The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC | COM | 003654100 | 2,109 | 83,900 | SH | DFND | 1, 2, 3 | 83,900 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 1,593 | 35,000 | SH | DFND | 1, 2, 3 | 35,000 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 11,130 | 49,900 | SH | DFND | 1, 2, 3 | 49,900 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 1,444 | 45,000 | SH | DFND | 1, 2, 3 | 45,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 7,297 | 90,000 | SH | DFND | 1, 2, 3 | 90,000 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 16,481 | 270,000 | SH | DFND | 1, 2, 3 | 270,000 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 2,538 | 15,000 | SH | Call | DFND | 1, 2, 3 | 15,000 | 0 | 0 |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 25,658 | 825,000 | SH | DFND | 1, 2, 3 | 825,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 19,433 | 469,709 | SH | DFND | 1, 2, 3 | 469,709 | 0 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 24,026 | 1,355,847 | SH | DFND | 1, 2, 3 | 1,355,847 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 13,218 | 115,000 | SH | DFND | 1, 2, 3 | 115,000 | 0 | 0 | |
ANNIES INC | COM | 03600T104 | 2,825 | 83,533 | SH | DFND | 1, 2, 3 | 83,533 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 3,101 | 1,165,738 | SH | DFND | 1, 2, 3 | 1,165,738 | 0 | 0 | |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 8,230 | 354,900 | SH | DFND | 1, 2, 3 | 354,900 | 0 | 0 | |
ARAMARK | COM | 03852U106 | 3,235 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
AUDIENCE INC | COM | 05070J102 | 2,174 | 182,089 | SH | DFND | 1, 2, 3 | 182,089 | 0 | 0 | |
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 6,772 | 304,076 | SH | DFND | 1, 2, 3 | 304,076 | 0 | 0 | |
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 4,411 | 220,000 | SH | DFND | 1, 2, 3 | 220,000 | 0 | 0 | |
AVIS BUDGET GROUP | COM | 053774105 | 19,098 | 320,000 | SH | DFND | 1, 2, 3 | 320,000 | 0 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 15,536 | 692,641 | SH | DFND | 1, 2, 3 | 692,641 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 5,091 | 132,000 | SH | DFND | 1, 2, 3 | 132,000 | 0 | 0 | |
BUFFALO WILD WINGS INC | COM | 119848109 | 5,137 | 31,000 | SH | DFND | 1, 2, 3 | 31,000 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 5,121 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
CAESARSTONE SDOT-YAM LTD | ORD SHS | M20598104 | 6,130 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
CBRE GROUP INC | CL A | 12504L109 | 4,806 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 5,599 | 65,200 | SH | DFND | 1, 2, 3 | 65,200 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 22,888 | 1,730,000 | SH | DFND | 1, 2, 3 | 1,730,000 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 3,871 | 51,200 | SH | DFND | 1, 2, 3 | 51,200 | 0 | 0 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 20,865 | 291,000 | SH | DFND | 1, 2, 3 | 291,000 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 12,413 | 20,950 | SH | DFND | 1, 2, 3 | 20,950 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 7,817 | 85,000 | SH | DFND | 1, 2, 3 | 85,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 54,165 | 1,150,000 | SH | Call | DFND | 1, 2, 3 | 1,150,000 | 0 | 0 |
CIVEO CORP | COM | 178787107 | 2,503 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
COCA COLA ENTERPRISES INC NE | COM | 19122T109 | 4,300 | 90,000 | SH | DFND | 1, 2, 3 | 90,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 4,315 | 95,100 | SH | DFND | 1, 2, 3 | 95,100 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 21,675 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 20,038 | 625,000 | SH | DFND | 1, 2, 3 | 625,000 | 0 | 0 | |
CORELOGIC INC | COM | 21871D103 | 13,358 | 440,000 | SH | DFND | 1, 2, 3 | 440,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 20,932 | 540,600 | SH | DFND | 1, 2, 3 | 540,600 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 28,846 | 745,000 | SH | Call | DFND | 1, 2, 3 | 745,000 | 0 | 0 |
DIAMOND FOODS INC | COM | 252603105 | 5,366 | 190,269 | SH | DFND | 1, 2, 3 | 190,269 | 0 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 6,816 | 710,000 | SH | DFND | 1, 2, 3 | 710,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 3,254 | 50,000 | SH | DFND | 1, 2, 3 | 50,000 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 6,883 | 120,000 | SH | DFND | 1, 2, 3 | 120,000 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 16,974 | 311,685 | SH | DFND | 1, 2, 3 | 311,685 | 0 | 0 | |
DONALDSON INC | COM | 257651109 | 6,348 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
DUNKIN BRANDS GROUP INC | COM | 265504100 | 13,056 | 285,000 | SH | DFND | 1, 2, 3 | 285,000 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM | 268158102 | 1,661 | 1,044,375 | SH | DFND | 1, 2, 3 | 1,044,375 | 0 | 0 | |
EAGLE MATERIALS INC | COM | 26969P108 | 7,071 | 75,000 | SH | DFND | 1, 2, 3 | 75,000 | 0 | 0 | |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 9,141 | 407,000 | SH | DFND | 1, 2, 3 | 407,000 | 0 | 0 | |
ENERGIZER HLDGS INC | COM | 29266R108 | 9,257 | 75,861 | SH | DFND | 1, 2, 3 | 75,861 | 0 | 0 | |
EXTERRAN PARTNERS LP | COM UNITS | 30225N105 | 5,624 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
F5 NETWORKS INC | COM | 315616102 | 21,725 | 195,000 | SH | DFND | 1, 2, 3 | 195,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 7,797 | 1,197,675 | SH | DFND | 1, 2, 3 | 1,197,675 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 6,909 | 514,466 | SH | DFND | 1, 2, 3 | 514,466 | 0 | 0 | |
FOREST LABS INC | COM | 345838106 | 3,465 | 35,000 | SH | DFND | 1, 2, 3 | 35,000 | 0 | 0 | |
GAP INC DEL | COM | 364760108 | 8,106 | 195,000 | SH | DFND | 1, 2, 3 | 195,000 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 13,920 | 800,000 | SH | DFND | 1, 2, 3 | 800,000 | 0 | 0 | |
GIGAMON INC | COM | 37518B102 | 11,166 | 583,390 | SH | DFND | 1, 2, 3 | 583,390 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 3,905 | 65,000 | SH | DFND | 1, 2, 3 | 65,000 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 28,428 | 1,030,000 | SH | DFND | 1, 2, 3 | 1,030,000 | 0 | 0 | |
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AG3 | 4,963 | 4,000,000 | PRN | DFND | 1, 2, 3 | 4,000,000 | 0 | 0 | |
GT ADVANCED TECHNOLOGIES INC | COM | 36191U106 | 22,315 | 1,200,400 | SH | DFND | 1, 2, 3 | 1,200,400 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 17,174 | 193,579 | SH | DFND | 1, 2, 3 | 193,579 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 58,583 | 825,000 | SH | DFND | 1, 2, 3 | 825,000 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 104,994 | 1,862,256 | SH | DFND | 1, 2, 3 | 1,862,256 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 7,864 | 638,315 | SH | DFND | 1, 2, 3 | 638,315 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 4,205 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 4,205 | 150,000 | SH | Call | DFND | 1, 2, 3 | 150,000 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 47,157 | 582,473 | SH | DFND | 1, 2, 3 | 582,473 | 0 | 0 | |
HORIZON PHARMA INC | COM | 44047T109 | 32,507 | 2,056,084 | SH | DFND | 1, 2, 3 | 2,056,084 | 0 | 0 | |
HOSPIRA INC | COM | 441060100 | 7,264 | 141,400 | SH | Put | DFND | 1, 2, 3 | 141,400 | 0 | 0 |
HUMANA INC | COM | 444859102 | 7,791 | 61,000 | SH | DFND | 1, 2, 3 | 61,000 | 0 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 18,890 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
INTERFACE INC | COM | 458665304 | 6,591 | 350,000 | SH | DFND | 1, 2, 3 | 350,000 | 0 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 5,079 | 571,363 | SH | DFND | 1, 2, 3 | 571,363 | 0 | 0 | |
ISHARES | NASDQ BIOTEC ETF | 464287556 | 44,980 | 175,000 | SH | Put | DFND | 1, 2, 3 | 175,000 | 0 | 0 |
JARDEN CORP | COM | 471109108 | 12,345 | 208,000 | SH | DFND | 1, 2, 3 | 208,000 | 0 | 0 | |
JUMEI INTL HLDG LTD | SPONSORED ADR | 48138L107 | 3,608 | 132,637 | SH | DFND | 1, 2, 3 | 132,637 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 100,835 | 1,750,000 | SH | Call | DFND | 1, 2, 3 | 1,750,000 | 0 | 0 |
KELLOGG CO | COM | 487836108 | 8,541 | 130,000 | SH | DFND | 1, 2, 3 | 130,000 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 19,710 | 300,000 | SH | Call | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
KEURIG GREEN MTN INC | COM | 49271M100 | 2,492 | 20,000 | SH | DFND | 1, 2, 3 | 20,000 | 0 | 0 | |
KEYCORP NEW | COM | 493267108 | 17,913 | 1,250,000 | SH | DFND | 1, 2, 3 | 1,250,000 | 0 | 0 | |
KINDRED BIOSCIENCES INC | COM | 494577109 | 13,878 | 744,503 | SH | DFND | 1, 2, 3 | 744,503 | 0 | 0 | |
KOSMOS ENERGY LTD | SHS | G5315B107 | 4,492 | 400,000 | SH | DFND | 1, 2, 3 | 400,000 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 12,436 | 212,000 | SH | DFND | 1, 2, 3 | 212,000 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 11,217 | 166,000 | SH | DFND | 1, 2, 3 | 166,000 | 0 | 0 | |
LANNET INC | COM | 516012101 | 1,656 | 33,365 | SH | DFND | 1, 2, 3 | 33,365 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 18,936 | 255,000 | SH | DFND | 1, 2, 3 | 255,000 | 0 | 0 | |
LEJU HLDGS LTD | SPONSORED ADR | 50187J108 | 4,446 | 425,000 | SH | DFND | 1, 2, 3 | 425,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 9,706 | 15,000,000 | PRN | DFND | 1, 2, 3 | 15,000,000 | 0 | 0 | |
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 3,041 | 49,000 | SH | DFND | 1, 2, 3 | 49,000 | 0 | 0 | |
LIN MEDIA LLC | CL A COM | 532771102 | 12,263 | 450,000 | SH | DFND | 1, 2, 3 | 450,000 | 0 | 0 | |
LINCOLN ELEC HLDGS INC | COM | 533900106 | 5,939 | 85,000 | SH | DFND | 1, 2, 3 | 85,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 20,396 | 425,000 | SH | DFND | 1, 2, 3 | 425,000 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 13,055 | 225,000 | SH | DFND | 1, 2, 3 | 225,000 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 11,021 | 150,000 | SH | Call | DFND | 1, 2, 3 | 150,000 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 3,003 | 29,805 | SH | DFND | 1, 2, 3 | 29,805 | 0 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 6,056 | 65,000 | SH | DFND | 1, 2, 3 | 65,000 | 0 | 0 | |
MEDIA GEN INC | CL A | 584404107 | 16,441 | 800,823 | SH | DFND | 1, 2, 3 | 800,823 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 8,085 | 104,900 | SH | DFND | 1, 2, 3 | 104,900 | 0 | 0 | |
MEDIVATION INC | COM | 58501N101 | 15,416 | 200,000 | SH | Call | DFND | 1, 2, 3 | 200,000 | 0 | 0 |
MEDIWOUND LTD | ORD SHS | M68830104 | 1,354 | 120,000 | SH | DFND | 1, 2, 3 | 120,000 | 0 | 0 | |
MEMORIAL RESOURCE DEV CORP | COM | 58605Q109 | 9,740 | 400,000 | SH | DFND | 1, 2, 3 | 400,000 | 0 | 0 | |
METHANEX CORP | COM | 59151K108 | 13,589 | 220,000 | SH | DFND | 1, 2, 3 | 220,000 | 0 | 0 | |
MGIC INVT CORP WIS | COM | 552848103 | 10,626 | 1,150,000 | SH | DFND | 1, 2, 3 | 1,150,000 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 5,496 | 62,000 | SH | DFND | 1, 2, 3 | 62,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 52,704 | 1,600,000 | SH | DFND | 1, 2, 3 | 1,600,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | NOTE 1.625%2/1 | 595112AU7 | 9,046 | 3,000,000 | PRN | DFND | 1, 2, 3 | 3,000,000 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 1,812 | 150,000 | SH | DFND | 1, 2, 3 | 150,000 | 0 | 0 | |
MONSTER BEVERAGE CORP | COM | 611740101 | 2,486 | 35,000 | SH | DFND | 1, 2, 3 | 35,000 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 14,685 | 500,000 | SH | DFND | 1, 2, 3 | 500,000 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 4,685 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
NCI BUILDING SYS INC | COM NEW | 628852204 | 9,521 | 490,000 | SH | DFND | 1, 2, 3 | 490,000 | 0 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 19,306 | 622,961 | SH | DFND | 1, 2, 3 | 622,961 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 53,040 | 1,200,000 | SH | DFND | 1, 2, 3 | 1,200,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 3,490 | 45,000 | SH | DFND | 1, 2, 3 | 45,000 | 0 | 0 | |
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 31,736 | 1,826,000 | SH | DFND | 1, 2, 3 | 1,826,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 15,552 | 235,000 | SH | DFND | 1, 2, 3 | 235,000 | 0 | 0 | |
OVASCIENCE INC | COM | 69014Q101 | 4,255 | 465,000 | SH | DFND | 1, 2, 3 | 465,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 19,705 | 235,000 | SH | DFND | 1, 2, 3 | 235,000 | 0 | 0 | |
PATTERSON UTI ENERGY INC | COM | 703481101 | 18,164 | 520,000 | SH | DFND | 1, 2, 3 | 520,000 | 0 | 0 | |
PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 3,734 | 5,000,000 | PRN | DFND | 1, 2, 3 | 5,000,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 20,548 | 230,000 | SH | DFND | 1, 2, 3 | 230,000 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 4,281 | 170,000 | SH | DFND | 1, 2, 3 | 170,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODUCTS CORP | COM | 72766Q105 | 25,798 | 920,373 | SH | DFND | 1, 2, 3 | 920,373 | 0 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 11,310 | 500,000 | SH | DFND | 1, 2, 3 | 500,000 | 0 | 0 | |
RADIAN GROUP INC | COM | 750236101 | 17,654 | 1,192,000 | SH | DFND | 1, 2, 3 | 1,192,000 | 0 | 0 | |
RADWARE LTD | ORD | M81873107 | 6,849 | 405,000 | SH | DFND | 1, 2, 3 | 405,000 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 23,477 | 270,000 | SH | DFND | 1, 2, 3 | 270,000 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 17,797 | 322,000 | SH | DFND | 1, 2, 3 | 322,000 | 0 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 1,596 | 92,318 | SH | DFND | 1, 2, 3 | 92,318 | 0 | 0 | |
ROSETTA RESOURCES INC | COM | 777779307 | 5,484 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
ROSETTA RESOURCES INC | COM | 777779307 | 5,485 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
RPC INC | COM | 749660106 | 7,634 | 325,000 | SH | DFND | 1, 2, 3 | 325,000 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 3,083 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 30,838 | 250,000 | SH | Call | DFND | 1, 2, 3 | 250,000 | 0 | 0 |
SCHLUMBERGER LTD | COM | 806857108 | 11,795 | 100,000 | SH | Call | DFND | 1, 2, 3 | 100,000 | 0 | 0 |
SCOTTS MIRACLE-GRO CO | CL A | 810186106 | 8,322 | 146,368 | SH | DFND | 1, 2, 3 | 146,368 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 2,765 | 25,000 | SH | DFND | 1, 2, 3 | 25,000 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 11,120 | 320,000 | SH | DFND | 1, 2, 3 | 320,000 | 0 | 0 | |
SMITH A O | COM | 831865209 | 4,958 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
SOLARFUN POWER HOLDINGS CO L | NOTE 3.500% 1/1 | 83415UAB4 | 5,728 | 6,000,000 | PRN | DFND | 1, 2, 3 | 6,000,000 | 0 | 0 | |
SONUS NETWORKS INC | COM | 835916107 | 6,103 | 1,700,000 | SH | DFND | 1, 2, 3 | 1,700,000 | 0 | 0 | |
SPANSION INC | COM CL A NEW | 84649R200 | 6,742 | 320,000 | SH | DFND | 1, 2, 3 | 320,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 308,259 | 1,575,000 | SH | Put | DFND | 1, 2, 3 | 1,575,000 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 36,288 | 900,000 | SH | Call | DFND | 1, 2, 3 | 900,000 | 0 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 16,375 | 500,000 | SH | DFND | 1, 2, 3 | 500,000 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 6,711 | 78,007 | SH | DFND | 1, 2, 3 | 78,007 | 0 | 0 | |
SPROUTS FMRS MKT INC | COM | 85208M102 | 1,963 | 60,000 | SH | DFND | 1, 2, 3 | 60,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 7,351 | 95,000 | SH | DFND | 1, 2, 3 | 95,000 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 5,329 | 125,000 | SH | DFND | 1, 2, 3 | 125,000 | 0 | 0 | |
SUPERIOR ENERGY SVCS INC | COM | 868157108 | 9,939 | 275,000 | SH | DFND | 1, 2, 3 | 275,000 | 0 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 9,065 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
TETRALOGIC PHARMACEUTICALS C | COM | 88165U109 | 1,669 | 286,801 | SH | DFND | 1, 2, 3 | 286,801 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 10,484 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 15,726 | 300,000 | SH | Put | DFND | 1, 2, 3 | 300,000 | 0 | 0 |
TEXAS INDS INC | COM | 882491103 | 5,058 | 54,763 | SH | DFND | 1, 2, 3 | 54,763 | 0 | 0 | |
TIMKEN CO | COM | 887389104 | 6,784 | 100,000 | SH | DFND | 1, 2, 3 | 100,000 | 0 | 0 | |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 3,938 | 275,000 | SH | DFND | 1, 2, 3 | 275,000 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 7,696 | 205,000 | SH | DFND | 1, 2, 3 | 205,000 | 0 | 0 | |
ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | 8,501 | 93,000 | SH | DFND | 1, 2, 3 | 93,000 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 8,073 | 84,300 | SH | DFND | 1, 2, 3 | 84,300 | 0 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 11,747 | 5,315,346 | SH | DFND | 1, 2, 3 | 5,315,346 | 0 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 6,653 | 120,000 | SH | DFND | 1, 2, 3 | 120,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 28,160 | 1,740,400 | SH | DFND | 1, 2, 3 | 1,740,400 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 6,472 | 400,000 | SH | Call | DFND | 1, 2, 3 | 400,000 | 0 | 0 |
VERSARTIS INC | COM | 92529L102 | 10,629 | 379,200 | SH | DFND | 1, 2, 3 | 379,200 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 12,750 | 200,000 | SH | DFND | 1, 2, 3 | 200,000 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 19,051 | 257,000 | SH | DFND | 1, 2, 3 | 257,000 | 0 | 0 | |
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 57,500 | 2,500,000 | SH | DFND | 1, 2, 3 | 2,500,000 | 0 | 0 | |
WHITEWAVE FOODS CO | COM CL A | 966244105 | 5,017 | 155,000 | SH | DFND | 1, 2, 3 | 155,000 | 0 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 16,251 | 3,548,313 | SH | DFND | 1, 2, 3 | 3,548,313 | 0 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 6,885 | 1,500,000 | SH | Call | DFND | 1, 2, 3 | 1,500,000 | 0 | 0 |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 4,373 | 287,675 | SH | DFND | 1, 2, 3 | 287,675 | 0 | 0 |