The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 10,357 | 269,000 | SH | DFND | 1, 2, 3 | 0 | 269,000 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 8,450 | 106,000 | SH | DFND | 1, 2, 3 | 0 | 106,000 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 5,712 | 27,750 | SH | DFND | 1, 2, 3 | 0 | 27,750 | 0 | |
ACTUANT CORP | CL A NEW | 00508X203 | 854 | 25,000 | SH | DFND | 1, 2, 3 | 0 | 25,000 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 35,641 | 1,190,000 | SH | Call | DFND | 1, 2, 3 | 0 | 1,190,000 | 0 |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 1,845 | 40,000 | SH | DFND | 1, 2, 3 | 0 | 40,000 | 0 | |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 9,236 | 200,000 | SH | Call | DFND | 1, 2, 3 | 0 | 200,000 | 0 |
AERCAP HOLDINGS NV | SHS | N00985106 | 3,164 | 75,000 | SH | DFND | 1, 2, 3 | 0 | 75,000 | 0 | |
ALLERGAN INC | COM | 018490102 | 7,731 | 62,300 | SH | DFND | 1, 2, 3 | 0 | 62,300 | 0 | |
ALLERGAN INC | COM | 018490102 | 12,410 | 100,000 | SH | Call | DFND | 1, 2, 3 | 0 | 100,000 | 0 |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 5,988 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 22,228 | 607,500 | SH | DFND | 1, 2, 3 | 0 | 607,500 | 0 | |
AMERICAN AIRLS GROUP INC | PFD A MAND CV | 02376R409 | 4,509 | 163,288 | SH | DFND | 1, 2, 3 | 0 | 163,288 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 24,378 | 1,219,519 | SH | DFND | 1, 2, 3 | 0 | 1,219,519 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 2,633 | 25,000 | SH | DFND | 1, 2, 3 | 0 | 25,000 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 5,203 | 1,490,738 | SH | DFND | 1, 2, 3 | 0 | 1,490,738 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 4,695 | 75,000 | SH | DFND | 1, 2, 3 | 0 | 75,000 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 2,843 | 115,400 | SH | DFND | 1, 2, 3 | 0 | 115,400 | 0 | |
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 12,353 | 401,733 | SH | DFND | 1, 2, 3 | 0 | 401,733 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 7,790 | 121,000 | SH | DFND | 1, 2, 3 | 0 | 121,000 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 17,045 | 350,000 | SH | DFND | 1, 2, 3 | 0 | 350,000 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 1,687 | 70,000 | SH | DFND | 1, 2, 3 | 0 | 70,000 | 0 | |
BURGER KING WORLDWIDE INC | COM | 121220107 | 2,390 | 90,000 | SH | DFND | 1, 2, 3 | 0 | 90,000 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 4,421 | 350,000 | SH | DFND | 1, 2, 3 | 0 | 350,000 | 0 | |
CEMPRA INC | COM | 15130J109 | 1,877 | 162,692 | SH | DFND | 1, 2, 3 | 0 | 162,692 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 5,366 | 86,200 | SH | DFND | 1, 2, 3 | 0 | 86,200 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 13,526 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 6,963 | 146,221 | SH | DFND | 1, 2, 3 | 0 | 146,221 | 0 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 25,240 | 456,000 | SH | DFND | 1, 2, 3 | 0 | 456,000 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 5,681 | 10,000 | SH | DFND | 1, 2, 3 | 0 | 10,000 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 33,320 | 700,000 | SH | DFND | 1, 2, 3 | 0 | 700,000 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 28,560 | 600,000 | SH | Call | DFND | 1, 2, 3 | 0 | 600,000 | 0 |
COCA COLA ENTERPRISES INC NE | COM | 19122T109 | 16,477 | 345,000 | SH | DFND | 1, 2, 3 | 0 | 345,000 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 4,934 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 4,928 | 125,800 | SH | DFND | 1, 2, 3 | 0 | 125,800 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 22,013 | 750,000 | SH | DFND | 1, 2, 3 | 0 | 750,000 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 4,411 | 39,500 | SH | DFND | 1, 2, 3 | 0 | 39,500 | 0 | |
CST BRANDS INC | COM | 12646R105 | 1,562 | 50,000 | SH | DFND | 1, 2, 3 | 0 | 50,000 | 0 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 4,866 | 65,000 | SH | DFND | 1, 2, 3 | 0 | 65,000 | 0 | |
DATAWATCH CORP | COM NEW | 237917208 | 3,660 | 135,000 | SH | DFND | 1, 2, 3 | 0 | 135,000 | 0 | |
DECKERS OUTDOOR CORP | COM | 243537107 | 1,196 | 15,000 | SH | DFND | 1, 2, 3 | 0 | 15,000 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 26,708 | 770,800 | SH | DFND | 1, 2, 3 | 0 | 770,800 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6,687 | 193,000 | SH | Call | DFND | 1, 2, 3 | 0 | 193,000 | 0 |
DIAMOND FOODS INC | COM | 252603105 | 6,637 | 190,000 | SH | DFND | 1, 2, 3 | 0 | 190,000 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 3,386 | 62,000 | SH | DFND | 1, 2, 3 | 0 | 62,000 | 0 | |
DINEEQUITY INC | COM | 254423106 | 2,459 | 31,500 | SH | DFND | 1, 2, 3 | 0 | 31,500 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 6,782 | 685,000 | SH | DFND | 1, 2, 3 | 0 | 685,000 | 0 | |
DONALDSON INC | COM | 257651109 | 4,240 | 100,000 | SH | DFND | 1, 2, 3 | 0 | 100,000 | 0 | |
D R HORTON INC | COM | 23331A109 | 3,789 | 175,000 | SH | DFND | 1, 2, 3 | 0 | 175,000 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM | 268158102 | 3,500 | 1,944,375 | SH | DFND | 1, 2, 3 | 0 | 1,944,375 | 0 | |
EAGLE MATERIALS INC | COM | 26969P108 | 11,969 | 135,000 | SH | DFND | 1, 2, 3 | 0 | 135,000 | 0 | |
EATON CORP PLC | SHS | G29183103 | 11,268 | 150,000 | SH | Call | DFND | 1, 2, 3 | 0 | 150,000 | 0 |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 4,725 | 187,000 | SH | DFND | 1, 2, 3 | 0 | 187,000 | 0 | |
EXTERRAN PARTNERS LP | COM UNITS | 30225N105 | 6,582 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | |
F5 NETWORKS INC | COM | 315616102 | 18,659 | 175,000 | SH | DFND | 1, 2, 3 | 0 | 175,000 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 10,533 | 1,113,475 | SH | DFND | 1, 2, 3 | 0 | 1,113,475 | 0 | |
FIDELITY & GTY LIFE | COM | 315785105 | 4,720 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
FIDELITY NATIONAL FINANCIAL | CL A | 31620R105 | 23,580 | 750,000 | SH | DFND | 1, 2, 3 | 0 | 750,000 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 6,591 | 400,900 | SH | DFND | 1, 2, 3 | 0 | 400,900 | 0 | |
FOREST LABS INC | COM | 345838106 | 4,152 | 45,000 | SH | DFND | 1, 2, 3 | 0 | 45,000 | 0 | |
FURIEX PHARMACEUTICALS INC | COM | 36106P101 | 3,481 | 40,017 | SH | DFND | 1, 2, 3 | 0 | 40,017 | 0 | |
FURIEX PHARMACEUTICALS INC | COM | 36106P101 | 6,525 | 75,000 | SH | Call | DFND | 1, 2, 3 | 0 | 75,000 | 0 |
GAP INC DEL | COM | 364760108 | 23,778 | 593,570 | SH | DFND | 1, 2, 3 | 0 | 593,570 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 8,865 | 500,000 | SH | DFND | 1, 2, 3 | 0 | 500,000 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 6,290 | 88,790 | SH | DFND | 1, 2, 3 | 0 | 88,790 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 10,758 | 680,000 | SH | DFND | 1, 2, 3 | 0 | 680,000 | 0 | |
GT ADVANCED TECHNOLOGIES INC | COM | 36191U106 | 20,467 | 1,200,400 | SH | DFND | 1, 2, 3 | 0 | 1,200,400 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 14,628 | 160,013 | SH | DFND | 1, 2, 3 | 0 | 160,013 | 0 | |
HALLIBURTON CO | COM | 406216101 | 11,778 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
HALLIBURTON CO | COM | 406216101 | 11,778 | 200,000 | SH | Call | DFND | 1, 2, 3 | 0 | 200,000 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 69,613 | 1,325,956 | SH | DFND | 1, 2, 3 | 0 | 1,325,956 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 24,675 | 470,000 | SH | Call | DFND | 1, 2, 3 | 0 | 470,000 | 0 |
HEADWATERS INC | COM | 42210P102 | 1,321 | 100,000 | SH | DFND | 1, 2, 3 | 0 | 100,000 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 5,185 | 373,315 | SH | DFND | 1, 2, 3 | 0 | 373,315 | 0 | |
HILLSHIRE BRANDS CO | COM | 432589109 | 2,049 | 55,000 | SH | DFND | 1, 2, 3 | 0 | 55,000 | 0 | |
HOME DEPOT INC | COM | 437076102 | 61,690 | 779,600 | SH | DFND | 1, 2, 3 | 0 | 779,600 | 0 | |
HORIZON PHARMA INC | COM | 44047T109 | 30,709 | 2,032,364 | SH | DFND | 1, 2, 3 | 0 | 2,032,364 | 0 | |
INSTALLED BLDG PRODS INC | COM | 45780R101 | 558 | 40,000 | SH | DFND | 1, 2, 3 | 0 | 40,000 | 0 | |
INTERCONTINENTALEXCHANGE GRO | COM | 45866F104 | 34,620 | 175,000 | SH | DFND | 1, 2, 3 | 0 | 175,000 | 0 | |
INTERFACE INC | COM | 458665304 | 7,193 | 350,000 | SH | DFND | 1, 2, 3 | 0 | 350,000 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 5,282 | 516,363 | SH | DFND | 1, 2, 3 | 0 | 516,363 | 0 | |
INTERMUNE INC | COM | 45884X103 | 3,347 | 100,000 | SH | Put | DFND | 1, 2, 3 | 0 | 100,000 | 0 |
ISHARES | RUSSELL 2000 ETF | 464287655 | 69,804 | 600,000 | SH | Put | DFND | 1, 2, 3 | 0 | 600,000 | 0 |
ISHARES | US HOME CONS ETF | 464288752 | 3,633 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | |
ISHARES | US HOME CONS ETF | 464288752 | 24,220 | 1,000,000 | SH | Call | DFND | 1, 2, 3 | 0 | 1,000,000 | 0 |
JARDEN CORP | COM | 471109108 | 2,997 | 50,100 | SH | DFND | 1, 2, 3 | 0 | 50,100 | 0 | |
JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | 8,036 | 574,000 | SH | DFND | 1, 2, 3 | 0 | 574,000 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 60,710 | 1,000,000 | SH | Call | DFND | 1, 2, 3 | 0 | 1,000,000 | 0 |
KATE SPADE & CO | COM | 485865109 | 3,757 | 101,300 | SH | DFND | 1, 2, 3 | 0 | 101,300 | 0 | |
KINDRED BIOSCIENCES INC | COM | 494577109 | 9,957 | 539,650 | SH | DFND | 1, 2, 3 | 0 | 539,650 | 0 | |
KNOWLES CORP | COM | 49926D109 | 3,946 | 125,000 | SH | DFND | 1, 2, 3 | 0 | 125,000 | 0 | |
KOSMOS ENERGY LTD | SHS | G5315B107 | 4,400 | 400,000 | SH | DFND | 1, 2, 3 | 0 | 400,000 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 14,864 | 265,000 | SH | DFND | 1, 2, 3 | 0 | 265,000 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 6,852 | 124,603 | SH | DFND | 1, 2, 3 | 0 | 124,603 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 19,395 | 290,000 | SH | DFND | 1, 2, 3 | 0 | 290,000 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 9,114 | 15,000,000 | PRN | DFND | 1, 2, 3 | 0 | 15,000,000 | 0 | |
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 2,673 | 49,000 | SH | DFND | 1, 2, 3 | 0 | 49,000 | 0 | |
LOUISIANA PAC CORP | COM | 546347105 | 2,109 | 125,000 | SH | DFND | 1, 2, 3 | 0 | 125,000 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 9,444 | 179,613 | SH | DFND | 1, 2, 3 | 0 | 179,613 | 0 | |
LUXFER HLDGS PLC | SPONSORED ADR | 550678106 | 490 | 25,000 | SH | DFND | 1, 2, 3 | 0 | 25,000 | 0 | |
MADDEN STEVE LTD | COM | 556269108 | 3,129 | 87,000 | SH | DFND | 1, 2, 3 | 0 | 87,000 | 0 | |
MASCO CORP | COM | 574599106 | 3,332 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | |
MASONITE INTL CORP NEW | COM | 575385109 | 2,826 | 50,000 | SH | DFND | 1, 2, 3 | 0 | 50,000 | 0 | |
MCDONALDS CORP | COM | 580135101 | 22,057 | 225,000 | SH | DFND | 1, 2, 3 | 0 | 225,000 | 0 | |
MEDIA GEN INC | CL A | 584404107 | 14,435 | 800,823 | SH | DFND | 1, 2, 3 | 0 | 800,823 | 0 | |
MEDIVATION INC | COM | 58501N101 | 10,935 | 169,900 | SH | DFND | 1, 2, 3 | 0 | 169,900 | 0 | |
MEDIVATION INC | COM | 58501N101 | 22,530 | 350,000 | SH | Call | DFND | 1, 2, 3 | 0 | 350,000 | 0 |
MEDIVATION INC | NOTE 2.625% 4/0 | 58501NAA9 | 2,136 | 1,500,000 | PRN | DFND | 1, 2, 3 | 0 | 1,500,000 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 4,477 | 48,000 | SH | DFND | 1, 2, 3 | 0 | 48,000 | 0 | |
MICRON TECHNOLOGY INC | NOTE 1.625%2/1 | 595112AU7 | 11,012 | 5,000,000 | PRN | DFND | 1, 2, 3 | 0 | 5,000,000 | 0 | |
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 3,273 | 3,000,000 | PRN | DFND | 1, 2, 3 | 0 | 3,000,000 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 1,165 | 100,000 | SH | Put | DFND | 1, 2, 3 | 0 | 100,000 | 0 |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 14,790 | 600,000 | SH | DFND | 1, 2, 3 | 0 | 600,000 | 0 | |
NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 5,850 | 225,000 | SH | DFND | 1, 2, 3 | 0 | 225,000 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 5,081 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | |
NCI BUILDING SYS INC | COM NEW | 628852204 | 8,555 | 490,000 | SH | DFND | 1, 2, 3 | 0 | 490,000 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 17,063 | 570,671 | SH | DFND | 1, 2, 3 | 0 | 570,671 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 27,035 | 1,675,000 | SH | DFND | 1, 2, 3 | 0 | 1,675,000 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 1,614 | 100,000 | SH | Call | DFND | 1, 2, 3 | 0 | 100,000 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 27,057 | 460,000 | SH | DFND | 1, 2, 3 | 0 | 460,000 | 0 | |
OVASCIENCE INC | COM | 69014Q101 | 2,688 | 300,000 | SH | DFND | 1, 2, 3 | 0 | 300,000 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 6,057 | 88,300 | SH | DFND | 1, 2, 3 | 0 | 88,300 | 0 | |
PARKER HANNIFIN CORP | COM | 701094104 | 11,971 | 100,000 | SH | Call | DFND | 1, 2, 3 | 0 | 100,000 | 0 |
PATTERSON UTI ENERGY INC | COM | 703481101 | 20,586 | 650,000 | SH | DFND | 1, 2, 3 | 0 | 650,000 | 0 | |
PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 4,028 | 5,000,000 | PRN | DFND | 1, 2, 3 | 0 | 5,000,000 | 0 | |
PEPSICO INC | COM | 713448108 | 7,098 | 85,000 | SH | DFND | 1, 2, 3 | 0 | 85,000 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 2,044 | 86,261 | SH | DFND | 1, 2, 3 | 0 | 86,261 | 0 | |
PLATFORM SPECIALTY PRODUCTS CORP | COM | 72766Q105 | 23,059 | 1,210,445 | SH | DFND | 1, 2, 3 | 0 | 1,210,445 | 0 | |
PULTE GROUP INC | COM | 745867101 | 1,919 | 100,000 | SH | DFND | 1, 2, 3 | 0 | 100,000 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 14,832 | 558,000 | SH | DFND | 1, 2, 3 | 0 | 558,000 | 0 | |
RADWARE LTD | ORD | M81873107 | 6,887 | 390,000 | SH | DFND | 1, 2, 3 | 0 | 390,000 | 0 | |
RALPH LAUREN CORP | CL A | 751212101 | 9,656 | 60,000 | SH | DFND | 1, 2, 3 | 0 | 60,000 | 0 | |
RANGE RES CORP | COM | 75281A109 | 13,010 | 156,800 | SH | DFND | 1, 2, 3 | 0 | 156,800 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 4,345 | 100,000 | SH | DFND | 1, 2, 3 | 0 | 100,000 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 4,345 | 100,000 | SH | Call | DFND | 1, 2, 3 | 0 | 100,000 | 0 |
REGAL BELOIT CORP | COM | 758750103 | 6,362 | 87,500 | SH | DFND | 1, 2, 3 | 0 | 87,500 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 2,613 | 147,618 | SH | DFND | 1, 2, 3 | 0 | 147,618 | 0 | |
RPC INC | COM | 749660106 | 6,637 | 325,000 | SH | DFND | 1, 2, 3 | 0 | 325,000 | 0 | |
RYDER SYS INC | COM | 783549108 | 3,996 | 50,000 | SH | DFND | 1, 2, 3 | 0 | 50,000 | 0 | |
SCOTTS MIRACLE-GRO CO | CL A | 810186106 | 4,351 | 71,000 | SH | DFND | 1, 2, 3 | 0 | 71,000 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 24,876 | 600,000 | SH | Put | DFND | 1, 2, 3 | 0 | 600,000 | 0 |
SMITH A O | COM | 831865209 | 3,452 | 75,000 | SH | DFND | 1, 2, 3 | 0 | 75,000 | 0 | |
SOLARFUN POWER HOLDINGS CO L | NOTE 3.500% 1/1 | 83415UAB4 | 4,581 | 5,000,000 | PRN | DFND | 1, 2, 3 | 0 | 5,000,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 56,103 | 300,000 | SH | Put | DFND | 1, 2, 3 | 0 | 300,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 78,544 | 420,000 | SH | Call | DFND | 1, 2, 3 | 0 | 420,000 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 29,295 | 900,000 | SH | DFND | 1, 2, 3 | 0 | 900,000 | 0 | |
STARBUCKS CORP | COM | 855244109 | 13,207 | 180,000 | SH | DFND | 1, 2, 3 | 0 | 180,000 | 0 | |
SUPERIOR ENERGY SVCS INC | COM | 868157108 | 6,152 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 15,750 | 262,500 | SH | DFND | 1, 2, 3 | 0 | 262,500 | 0 | |
TERADATA CORP DEL | COM | 88076W103 | 13,527 | 275,000 | SH | DFND | 1, 2, 3 | 0 | 275,000 | 0 | |
TEREX CORP NEW | COM | 880779103 | 6,645 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | |
TETRALOGIC PHARMACEUTICALS C | COM | 88165U109 | 1,929 | 301,801 | SH | DFND | 1, 2, 3 | 0 | 301,801 | 0 | |
TEXAS INDS INC | COM | 882491103 | 4,908 | 54,763 | SH | DFND | 1, 2, 3 | 0 | 54,763 | 0 | |
THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | 760 | 160,000 | SH | DFND | 1, 2, 3 | 0 | 160,000 | 0 | |
TIMKEN CO | COM | 887389104 | 5,878 | 100,000 | SH | DFND | 1, 2, 3 | 0 | 100,000 | 0 | |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 2,860 | 275,000 | SH | DFND | 1, 2, 3 | 0 | 275,000 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 15,299 | 342,800 | SH | DFND | 1, 2, 3 | 0 | 342,800 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 4,867 | 59,300 | SH | DFND | 1, 2, 3 | 0 | 59,300 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 11,481 | 5,315,346 | SH | DFND | 1, 2, 3 | 0 | 5,315,346 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 5,726 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | |
U S G CORP | COM NEW | 903293405 | 6,544 | 200,000 | SH | DFND | 1, 2, 3 | 0 | 200,000 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 18,740 | 1,153,942 | SH | DFND | 1, 2, 3 | 0 | 1,153,942 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 12,350 | 760,000 | SH | Call | DFND | 1, 2, 3 | 0 | 760,000 | 0 |
VULCAN MATLS CO | COM | 929160109 | 6,645 | 100,000 | SH | DFND | 1, 2, 3 | 0 | 100,000 | 0 | |
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 17,360 | 1,000,000 | SH | DFND | 1, 2, 3 | 0 | 1,000,000 | 0 | |
WHITEWAVE FOODS CO | COM CL A | 966244105 | 5,423 | 190,000 | SH | DFND | 1, 2, 3 | 0 | 190,000 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 17,698 | 3,396,913 | SH | DFND | 1, 2, 3 | 0 | 3,396,913 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 4,429 | 850,000 | SH | Call | DFND | 1, 2, 3 | 0 | 850,000 | 0 |
YAHOO INC | COM | 984332106 | 7,355 | 205,000 | SH | DFND | 1, 2, 3 | 0 | 205,000 | 0 | |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 5,241 | 267,275 | SH | DFND | 1, 2, 3 | 0 | 267,275 | 0 |