The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC | COM | 003654100 | 4,930 | 75,000 | SH | DFND | 1,2,3 | 0 | 75,000 | 0 | |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,771 | 1,750,000 | PRN | DFND | 1,2,3 | 0 | 1,750,000 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 58,010 | 716,089 | SH | DFND | 1,2,3 | 0 | 716,089 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 2,764 | 50,000 | SH | DFND | 1,2,3 | 0 | 50,000 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 45,673 | 150,507 | SH | DFND | 1,2,3 | 0 | 150,507 | 0 | |
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 31,893 | 30,500 | SH | DFND | 1,2,3 | 0 | 30,500 | 0 | |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 15,866 | 367,103 | SH | DFND | 1,2,3 | 0 | 367,103 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 608 | 450,000 | SH | DFND | 1,2,3 | 0 | 450,000 | 0 | |
AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 | 3,631 | 206,539 | SH | DFND | 1,2,3 | 0 | 206,539 | 0 | |
AMSURG CORP | PFD CNV SR A-1% | 03232P504 | 3,441 | 24,678 | SH | DFND | 1,2,3 | 0 | 24,678 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 5,963 | 77,008 | SH | DFND | 1,2,3 | 0 | 77,008 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 104,198 | 1,345,700 | SH | Call | DFND | 1,2,3 | 0 | 1,345,700 | 0 |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 16,103 | 133,450 | SH | DFND | 1,2,3 | 0 | 133,450 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 3,465 | 1,665,738 | SH | DFND | 1,2,3 | 0 | 1,665,738 | 0 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 38,453 | 721,709 | SH | DFND | 1,2,3 | 0 | 721,709 | 0 | |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 2,274 | 140,000 | SH | Call | DFND | 1,2,3 | 0 | 140,000 | 0 |
AXALTA COATING SYS LTD | COM | G0750C108 | 39,063 | 1,180,861 | SH | DFND | 1,2,3 | 0 | 1,180,861 | 0 | |
BERRY PLASTICS GROUP INC | COM | 08579W103 | 15,947 | 492,200 | SH | DFND | 1,2,3 | 0 | 492,200 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 25,022 | 148,615 | SH | DFND | 1,2,3 | 0 | 148,615 | 0 | |
BRINKER INTL INC | COM | 109641100 | 2,336 | 40,515 | SH | DFND | 1,2,3 | 0 | 40,515 | 0 | |
BRINKER INTL INC | COM | 109641100 | 11,530 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
BURLINGTON STORES INC | COM | 122017106 | 13,466 | 263,000 | SH | DFND | 1,2,3 | 0 | 263,000 | 0 | |
CBRE GROUP INC | CL A | 12504L109 | 24,887 | 672,618 | SH | DFND | 1,2,3 | 0 | 672,618 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 53,894 | 998,413 | SH | DFND | 1,2,3 | 0 | 998,413 | 0 | |
CIVITAS SOLUTIONS INC | COM | 17887R102 | 1,579 | 74,050 | SH | DFND | 1,2,3 | 0 | 74,050 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 13,082 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
COMVERSE INC | COM | 20585P105 | 2,556 | 127,300 | SH | DFND | 1,2,3 | 0 | 127,300 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 12,352 | 971,100 | SH | DFND | 1,2,3 | 0 | 971,100 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 13,542 | 200,000 | SH | DFND | 1,2,3 | 0 | 200,000 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 12,002 | 512,341 | SH | DFND | 1,2,3 | 0 | 512,341 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 5,990 | 200,000 | SH | DFND | 1,2,3 | 0 | 200,000 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 30,567 | 1,020,600 | SH | Call | DFND | 1,2,3 | 0 | 1,020,600 | 0 |
EBAY INC | COM | 278642103 | 28,990 | 481,243 | SH | DFND | 1,2,3 | 0 | 481,243 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 4,604 | 35,000 | SH | DFND | 1,2,3 | 0 | 35,000 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 23,563 | 165,433 | SH | DFND | 1,2,3 | 0 | 165,433 | 0 | |
EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 7,542 | 521,600 | SH | DFND | 1,2,3 | 0 | 521,600 | 0 | |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 10,308 | 312,842 | SH | DFND | 1,2,3 | 0 | 312,842 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 16,065 | 13,000,000 | PRN | DFND | 1,2,3 | 0 | 13,000,000 | 0 | |
ENTELLUS MED INC | COM | 29363K105 | 6,856 | 265,000 | SH | DFND | 1,2,3 | 0 | 265,000 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 9,445 | 375,986 | SH | DFND | 1,2,3 | 0 | 375,986 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 15,576 | 2,407,412 | SH | DFND | 1,2,3 | 0 | 2,407,412 | 0 | |
FIREEYE INC | COM | 31816Q101 | 4,891 | 100,000 | SH | Put | DFND | 1,2,3 | 0 | 100,000 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 23,382 | 1,068,140 | SH | DFND | 1,2,3 | 0 | 1,068,140 | 0 | |
FRONTIER COMMUNICATIONS CORP | PFD CONV SER-A | 35906A207 | 16,983 | 170,000 | SH | DFND | 1,2,3 | 0 | 170,000 | 0 | |
F M C CORP | COM NEW | 302491303 | 5,255 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
GIGAMON INC | COM | 37518B102 | 15,010 | 455,000 | SH | DFND | 1,2,3 | 0 | 455,000 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 20,002 | 1,435,900 | SH | DFND | 1,2,3 | 0 | 1,435,900 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 11,591 | 176,000 | SH | DFND | 1,2,3 | 0 | 176,000 | 0 | |
HARLEY DAVIDSON INC | COM | 412822108 | 11,270 | 200,000 | SH | Put | DFND | 1,2,3 | 0 | 200,000 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 30,248 | 333,422 | SH | DFND | 1,2,3 | 0 | 333,422 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 18,144 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
HEALTHSOUTH CORP | COM NEW | 421924309 | 14,242 | 309,200 | SH | DFND | 1,2,3 | 0 | 309,200 | 0 | |
HEALTHSOUTH CORP | COM NEW | 421924309 | 4,606 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
HERON THERAPEUTICS INC | COM | 427746102 | 25,627 | 822,417 | SH | DFND | 1,2,3 | 0 | 822,417 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 52,972 | 1,700,000 | SH | Call | DFND | 1,2,3 | 0 | 1,700,000 | 0 |
HESS CORP | COM | 42809H107 | 21,481 | 321,180 | SH | DFND | 1,2,3 | 0 | 321,180 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | 28,303 | 1,027,320 | SH | DFND | 1,2,3 | 0 | 1,027,320 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 115,539 | 3,325,829 | SH | DFND | 1,2,3 | 0 | 3,325,829 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 31,266 | 900,000 | SH | Call | DFND | 1,2,3 | 0 | 900,000 | 0 |
INTEL CORP | COM | 458140100 | 22,811 | 750,000 | SH | Put | DFND | 1,2,3 | 0 | 750,000 | 0 |
INTERFACE INC | COM | 458665304 | 17,882 | 713,845 | SH | DFND | 1,2,3 | 0 | 713,845 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 6,165 | 517,637 | SH | DFND | 1,2,3 | 0 | 517,637 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 3,897 | 276,000 | SH | DFND | 1,2,3 | 0 | 276,000 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,981 | 50,000 | SH | DFND | 1,2,3 | 0 | 50,000 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 53,501 | 145,000 | SH | Put | DFND | 1,2,3 | 0 | 145,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 212,262 | 1,700,000 | SH | Put | DFND | 1,2,3 | 0 | 1,700,000 | 0 |
JAGUAR ANIMAL HEALTH INC | COM | 47008L106 | 2,706 | 561,437 | SH | DFND | 1,2,3 | 0 | 561,437 | 0 | |
JARDEN CORP | COM | 471109108 | 15,539 | 300,266 | SH | DFND | 1,2,3 | 0 | 300,266 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 19,631 | 665,000 | SH | DFND | 1,2,3 | 0 | 665,000 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 24,824 | 663,739 | SH | DFND | 1,2,3 | 0 | 663,739 | 0 | |
KEMPHARM INC | COM | 488445107 | 4,133 | 225,000 | SH | DFND | 1,2,3 | 0 | 225,000 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 16,538 | 203,300 | SH | DFND | 1,2,3 | 0 | 203,300 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 8,004 | 13,000,000 | PRN | DFND | 1,2,3 | 0 | 13,000,000 | 0 | |
LIPOCINE INC NEW | COM | 53630X104 | 2,574 | 300,000 | SH | DFND | 1,2,3 | 0 | 300,000 | 0 | |
MCDONALDS CORP | COM | 580135101 | 19,014 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
MEDICINES CO | COM | 584688105 | 2,861 | 100,000 | SH | Put | DFND | 1,2,3 | 0 | 100,000 | 0 |
MEDIWOUND LTD | ORD SHS | M68830104 | 2,227 | 315,000 | SH | DFND | 1,2,3 | 0 | 315,000 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 7,284 | 98,300 | SH | DFND | 1,2,3 | 0 | 98,300 | 0 | |
METHANEX CORP | COM | 59151K108 | 8,766 | 157,500 | SH | DFND | 1,2,3 | 0 | 157,500 | 0 | |
MOLSON COORS BREWING CO | CL A | 60871R100 | 5,652 | 80,960 | SH | DFND | 1,2,3 | 0 | 80,960 | 0 | |
MOLSON COORS BREWING CO | CL A | 60871R100 | 13,962 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
NEWELL RUBBERMAID INC | COM | 651229106 | 4,362 | 106,116 | SH | DFND | 1,2,3 | 0 | 106,116 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 33,878 | 937,928 | SH | DFND | 1,2,3 | 0 | 937,928 | 0 | |
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 4,924 | 325,000 | SH | DFND | 1,2,3 | 0 | 325,000 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 2,189 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
NUVASIVE INC | COM | 670704105 | 1,919 | 40,500 | SH | DFND | 1,2,3 | 0 | 40,500 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 10,841 | 110,400 | SH | DFND | 1,2,3 | 0 | 110,400 | 0 | |
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 7,677 | 144,350 | SH | DFND | 1,2,3 | 0 | 144,350 | 0 | |
OVASCIENCE INC | COM | 69014Q101 | 19,575 | 676,633 | SH | DFND | 1,2,3 | 0 | 676,633 | 0 | |
OVASCIENCE INC | COM | 69014Q101 | 19,383 | 670,000 | SH | Call | DFND | 1,2,3 | 0 | 670,000 | 0 |
PALO ALTO NETWORKS INC | COM | 697435105 | 18,868 | 108,000 | SH | DFND | 1,2,3 | 0 | 108,000 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 20,131 | 540,000 | SH | DFND | 1,2,3 | 0 | 540,000 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 26,340 | 753,438 | SH | DFND | 1,2,3 | 0 | 753,438 | 0 | |
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AB6 | 2,481 | 2,500,000 | PRN | DFND | 1,2,3 | 0 | 2,500,000 | 0 | |
SERVICENOW INC | COM | 81762P102 | 10,403 | 140,000 | SH | Put | DFND | 1,2,3 | 0 | 140,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 60,950 | 2,500,000 | SH | Call | DFND | 1,2,3 | 0 | 2,500,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 61,755 | 300,000 | SH | Put | DFND | 1,2,3 | 0 | 300,000 | 0 |
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 14,954 | 146,627 | SH | DFND | 1,2,3 | 0 | 146,627 | 0 | |
STARBUCKS CORP | COM | 855244109 | 16,851 | 314,298 | SH | DFND | 1,2,3 | 0 | 314,298 | 0 | |
STEEL DYNAMICS INC | COM | 858119100 | 5,179 | 250,000 | SH | DFND | 1,2,3 | 0 | 250,000 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 70,888 | 2,370,032 | SH | DFND | 1,2,3 | 0 | 2,370,032 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 23,481 | 270,723 | SH | DFND | 1,2,3 | 0 | 270,723 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 1,660 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
T MOBILE US INC | CONV PFD SER A | 872590203 | 18,828 | 275,000 | SH | DFND | 1,2,3 | 0 | 275,000 | 0 | |
TARGET CORP | COM | 87612E106 | 7,556 | 92,566 | SH | DFND | 1,2,3 | 0 | 92,566 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 20,169 | 348,463 | SH | DFND | 1,2,3 | 0 | 348,463 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 11,576 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
TERRAFORM PWR INC | CL A COM | 88104R100 | 25,902 | 681,987 | SH | DFND | 1,2,3 | 0 | 681,987 | 0 | |
TETRALOGIC PHARMACEUTICALS C | NOTE 8.000% 6/1 | 88165UAB5 | 1,155 | 2,000,000 | PRN | DFND | 1,2,3 | 0 | 2,000,000 | 0 | |
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 9,855 | 740,978 | SH | DFND | 1,2,3 | 0 | 740,978 | 0 | |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 8,084 | 901,202 | SH | DFND | 1,2,3 | 0 | 901,202 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 8,411 | 544,776 | SH | DFND | 1,2,3 | 0 | 544,776 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 81,382 | 1,909,023 | SH | DFND | 1,2,3 | 0 | 1,909,023 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 27,710 | 650,000 | SH | Put | DFND | 1,2,3 | 0 | 650,000 | 0 |
TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | 12,105 | 235,000 | SH | DFND | 1,2,3 | 0 | 235,000 | 0 | |
UBIQUITI NETWORKS INC | COM | 90347A100 | 4,468 | 140,000 | SH | Put | DFND | 1,2,3 | 0 | 140,000 | 0 |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 2,572 | 18,100 | SH | DFND | 1,2,3 | 0 | 18,100 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 4,055 | 6,540,246 | SH | DFND | 1,2,3 | 0 | 6,540,246 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 27,180 | 2,141,835 | SH | DFND | 1,2,3 | 0 | 2,141,835 | 0 | |
VERSARTIS INC | COM | 92529L102 | 13,630 | 895,531 | SH | DFND | 1,2,3 | 0 | 895,531 | 0 | |
VIDEOCON D2H LTD | ADR | 92657J101 | 6,116 | 485,000 | SH | DFND | 1,2,3 | 0 | 485,000 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 9,392 | 400,000 | SH | DFND | 1,2,3 | 0 | 400,000 | 0 | |
VISTEON CORP | COM NEW | 92839U206 | 77,125 | 734,659 | SH | DFND | 1,2,3 | 0 | 734,659 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 12,700 | 3,273,120 | SH | DFND | 1,2,3 | 0 | 3,273,120 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 27,160 | 7,000,000 | SH | Call | DFND | 1,2,3 | 0 | 7,000,000 | 0 |
YUM BRANDS INC | COM | 988498101 | 27,700 | 307,499 | SH | DFND | 1,2,3 | 0 | 307,499 | 0 | |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 11,369 | 385,775 | SH | DFND | 1,2,3 | 0 | 385,775 | 0 |