3 | 800,000 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 6,229 | 141,800 | SH | DFND | 1, 2, 3 | 141,800 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 14,120 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 19,404 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
COBALT INTL ENERGY INC | COM | 19075F106 | 8,080 | 325,000 | SH | DFND | 1, 2, 3 | 325,000 | 0 | 0 | |
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 12,691 | 12,000,000 | PRN | DFND | 1, 2, 3 | 12,000,000 | 0 | 0 | |
COCA COLA ENTERPRISES INC NE | COM | 19122T109 | 25,368 | 630,897 | SH | DFND | 1, 2, 3 | 630,897 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,075 | 50,000 | SH | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 17,410 | 160,000 | SH | DFND | 1, 2, 3 | 160,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 5,441 | 50,000 | SH | Call | DFND | 1, 2, 3 | 50,000 | 0 | 0 |
CORSICANTO LTD | NOTE 3.500% 1/1 | 220480AC1 | 2,189 | 2,000,000 | PRN | DFND | 1, 2, 3 | 2,000,000 | 0 | 0 | |
CST BRANDS INC | COM | 12646R105 | 8,940 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 6,526 | 115,000 | SH | DFND | 1, 2, 3 | 115,000 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 5,690 | 100,000 | SH | Put | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
DECKERS OUTDOOR CORP | COM | 243537107 | 5,073 | 76,949 | SH | DFND | 1, 2, 3 | 76,949 | 0 | 0 | |
DUNKIN BRANDS GROUP INC | COM | 265504100 | 3,027 | 66,902 | SH | DFND | 1, 2, 3 | 66,902 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM | 268158102 | 2,160 | 1,814,986 | SH | DFND | 1, 2, 3 | 1,814,986 | 0 | 0 | |
EAGLE MATERIALS INC | COM | 26969P108 | 11,245 | 155,000 | SH | DFND | 1, 2, 3 | 155,000 | 0 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 9,738 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 6,884 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
EDGEN GROUP INC | CL A | 28014Q107 | 3,552 | 467,400 | SH | DFND | 1, 2, 3 | 467,400 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 13,566 | 712,129 | SH | DFND | 1, 2, 3 | 712,129 | 0 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 1,714 | 75,000 | SH | DFND | 1, 2, 3 | 75,000 | 0 | 0 | |
EXCO RESOURCES INC | COM | 269279402 | 4,718 | 700,000 | SH | DFND | 1, 2, 3 | 700,000 | 0 | 0 | |
F5 NETWORKS INC | COM | 315616102 | 18,867 | 220,000 | SH | DFND | 1, 2, 3 | 220,000 | 0 | 0 | |
FRANKS INTL N V | COM | N33462107 | 2,993 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 43,128 | 900,000 | SH | Call | DFND | 1, 2, 3 | 900,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 16,187 | 450,000 | SH | DFND | 1, 2, 3 | 450,000 | 0 | 0 | |
GEVO INC | COM | 374396109 | 662 | 350,000 | SH | DFND | 1, 2, 3 | 350,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,633 | 57,800 | SH | DFND | 1, 2, 3 | 57,800 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 16,274 | 670,000 | SH | DFND | 1, 2, 3 | 670,000 | 0 | 0 | |
GOODYEAR TIRE & RUBBER CO | PFD CONV 5.875% | 382550309 | 6,367 | 100,000 | PRN | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
GREENBRIER COS INC | NOTE 3.500% 4/0 | 393657AH4 | 5,332 | 5,000,000 | PRN | DFND | 1, 2, 3 | 5,000,000 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 8,740 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
GRACO INC | COM | 384109104 | 2,439 | 32,939 | SH | DFND | 1, 2, 3 | 32,939 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 3,533 | 450,000 | SH | DFND | 1, 2, 3 | 450,000 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 4,232 | 54,907 | SH | DFND | 1, 2, 3 | 54,907 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 21,668 | 450,000 | SH | Call | DFND | 1, 2, 3 | 450,000 | 0 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 102,466 | 2,396,856 | SH | DFND | 1, 2, 3 | 2,396,856 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 17,934 | 419,500 | SH | Call | DFND | 1, 2, 3 | 419,500 | 0 | 0 |
HEALTHSOUTH CORP | COM NEW | 421924309 | 4,582 | 132,900 | SH | DFND | 1, 2, 3 | 132,900 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 3,489 | 50,000 | SH | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 25,613 | 337,677 | SH | DFND | 1, 2, 3 | 337,677 | 0 | 0 | |
HOLOGIC INC | DEBT 2.000% 3/0 | 436440AC5 | 11,102 | 11,000,000 | PRN | DFND | 1, 2, 3 | 11,000,000 | 0 | 0 | |
HORIZON PHARMA INC | COM | 44047T109 | 3,955 | 1,173,728 | SH | DFND | 1, 2, 3 | 1,173,728 | 0 | 0 | |
IMPAX LABORATORIES INC | COM | 45256B101 | 1,126 | 55,000 | SH | DFND | 1, 2, 3 | 55,000 | 0 | 0 | |
INFORMATICA CORP | COM | 45666Q102 | 9,743 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
INTERCONTINENTALEXCHANGE INC | COM | 45865V100 | 33,109 | 182,500 | SH | DFND | 1, 2, 3 | 182,500 | 0 | 0 | |
INTERCONTINENTALEXCHANGE INC | COM | 45865V100 | 9,071 | 50,000 | SH | Call | DFND | 1, 2, 3 | 50,000 | 0 | 0 |
INTERFACE INC | COM | 458665304 | 2,975 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
INTERMUNE INC | COM | 45884X103 | 5,034 | 327,300 | SH | DFND | 1, 2, 3 | 327,300 | 0 | 0 | |
INTERMUNE INC | COM | 45884X103 | 3,076 | 200,000 | SH | Call | DFND | 1, 2, 3 | 200,000 | 0 | 0 |
INTRALINKS HLDGS INC | COM | 46118H104 | 4,720 | 536,363 | SH | DFND | 1, 2, 3 | 536,363 | 0 | 0 | |
ISHARES | MSCI MEX CAP ETF | 464286822 | 1,597 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
ISHARES | MSCI MEX CAP ETF | 464286822 | 25,556 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 | 464287655 | 53,838 | 505,000 | SH | Put | DFND | 1, 2, 3 | 505,000 | 0 | 0 |
JARDEN CORP | COM | 471109108 | 2,662 | 55,000 | SH | DFND | 1, 2, 3 | 55,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 15,507 | 300,000 | SH | Call | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
JOHNSON CTLS NC | COM | 478366107 | 8,300 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 1,811 | 35,000 | SH | DFND | 1, 2, 3 | 35,000 | 0 | 0 | |
KOSMOS ENERGY LTD | SHS | G5315B107 | 4,112 | 400,000 | SH | DFND | 1, 2, 3 | 400,000 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 8,298 | 162,103 | SH | DFND | 1, 2, 3 | 162,103 | 0 | 0 | |
LIN MEDIA LLC | CL A COM | 532771102 | 6,087 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000% 11/1 | 530715AG6 | 9,241 | 15,500,000 | PRN | DFND | 1, 2, 3 | 15,500,000 | 0 | 0 | |
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 2,285 | 49,000 | SH | DFND | 1, 2, 3 | 49,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 6,432 | 88,000 | SH | DFND | 1, 2, 3 | 88,000 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 20,566 | 475,304 | SH | DFND | 1, 2, 3 | 475,304 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 4,300 | 199,710 | SH | DFND | 1, 2, 3 | 199,710 | 0 | 0 | |
MASONITE INTL CORP NEW | COM | 575385109 | 6,116 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
MEDIA GEN INC | CL A | 584404107 | 2,047 | 143,532 | SH | DFND | 1, 2, 3 | 143,532 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 16,895 | 282,000 | SH | DFND | 1, 2, 3 | 282,000 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 26,973 | 450,000 | SH | Call | DFND | 1, 2, 3 | 450,000 | 0 | 0 |
MEDIVATION INC | NOTE 2.625% 4/0 | 58501NAA9 | 2,109 | 1,500,000 | PRN | DFND | 1, 2, 3 | 1,500,000 | 0 | 0 | |
MELCO CROWN ENTMT LTD | ADR | 585464100 | 14,319 | 450,000 | SH | DFND | 1, 2, 3 | 450,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 8,730 | 500,000 | SH | DFND | 1, 2, 3 | 500,000 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 9,764 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 12,944 | 470,700 | SH | DFND | 1, 2, 3 | 470,700 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 17,800 | 400,000 | SH | DFND | 1, 2, 3 | 400,000 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 5,339 | 245,000 | SH | DFND | 1, 2, 3 | 245,000 | 0 | 0 | |
NRG YIELD INC | COM CL A | 62942X108 | 4,544 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 31,120 | 2,000,000 | SH | Put | DFND | 1, 2, 3 | 2,000,000 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 22,704 | 610,000 | SH | DFND | 1, 2, 3 | 610,000 | 0 | 0 | |
OAKTREE CAP GROUP LLC | UNIT 99/99/9999 | 674001201 | 3,926 | 75,000 | SH | DFND | 1, 2, 3 | 75,000 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 3,283 | 372,673 | SH | DFND | 1, 2, 3 | 372,670 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 11,730 | 220,000 | SH | DFND | 1, 2, 3 | 220,000 | 0 | 0 | |
OWENS CORNING NEW | COM | 690742101 | 1,899 | 50,000 | SH | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 3,258 | 67,784 | SH | DFND | 1, 2, 3 | 67,784 | 0 | 0 | |
PATTERSON UTI ENERGY INC | COM | 703481101 | 13,897 | 650,000 | SH | DFND | 1, 2, 3 | 650,000 | 0 | 0 | |
PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 6,437 | 8,000,000 | PRN | DFND | 1, 2, 3 | 8,000,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 11,528 | 145,000 | SH | DFND | 1, 2, 3 | 145,000 | 0 | 0 | |
PERRIGO CO | COM | 714290103 | 24,096 | 195,300 | SH | DFND | 1, 2, 3 | 195,300 | 0 | 0 | |
RADIAN GROUP | NOTE 3.000%11/1 | 750236AK7 | 1,421 | 1,000,000 | PRN | DFND | 1, 2, 3 | 1,000,000 | 0 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 4,302 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
REGAL BELOIT CORP | COM | 758750103 | 5,944 | 87,500 | SH | DFND | 1, 2, 3 | 87,500 | 0 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 11,160 | 416,418 | SH | DFND | 1, 2, 3 | 416,418 | 0 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 5,896 | 220,000 | SH | Put | DFND | 1, 2, 3 | 220,000 | 0 | 0 |
SAGENT PHARMACEUTICALS INC | COM | 786692103 | 510 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 11,835 | 228,000 | SH | DFND | 1, 2, 3 | 228,000 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 6,600 | 98,700 | SH | DFND | 1, 2, 3 | 98,700 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | NOTE 1.500% 3/1 | 795435AE6 | 31,918 | 26,000,000 | PRN | DFND | 1, 2, 3 | 26,000,000 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 19,881 | 225,000 | SH | DFND | 1, 2, 3 | 225,000 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 13,799 | 170,000 | SH | DFND | 1, 2, 3 | 170,000 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 3,352 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
SOLAZYME INC | COM | 83415T101 | 1,314 | 121,850 | SH | DFND | 1, 2, 3 | 121,850 | 0 | 0 | |
SOLARFUN POWER HOLDINGS CO L | NOTE 3.500% 1/1 | 83415UAB4 | 5,493 | 6,000,000 | PRN | DFND | 1, 2, 3 | 6,000,000 | 0 | 0 | |
SPDR S&P 5000 ETF TR | TR UNIT | 78462F103 | 115,927 | 690,000 | SH | Put | DFND | 1, 2, 3 | 690,000 | 0 | 0 |
SPDR S&P 5000 ETF TR | TR UNIT | 78462F103 | 50,403 | 300,000 | SH | Call | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 18,438 | 280,000 | SH | Put | DFND | 1, 2, 3 | 280,000 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 11,933 | 155,000 | SH | DFND | 1, 2, 3 | 155,000 | 0 | 0 | |
STEEL DYNAMICS INC | NOTE 5.125% 6/1 | 858119AP5 | 5,475 | 5,000,000 | PRN | DFND | 1, 2, 3 | 5,000,000 | 0 | 0 | |
STRYKER CORP | COM | 863667101 | 1,514 | 22,400 | SH | DFND | 1, 2, 3 | 22,400 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2,084 | 50,600 | SH | DFND | 1, 2, 3 | 50,600 | 0 | 0 | |
TESCO CORP | COM | 88157K101 | 4,353 | 263,000 | SH | DFND | 1, 2, 3 | 263,000 | 0 | 0 | |
THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | 742 | 160,000 | SH | DFND | 1, 2, 3 | 160,000 | 0 | 0 | |
TIBBCO SOFTWARE INC | COM | 88632Q103 | 14,351 | 560,600 | SH | DFND | 1, 2, 3 | 560,600 | 0 | 0 | |
TIMKEN CO | COM | 887389104 | 7,550 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
TRIUMPH GROUP INC NEW | COM | 896818101 | 2,949 | 42,000 | SH | DFND | 1, 2, 3 | 42,000 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 4,242 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 9,858 | 321,000 | SH | DFND | 1, 2, 3 | 321,000 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 7,447 | 99,300 | SH | DFND | 1, 2, 3 | 99,300 | 0 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 9,023 | 5,215,346 | SH | DFND | 1, 2, 3 | 5,215,346 | 0 | 0 | |
U S G CORP | COM NEW | 903293405 | 5,716 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
VANDA PHARMACEUTICALS | COM | 921659108 | 9,301 | 848,650 | SH | DFND | 1, 2, 3 | 848,650 | 0 | 0 | |
VANDA PHARMACEUTICALS | COM | 921659108 | 4,380 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
VIROPHARMA INC | COM | 928241108 | 7,852 | 200,000 | SH | Put | DFND | 1, 2, 3 | 200,000 | 0 | 0 |
VULCAN MATLS CO | COM | 929160109 | 12,953 | 250,000 | SH | DFND | 1, 2, 3 | 250,000 | 0 | 0 | |
WARNER CHILCOTT PLC IRELAND | SHS A | G94368100 | 4,584 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
WELLPOINT INC | COM | 94973V107 | 8,361 | 100,000 | SH | Put | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
WEYERHAEUSER CO | COM | 962166104 | 6,442 | 225,000 | SH | DFND | 1, 2, 3 | 225,000 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 17,357 | 290,000 | SH | DFND | 1, 2, 3 | 290,000 | 0 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 6,063 | 1,350,296 | SH | DFND | 1, 2, 3 | 1,350,296 | 0 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 7,409 | 1,650,000 | SH | Call | DFND | 1, 2, 3 | 1,650,000 | 0 | 0 |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 6,106 | 677,675 | SH | DFND | 1, 2, 3 | 677,675 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 9,336 | 300,000 | SH | DFND | 1, 2, 3 | 300,000 | 0 | 0 |