The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 12,382 | 200,000 | SH | Call | DFND | 1,2,3 | 0 | 200,000 | 0 |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 26,807 | 165,855 | SH | DFND | 1,2,3 | 0 | 165,855 | 0 | |
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 17,505 | 21,000 | PRN | DFND | 1,2,3 | 0 | 21,000 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 56,707 | 80,603 | SH | DFND | 1,2,3 | 0 | 80,603 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 338 | 450,000 | SH | DFND | 1,2,3 | 0 | 450,000 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 5,407 | 54,476 | SH | DFND | 1,2,3 | 0 | 54,476 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 1,343 | 1,278,868 | SH | DFND | 1,2,3 | 0 | 1,278,868 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,549 | 51,300 | SH | Call | DFND | 1,2,3 | 0 | 51,300 | 0 |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 8,152 | 179,278 | SH | DFND | 1,2,3 | 0 | 179,278 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 40,032 | 721,427 | SH | DFND | 1,2,3 | 0 | 721,427 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 36,971 | 161,699 | SH | DFND | 1,2,3 | 0 | 161,699 | 0 | |
CHUBB LIMITED | COM | H1467J104 | 24,231 | 185,383 | SH | DFND | 1,2,3 | 0 | 185,383 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 1,261 | 29,740 | SH | DFND | 1,2,3 | 0 | 29,740 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 40,271 | 950,000 | SH | Call | DFND | 1,2,3 | 0 | 950,000 | 0 |
COMERICA INC | COM | 200340107 | 20,808 | 505,919 | SH | DFND | 1,2,3 | 0 | 505,919 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,668 | 958,822 | SH | DFND | 1,2,3 | 0 | 958,822 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 26,638 | 263,742 | SH | DFND | 1,2,3 | 0 | 263,742 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 19,377 | 534,530 | SH | DFND | 1,2,3 | 0 | 534,530 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 9,614 | 970,124 | SH | DFND | 1,2,3 | 0 | 970,124 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 12,324 | 845,300 | SH | DFND | 1,2,3 | 0 | 845,300 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 11,664 | 800,000 | SH | Call | DFND | 1,2,3 | 0 | 800,000 | 0 |
E M C CORP MASS | COM | 268648102 | 39,731 | 1,462,300 | SH | DFND | 1,2,3 | 0 | 1,462,300 | 0 | |
ENDURANCE SPECIALTY HLDGS LT | SHS | G30397106 | 6,924 | 103,100 | SH | DFND | 1,2,3 | 0 | 103,100 | 0 | |
ENTELLUS MED INC | COM | 29363K105 | 4,116 | 225,280 | SH | DFND | 1,2,3 | 0 | 225,280 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 7,920 | 1,014,130 | SH | DFND | 1,2,3 | 0 | 1,014,130 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 7,580 | 100,000 | SH | Put | DFND | 1,2,3 | 0 | 100,000 | 0 |
FATE THERAPEUTICS INC | COM | 31189P102 | 3,838 | 2,257,920 | SH | DFND | 1,2,3 | 0 | 2,257,920 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 20,608 | 549,534 | SH | DFND | 1,2,3 | 0 | 549,534 | 0 | |
FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | 8,247 | 337,873 | SH | DFND | 1,2,3 | 0 | 337,873 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 16,424 | 1,097,463 | SH | DFND | 1,2,3 | 0 | 1,097,463 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 9,924 | 287,808 | SH | DFND | 1,2,3 | 0 | 287,808 | 0 | |
GIGAMON INC | COM | 37518B102 | 5,048 | 135,000 | SH | DFND | 1,2,3 | 0 | 135,000 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 12,513 | 150,000 | SH | Call | DFND | 1,2,3 | 0 | 150,000 | 0 |
GREAT ELM CAP GROUP INC | COM | 39036P100 | 3,592 | 545,020 | SH | DFND | 1,2,3 | 0 | 545,020 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 3,754 | 41,000 | SH | Call | DFND | 1,2,3 | 0 | 41,000 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 1,983 | 25,752 | SH | DFND | 1,2,3 | 0 | 25,752 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 13,483 | 271,016 | SH | DFND | 1,2,3 | 0 | 271,016 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 8,780 | 150,000 | SH | DFND | 1,2,3 | 0 | 150,000 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 16,445 | 911,107 | SH | DFND | 1,2,3 | 0 | 911,107 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 6,799 | 376,700 | SH | Call | DFND | 1,2,3 | 0 | 376,700 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 66,789 | 4,055,167 | SH | DFND | 1,2,3 | 0 | 4,055,167 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 32,240 | 1,957,500 | SH | Call | DFND | 1,2,3 | 0 | 1,957,500 | 0 |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 29,227 | 32,250,000 | PRN | DFND | 1,2,3 | 0 | 32,250,000 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 22,990 | 1,709,302 | SH | DFND | 1,2,3 | 0 | 1,709,302 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 2,088 | 219,150 | SH | DFND | 1,2,3 | 0 | 219,150 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 6,035 | 200,000 | SH | Put | DFND | 1,2,3 | 0 | 200,000 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 68,988 | 600,000 | SH | Put | DFND | 1,2,3 | 0 | 600,000 | 0 |
JAGUAR ANIMAL HEALTH INC | COM | 47008L106 | 1,673 | 909,217 | SH | DFND | 1,2,3 | 0 | 909,217 | 0 | |
KEMPHARM INC | COM | 488445107 | 1,035 | 259,967 | SH | DFND | 1,2,3 | 0 | 259,967 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 7,094 | 494,380 | SH | DFND | 1,2,3 | 0 | 494,380 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 6,930 | 12,000,000 | PRN | DFND | 1,2,3 | 0 | 12,000,000 | 0 | |
LILLY ELI & CO | COM | 532457108 | 7,875 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
LOWES COS INC | COM | 548661107 | 36,239 | 457,740 | SH | DFND | 1,2,3 | 0 | 457,740 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 5,445 | 225,000 | SH | DFND | 1,2,3 | 0 | 225,000 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 9,995 | 113,500 | SH | DFND | 1,2,3 | 0 | 113,500 | 0 | |
MEDIVATION INC | COM | 58501N101 | 2,840 | 47,100 | SH | DFND | 1,2,3 | 0 | 47,100 | 0 | |
MEDIVATION INC | COM | 58501N101 | 6,030 | 100,000 | SH | Call | DFND | 1,2,3 | 0 | 100,000 | 0 |
MEDIWOUND LTD | ORD SHS | M68830104 | 667 | 84,590 | SH | DFND | 1,2,3 | 0 | 84,590 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 15,965 | 332,879 | SH | DFND | 1,2,3 | 0 | 332,879 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 13,653 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 7,473 | 46,500 | SH | DFND | 1,2,3 | 0 | 46,500 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 150,458 | 3,097,756 | SH | DFND | 1,2,3 | 0 | 3,097,756 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 27,843 | 630,224 | SH | DFND | 1,2,3 | 0 | 630,224 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 32,519 | 683,469 | SH | DFND | 1,2,3 | 0 | 683,469 | 0 | |
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 2,492 | 541,700 | SH | DFND | 1,2,3 | 0 | 541,700 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 45,889 | 1,279,308 | SH | DFND | 1,2,3 | 0 | 1,279,308 | 0 | |
NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 10,204 | 1,278,750 | SH | DFND | 1,2,3 | 0 | 1,278,750 | 0 | |
OTONOMY INC | COM | 68906L105 | 5,837 | 367,587 | SH | DFND | 1,2,3 | 0 | 367,587 | 0 | |
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 7,134 | 211,500 | SH | DFND | 1,2,3 | 0 | 211,500 | 0 | |
PBF ENERGY INC | CL A | 69318G106 | 13,162 | 553,500 | SH | DFND | 1,2,3 | 0 | 553,500 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 9,258 | 200,000 | SH | DFND | 1,2,3 | 0 | 200,000 | 0 | |
PROOFPOINT INC | COM | 743424103 | 14,195 | 225,000 | SH | DFND | 1,2,3 | 0 | 225,000 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 8,731 | 25,000 | SH | Call | DFND | 1,2,3 | 0 | 25,000 | 0 |
RENAISSANCERE HOLDINGS LTD | COM | G7496G103 | 12,777 | 108,800 | SH | DFND | 1,2,3 | 0 | 108,800 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 5,728 | 190,100 | SH | DFND | 1,2,3 | 0 | 190,100 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 9,039 | 300,000 | SH | Put | DFND | 1,2,3 | 0 | 300,000 | 0 |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 19,508 | 653,310 | SH | DFND | 1,2,3 | 0 | 653,310 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 167,580 | 800,000 | SH | Call | DFND | 1,2,3 | 0 | 800,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 125,685 | 600,000 | SH | Put | DFND | 1,2,3 | 0 | 600,000 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 14,061 | 260,000 | SH | Put | DFND | 1,2,3 | 0 | 260,000 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 2,758 | 50,000 | SH | Put | DFND | 1,2,3 | 0 | 50,000 | 0 |
STANLEY BLACK & DECKER INC | COM | 854502101 | 10,566 | 95,000 | SH | DFND | 1,2,3 | 0 | 95,000 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 6,093 | 1,603,334 | SH | DFND | 1,2,3 | 0 | 1,603,334 | 0 | |
TETRALOGIC PHARMACEUTICALS C | NOTE 8.000% 6/1 | 88165UAB5 | 323 | 2,000,000 | PRN | DFND | 1,2,3 | 0 | 2,000,000 | 0 | |
T MOBILE US INC | COM | 872590104 | 19,239 | 444,622 | SH | DFND | 1,2,3 | 0 | 444,622 | 0 | |
TARGA RES CORP | COM | 87612G101 | 14,251 | 338,175 | SH | DFND | 1,2,3 | 0 | 338,175 | 0 | |
TESARO INC | COM | 881569107 | 2,101 | 25,000 | SH | Call | DFND | 1,2,3 | 0 | 25,000 | 0 |
TESARO INC | COM | 881569107 | 19,390 | 230,700 | SH | Put | DFND | 1,2,3 | 0 | 230,700 | 0 |
TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 4,174 | 2,097,248 | SH | DFND | 1,2,3 | 0 | 2,097,248 | 0 | |
TREEHOUSE FOODS INC | COM | 89469A104 | 7,596 | 74,000 | SH | DFND | 1,2,3 | 0 | 74,000 | 0 | |
TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 4,271 | 5,000,000 | PRN | DFND | 1,2,3 | 0 | 5,000,000 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 15,637 | 234,117 | SH | DFND | 1,2,3 | 0 | 234,117 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 21,619 | 627,171 | SH | DFND | 1,2,3 | 0 | 627,171 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 22,949 | 223,783 | SH | DFND | 1,2,3 | 0 | 223,783 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 7,213 | 644,568 | SH | DFND | 1,2,3 | 0 | 644,568 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 3,357 | 300,000 | SH | Call | DFND | 1,2,3 | 0 | 300,000 | 0 |
VERSARTIS INC | COM | 92529L102 | 3,498 | 316,244 | SH | DFND | 1,2,3 | 0 | 316,244 | 0 | |
VISA INC | COM CL A | 92826C839 | 14,599 | 196,833 | SH | DFND | 1,2,3 | 0 | 196,833 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 21,028 | 2,258,620 | SH | DFND | 1,2,3 | 0 | 2,258,620 | 0 | |
WESTROCK CO | COM | 96145D105 | 11,790 | 303,331 | SH | DFND | 1,2,3 | 0 | 303,331 | 0 |