The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC | COM | 003654100 | 3,145 | 33,900 | SH | DFND | 1,2,3 | 0 | 33,900 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 39,732 | 483,246 | SH | DFND | 1,2,3 | 0 | 483,246 | 0 | |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 1,509 | 2,000,000 | PRN | DFND | 1,2,3 | 0 | 2,000,000 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 17,522 | 64,464 | SH | DFND | 1,2,3 | 0 | 64,464 | 0 | |
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 9,435 | 10,000 | SH | DFND | 1,2,3 | 0 | 10,000 | 0 | |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 18,053 | 472,955 | SH | DFND | 1,2,3 | 0 | 472,955 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 608 | 450,000 | SH | DFND | 1,2,3 | 0 | 450,000 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 57,550 | 488,912 | SH | DFND | 1,2,3 | 0 | 488,912 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 11,771 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 13,157 | 123,750 | SH | DFND | 1,2,3 | 0 | 123,750 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 3,342 | 1,965,738 | SH | DFND | 1,2,3 | 0 | 1,965,738 | 0 | |
APPLE INC | COM | 037833100 | 1,241 | 11,252 | SH | DFND | 1,2,3 | 0 | 11,252 | 0 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 17,605 | 368,777 | SH | DFND | 1,2,3 | 0 | 368,777 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 9,227 | 73,807 | SH | DFND | 1,2,3 | 0 | 73,807 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 58,400 | 2,304,661 | SH | DFND | 1,2,3 | 0 | 2,304,661 | 0 | |
BLOCK H & R INC | COM | 093671105 | 7,723 | 213,334 | SH | DFND | 1,2,3 | 0 | 213,334 | 0 | |
CBRE GROUP INC | CL A | 12504L109 | 23,832 | 744,761 | SH | DFND | 1,2,3 | 0 | 744,761 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 53,060 | 1,110,497 | SH | DFND | 1,2,3 | 0 | 1,110,497 | 0 | |
CEMPRA INC | COM | 15130J109 | 1,392 | 50,000 | SH | DFND | 1,2,3 | 0 | 50,000 | 0 | |
CEMPRA INC | COM | 15130J109 | 2,784 | 100,000 | SH | Put | DFND | 1,2,3 | 0 | 100,000 | 0 |
CITIZENS FINL GROUP INC | COM | 174610105 | 11,175 | 468,373 | SH | DFND | 1,2,3 | 0 | 468,373 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 23,860 | 1,000,000 | SH | Call | DFND | 1,2,3 | 0 | 1,000,000 | 0 |
CIVITAS SOLUTIONS INC | COM | 17887R102 | 1,697 | 74,050 | SH | DFND | 1,2,3 | 0 | 74,050 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,894 | 20,600 | SH | DFND | 1,2,3 | 0 | 20,600 | 0 | |
COCA COLA CO | COM | 191216100 | 26,014 | 648,407 | SH | DFND | 1,2,3 | 0 | 648,407 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,843 | 950,000 | SH | DFND | 1,2,3 | 0 | 950,000 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 26,592 | 716,952 | SH | DFND | 1,2,3 | 0 | 716,952 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 13,735 | 981,100 | SH | DFND | 1,2,3 | 0 | 981,100 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 7,001 | 120,000 | SH | DFND | 1,2,3 | 0 | 120,000 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 1,042 | 39,570 | SH | DFND | 1,2,3 | 0 | 39,570 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 18,431 | 700,000 | SH | Call | DFND | 1,2,3 | 0 | 700,000 | 0 |
EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 6,045 | 521,600 | SH | DFND | 1,2,3 | 0 | 521,600 | 0 | |
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 11,619 | 407,842 | SH | DFND | 1,2,3 | 0 | 407,842 | 0 | |
EMERGENT BIOSOLUTIONS INC | NOTE 2.875% 1/1 | 29089QAB1 | 14,746 | 13,000,000 | PRN | DFND | 1,2,3 | 0 | 13,000,000 | 0 | |
ENTELLUS MED INC | COM | 29363K105 | 4,865 | 270,000 | SH | DFND | 1,2,3 | 0 | 270,000 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 4,079 | 150,000 | SH | DFND | 1,2,3 | 0 | 150,000 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 4,600 | 820,000 | SH | DFND | 1,2,3 | 0 | 820,000 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 561 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
F M C CORP | COM NEW | 302491303 | 16,955 | 500,000 | SH | Call | DFND | 1,2,3 | 0 | 500,000 | 0 |
FASTENAL CO | COM | 311900104 | 18,305 | 500,000 | SH | Put | DFND | 1,2,3 | 0 | 500,000 | 0 |
FATE THERAPEUTICS INC | COM | 31189P102 | 12,804 | 2,402,224 | SH | DFND | 1,2,3 | 0 | 2,402,224 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 12,419 | 835,725 | SH | DFND | 1,2,3 | 0 | 835,725 | 0 | |
FORTINET INC | COM | 34959E109 | 8,496 | 200,000 | SH | Put | DFND | 1,2,3 | 0 | 200,000 | 0 |
GIGAMON INC | COM | 37518B102 | 10,005 | 500,000 | SH | DFND | 1,2,3 | 0 | 500,000 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 852 | 20,200 | SH | DFND | 1,2,3 | 0 | 20,200 | 0 | |
GOOGLE INC | CL A | 38259P508 | 63,895 | 100,091 | SH | DFND | 1,2,3 | 0 | 100,091 | 0 | |
GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 28,618 | 2,237,510 | SH | DFND | 1,2,3 | 0 | 2,237,510 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 4,128 | 80,000 | SH | DFND | 1,2,3 | 0 | 80,000 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 26,362 | 340,771 | SH | DFND | 1,2,3 | 0 | 340,771 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 58,407 | 755,000 | SH | Call | DFND | 1,2,3 | 0 | 755,000 | 0 |
HEALTHSOUTH CORP | COM NEW | 421924309 | 9,393 | 244,800 | SH | DFND | 1,2,3 | 0 | 244,800 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 11,923 | 488,655 | SH | DFND | 1,2,3 | 0 | 488,655 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 37,332 | 1,530,000 | SH | Call | DFND | 1,2,3 | 0 | 1,530,000 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 24,768 | 1,249,634 | SH | DFND | 1,2,3 | 0 | 1,249,634 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 41,721 | 2,105,000 | SH | Call | DFND | 1,2,3 | 0 | 2,105,000 | 0 |
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 1,081 | 115,000 | SH | DFND | 1,2,3 | 0 | 115,000 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 7,917 | 390,000 | SH | DFND | 1,2,3 | 0 | 390,000 | 0 | |
INTERFACE INC | COM | 458665304 | 15,422 | 687,252 | SH | DFND | 1,2,3 | 0 | 687,252 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 1,602 | 40,000 | SH | DFND | 1,2,3 | 0 | 40,000 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 2,877 | 347,032 | SH | DFND | 1,2,3 | 0 | 347,032 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 4,234 | 302,000 | SH | DFND | 1,2,3 | 0 | 302,000 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 218,400 | 2,000,000 | SH | Put | DFND | 1,2,3 | 0 | 2,000,000 | 0 |
JAGUAR ANIMAL HEALTH INC | COM | 47008L106 | 2,267 | 699,831 | SH | DFND | 1,2,3 | 0 | 699,831 | 0 | |
JARDEN CORP | COM | 471109108 | 27,532 | 563,266 | SH | DFND | 1,2,3 | 0 | 563,266 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 6,801 | 310,000 | SH | DFND | 1,2,3 | 0 | 310,000 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 19,641 | 553,270 | SH | DFND | 1,2,3 | 0 | 553,270 | 0 | |
KEMPHARM INC | COM | 488445107 | 5,240 | 270,400 | SH | DFND | 1,2,3 | 0 | 270,400 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 10,468 | 96,000 | SH | DFND | 1,2,3 | 0 | 96,000 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 5,639 | 525,000 | SH | DFND | 1,2,3 | 0 | 525,000 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 4,296 | 400,000 | SH | Call | DFND | 1,2,3 | 0 | 400,000 | 0 |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 7,844 | 13,000,000 | PRN | DFND | 1,2,3 | 0 | 13,000,000 | 0 | |
LILLY ELI & CO | COM | 532457108 | 5,113 | 61,100 | SH | DFND | 1,2,3 | 0 | 61,100 | 0 | |
LINKEDIN CORP | COM CL A | 53578A108 | 3,593 | 18,900 | SH | Put | DFND | 1,2,3 | 0 | 18,900 | 0 |
LIPOCINE INC NEW | COM | 53630X104 | 3,490 | 295,000 | SH | DFND | 1,2,3 | 0 | 295,000 | 0 | |
LOWES COS INC | COM | 548661107 | 6,203 | 90,000 | SH | DFND | 1,2,3 | 0 | 90,000 | 0 | |
MACYS INC | COM | 55616P104 | 23,094 | 450,000 | SH | Call | DFND | 1,2,3 | 0 | 450,000 | 0 |
MEDIWOUND LTD | ORD SHS | M68830104 | 2,392 | 313,500 | SH | DFND | 1,2,3 | 0 | 313,500 | 0 | |
MOLSON COORS BREWING CO | CL A | 60871R100 | 14,574 | 175,548 | SH | DFND | 1,2,3 | 0 | 175,548 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 8,384 | 200,238 | SH | DFND | 1,2,3 | 0 | 200,238 | 0 | |
MONOLITHIC PWR SYS INC | COM | 609839105 | 4,120 | 80,462 | SH | DFND | 1,2,3 | 0 | 80,462 | 0 | |
NEWELL RUBBERMAID INC | COM | 651229106 | 22,125 | 557,172 | SH | DFND | 1,2,3 | 0 | 557,172 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 18,738 | 569,546 | SH | DFND | 1,2,3 | 0 | 569,546 | 0 | |
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 5,433 | 418,903 | SH | DFND | 1,2,3 | 0 | 418,903 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 7,628 | 252,746 | SH | DFND | 1,2,3 | 0 | 252,746 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 5,424 | 100,000 | SH | Put | DFND | 1,2,3 | 0 | 100,000 | 0 |
NUVASIVE INC | COM | 670704105 | 1,953 | 40,500 | SH | DFND | 1,2,3 | 0 | 40,500 | 0 | |
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 5,918 | 119,550 | SH | DFND | 1,2,3 | 0 | 119,550 | 0 | |
OTONOMY INC | COM | 68906L105 | 1,959 | 110,000 | SH | DFND | 1,2,3 | 0 | 110,000 | 0 | |
OVASCIENCE INC | COM | 69014Q101 | 1,698 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
PAYPAL HLDGS INC | COM | 70450Y103 | 38,383 | 1,236,570 | SH | DFND | 1,2,3 | 0 | 1,236,570 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 4,829 | 1,110,000 | SH | Put | DFND | 1,2,3 | 0 | 1,110,000 | 0 |
PINNACLE ENTMT INC | COM | 723456109 | 49,222 | 1,454,552 | SH | DFND | 1,2,3 | 0 | 1,454,552 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 1,179 | 32,359 | SH | DFND | 1,2,3 | 0 | 32,359 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 1,486 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 3,211 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 153,304 | 800,000 | SH | Put | DFND | 1,2,3 | 0 | 800,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 18,675 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 12,450 | 200,000 | SH | Put | DFND | 1,2,3 | 0 | 200,000 | 0 |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 29,096 | 850,000 | SH | Put | DFND | 1,2,3 | 0 | 850,000 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 20,590 | 500,000 | SH | Put | DFND | 1,2,3 | 0 | 500,000 | 0 |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 19,869 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 37,418 | 750,000 | SH | Put | DFND | 1,2,3 | 0 | 750,000 | 0 |
STARBUCKS CORP | COM | 855244109 | 4,507 | 79,298 | SH | DFND | 1,2,3 | 0 | 79,298 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 1,616 | 225,000 | SH | DFND | 1,2,3 | 0 | 225,000 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 8,975 | 1,250,000 | SH | Call | DFND | 1,2,3 | 0 | 1,250,000 | 0 |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 1,802 | 340,000 | SH | DFND | 1,2,3 | 0 | 340,000 | 0 | |
T MOBILE US INC | CONV PFD SER A | 872590203 | 6,906 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
TARGET CORP | COM | 87612E106 | 35,014 | 445,131 | SH | DFND | 1,2,3 | 0 | 445,131 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 21,414 | 580,000 | SH | Call | DFND | 1,2,3 | 0 | 580,000 | 0 |
TERRAFORM GLOBAL INC | CL A | 88104M101 | 18,695 | 2,807,016 | SH | DFND | 1,2,3 | 0 | 2,807,016 | 0 | |
TETRALOGIC PHARMACEUTICALS C | NOTE 8.000% 6/1 | 88165UAB5 | 1,051 | 2,000,000 | PRN | DFND | 1,2,3 | 0 | 2,000,000 | 0 | |
TOKAI PHARMACEUTICALS INC | COM | 88907J107 | 6,814 | 658,402 | SH | DFND | 1,2,3 | 0 | 658,402 | 0 | |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 6,328 | 1,196,202 | SH | DFND | 1,2,3 | 0 | 1,196,202 | 0 | |
TWITTER INC | COM | 90184L102 | 8,594 | 319,000 | SH | Put | DFND | 1,2,3 | 0 | 319,000 | 0 |
TYSON FOODS INC | CL A | 902494103 | 24,448 | 567,245 | SH | DFND | 1,2,3 | 0 | 567,245 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 8,620 | 200,000 | SH | Put | DFND | 1,2,3 | 0 | 200,000 | 0 |
TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | 5,126 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 1,635 | 13,100 | SH | DFND | 1,2,3 | 0 | 13,100 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 4,742 | 6,540,246 | SH | DFND | 1,2,3 | 0 | 6,540,246 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 21,920 | 1,943,267 | SH | DFND | 1,2,3 | 0 | 1,943,267 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 3,384 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
VERSARTIS INC | COM | 92529L102 | 7,927 | 687,484 | SH | DFND | 1,2,3 | 0 | 687,484 | 0 | |
VIDEOCON D2H LTD | ADR | 92657J101 | 5,115 | 530,000 | SH | DFND | 1,2,3 | 0 | 530,000 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 8,245 | 359,750 | SH | DFND | 1,2,3 | 0 | 359,750 | 0 | |
VISTEON CORP | COM NEW | 92839U206 | 71,045 | 701,753 | SH | DFND | 1,2,3 | 0 | 701,753 | 0 |