0001450791-13-000093.txt : 20130514 0001450791-13-000093.hdr.sgml : 20130514 20130514163302 ACCESSION NUMBER: 0001450791-13-000093 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JACOB ASSET MANAGEMENT OF NEW YORK LLC CENTRAL INDEX KEY: 0001279256 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10765 FILM NUMBER: 13842019 BUSINESS ADDRESS: STREET 1: 653 MANHATTAN BEACH BLVD. #J CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 BUSINESS PHONE: (424) 237-2164 MAIL ADDRESS: STREET 1: 653 MANHATTAN BEACH BLVD. #J CITY: MANHATTAN BEACH STATE: CA ZIP: 90266 13F-HR 1 firstquarter2013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment /_/; Amendment number:__ This amendment (check only one.): /_/ is a restatement. /_/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jacob Asset Management of New York, LLC Address: 653 Manhattan Beach Blvd. #J Manhattan Beach, CA 90266 Form 13F File Number: 028-10765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on behalf of Reporting Manager: Name: Ryan I. Jacob Title: Manager, Chief Executive Officer and Managing Member Phone: (424) 237-2164 Signature, place, and date of signing: /s/ Ryan I. Jacob ----------------- Ryan I. Jacob Manhattan Beach, CA May 14, 2013 Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 FORM 13F Information Table Entry Total: 116 FORM 13F Information Table Value Total: $73,104 (thousands) List of other included managers: Provide a numbered list of the name(s) and FORM 13f file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Name of Reporting Manager: Jacob Asset Management of New York, LLC Report as of March 31, 2013 Form 13F Information Table

MARKET VALUE INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (IN THOUSANDS) AMOUNT TYPE DISCRETION MANAGERS AUTHORITY --------------------------------- ---------------- --------- --------------- ------- ---- ---------- -------- --------- ACHILLION PHARMACEUTICALS INC. COM 00448Q201 $ 467 53,389 SH SOLE N/A SOLE ADA ES INC. COM 005208103 $ 704 26,480 SH SOLE N/A SOLE AKORN INC. COM 009728106 $ 158 11,432 SH SOLE N/A SOLE ALIGN TECHNOLOGY INC. COM 016255101 $ 184 5,500 SH SOLE N/A SOLE AMARIN CORP. PLC SPONS ADR NEW 023111206 $ 618 83,350 SH SOLE N/A SOLE AMERICAN CAPITAL AGENCY CORP. COM 02503X105 $ 246 7,500 SH SOLE N/A SOLE AMERICAN EXPRESS CO. COM 025816109 $ 304 4,500 SH SOLE N/A SOLE ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 $ 299 3,000 SH SOLE N/A SOLE ANNALY CAP MGMT INC. COM 035710409 $ 286 18,000 SH SOLE N/A SOLE ANWORTH MORTGAGE ASSET CP. COM 037347101 $ 285 45,000 SH SOLE N/A SOLE APPLE INC. COM 037833100 $ 2,744 6,200 SH SOLE N/A SOLE ATHENAHEALTH INC. COM 04685W103 $ 461 4,750 SH SOLE N/A SOLE AUTOZONE INC. COM 053332102 $ 238 600 SH SOLE N/A SOLE BAIDU INC. SPON ADR REP A 056752108 $ 702 8,000 SH SOLE N/A SOLE BALLY TECHNOLOGIES INC. COM 05874B107 $ 327 6,300 SH SOLE N/A SOLE BARD C R INC. COM 067383109 $ 363 3,600 SH SOLE N/A SOLE BECTON DICKINSON & CO. COM 075887109 $ 239 2,500 SH SOLE N/A SOLE BERKSHIRE HATHAWAY CORP. INC DEL CL A 084670108 $ 313 2 SH SOLE N/A SOLE BOTTOMLINE TECH DEL INC. COM 101388106 $ 748 26,250 SH SOLE N/A SOLE BROADCOM CORP. CL A 111320107 $ 1,179 34,000 SH SOLE N/A SOLE CAMPBELL SOUP CO. COM 134429109 $ 227 5,000 SH SOLE N/A SOLE CAPITAL SR LIVING CORP. COM 140475104 $ 317 12,000 SH SOLE N/A SOLE CARDTRONICS INC. COM 14161H108 $ 511 18,600 SH SOLE N/A SOLE CAPSTEAD MTG CORP. COM NO PAR 14067E506 $ 192 15,000 SH SOLE N/A SOLE CARRIZO OIL & CO INC. COM 144577103 $ 335 13,000 SH SOLE N/A SOLE CECO ENVIRONMENTAL CORP. COM 125141101 $ 317 24,478 SH SOLE N/A SOLE CELLDEX THEREPEUTICS INC COM 15117B103 $ 371 32,000 SH SOLE N/A SOLE CEVA INC. COM 157210105 $ 2,061 132,142 SH SOLE N/A SOLE CHART INDS INC. COM PAR $0.01 16115Q308 $ 240 3,000 SH SOLE N/A SOLE CHUBB CORP. COM 171232101 $ 175 2,000 SH SOLE N/A SOLE CIRRUS LOGIC INC. COM 172755100 $ 830 36,500 SH SOLE N/A SOLE CISCO SYS INC. COM 17275R102 $ 1,087 52,000 SH SOLE N/A SOLE COACH INC. COM 189754104 $ 300 6,000 SH SOLE N/A SOLE COCA COLA CO. COM 191216100 $ 243 6,000 SH SOLE N/A SOLE CORONADO BIOSCIENCES INC. COM 21976U109 $ 486 50,000 SH SOLE N/A SOLE COSTCO WHSL CORP. COM 22160K105 $ 212 2,000 SH SOLE N/A SOLE CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 $ 684 32,000 SH SOLE N/A SOLE CUMMINS INC. COM 231021106 $ 278 2,400 SH SOLE N/A SOLE CURIS INC. COM 231269101 $ 557 169,764 SH SOLE N/A SOLE CYPRESS SEMICONDUCTOR CORP. COM 232806109 $ 1,258 114,050 SH SOLE N/A SOLE CYS INVTS INC. COM 12673A108 $ 211 18,000 SH SOLE N/A SOLE DELCATH SYS INC. COM 24661P104 $ 450 250,000 SH SOLE N/A SOLE DERMA SCIENCES CORP. COM PAR $.01 249827502 $ 598 49,527 SH SOLE N/A SOLE DEXCOM INC. COM 252131107 $ 368 22,000 SH SOLE N/A SOLE DIAGEO PLC SPONS ADR NEW 25243Q205 $ 340 2,700 SH SOLE N/A SOLE EBAY INC. COM 278642103 $ 705 13,000 SH SOLE N/A SOLE ELLIE MAE INC. COM 28849P100 $ 3,609 150,050 SH SOLE N/A SOLE EMERITUS CORP. COM 291005106 $ 339 12,200 SH SOLE N/A SOLE ENDOLOGIX INC. COM 29266S106 $ 556 34,400 SH SOLE N/A SOLE ENERGY RECOVERY INC. COM 29270J100 $ 285 77,000 SH SOLE N/A SOLE EXACT SCIENCES CORP. COM 30063P105 $ 497 50,702 SH SOLE N/A SOLE EXPEDIA INC. DEL COM NEW 30212P303 $ 1,080 18,000 SH SOLE N/A SOLE EXXON MOBIL CORP. COM 30231G102 $ 270 3,000 SH SOLE N/A SOLE FINISH LINE INC. CL A 317923100 $ 161 8,200 SH SOLE N/A SOLE GEEKNET INC. COM NEW 36846Q203 $ 815 55,159 SH SOLE N/A SOLE GOOGLE INC CL A 38259P508 $ 1,429 1,800 SH SOLE N/A SOLE HATTERAS FINL CORP. COM 41902R103 $ 219 8,000 SH SOLE N/A SOLE HOMETRUST BANCSHARES INC. COM 437872104 $ 1,013 64,100 SH SOLE N/A SOLE IMMERSION CORP. COM 452521107 $ 1,674 142,597 SH SOLE N/A SOLE INVENSENSE INC. COM 46123D205 $ 514 48,100 SH SOLE N/A SOLE IPASS INC. COM 46261V108 $ 1,119 565,260 SH SOLE N/A SOLE IXIA COM 45071R109 $ 710 32,800 SH SOLE N/A SOLE JIAYUAN COM INTL LTD SPONSORED ADR 477374102 $ 1,061 210,022 SH SOLE N/A SOLE KOHLS CORP. COM 500255104 $ 277 6,000 SH SOLE N/A SOLE LOGMEIN INC. COM 54142L109 $ 3,155 164,170 SH SOLE N/A SOLE LORILLARD INC. COM 544147101 $ 218 5,400 SH SOLE N/A SOLE MADDEN STEVEN LTD. COM 556269108 $ 145 3,355 SH SOLE N/A SOLE MAGNUM HUNTER RES CORP. DEL COM 55973B102 $ 850 211,900 SH SOLE N/A SOLE MASTEC INC. COM 576323109 $ 350 12,000 SH SOLE N/A SOLE MASTERCARD INC. CL A 57636Q104 $ 271 500 SH SOLE N/A SOLE MCDONALDS CORP. COM 580135101 $ 239 2,400 SH SOLE N/A SOLE MEAD JOHNSON NUTRITION CO. COM 582839106 $ 232 3,000 SH SOLE N/A SOLE MFA FINANCIAL INC. COM 55272X102 $ 280 30,000 SH SOLE N/A SOLE MISTRAS GROUP INC. COM 60649T107 $ 448 18,500 SH SOLE N/A SOLE MULTIMEDIA GAMES HLDG CO. INC. COM 625453105 $ 856 41,000 SH SOLE N/A SOLE MYR GROUP INC. COM 55405W104 $ 496 20,201 SH SOLE N/A SOLE NATURAL GROCERS BY VITAMIN C COM 63888U108 $ 289 12,800 SH SOLE N/A SOLE NIKE INC. CL B 654106103 $ 283 4,800 SH SOLE N/A SOLE NOVABAY PHARMACEUTICALS INC. COM 66987P102 $ 303 216,700 SH SOLE N/A SOLE OASIS PETE INC. COM 674215108 $ 594 15,600 SH SOLE N/A SOLE PHILIP MORRIS INTL INC. COM 718172109 $ 278 3,000 SH SOLE N/A SOLE REEDS INC. COM 758338107 $ 272 66,603 SH SOLE N/A SOLE RED HAT INC. COM 756577102 $ 910 18,000 SH SOLE N/A SOLE RIGEL PHARMACEUTICALS INC. COM NEW 766559603 $ 521 76,800 SH SOLE N/A SOLE SALESFORCE COM INC. COM 79466L302 $ 715 4,000 SH SOLE N/A SOLE SANDISK CORP. COM 80004C101 $ 1,276 23,196 SH SOLE N/A SOLE SANOFI SPONSORED ADR 80105N105 $ 214 4,200 SH SOLE N/A SOLE SHERWIN WILLIAMS CO. COM 824348106 $ 253 1,500 SH SOLE N/A SOLE SHOE CARNIVAL INC. COM 824889109 $ 461 22,552 SH SOLE N/A SOLE SHUTTERFLY INC. COM 82568P304 $ 2,400 54,339 SH SOLE N/A SOLE SILICON IMAGE INC. COM 82705T102 $ 1,274 262,119 SH SOLE N/A SOLE SINA CORP. ORD G81477104 $ 2,318 47,700 SH SOLE N/A SOLE SOURCEFIRE INC. COM 83616T108 $ 1,057 17,847 SH SOLE N/A SOLE SOUTHWESTERN ENERGY CO. COM 845467109 $ 335 9,000 SH SOLE N/A SOLE SPS COM INC. COM 78463M107 $ 408 9,575 SH SOLE N/A SOLE STAAR SURGICAL CO. COM PAR $0.01 852312305 $ 212 37,635 SH SOLE N/A SOLE SYNTA PHARMACEUTICALS CORP. COM 87162T206 $ 425 49,399 SH SOLE N/A SOLE TEAM INC. COM 878155100 $ 160 3,900 SH SOLE N/A SOLE TEARLAB CORP. COM 878193101 $ 487 70,600 SH SOLE N/A SOLE THERAVANCE INC. COM 88338T104 $ 236 10,000 SH SOLE N/A SOLE TILLYS INC. CL A 886885102 $ 432 34,000 SH SOLE N/A SOLE TORO CO. COM 891092108 $ 221 4,800 SH SOLE N/A SOLE TRIANGLE PETE CORP. COM NEW 89600B201 $ 849 128,676 SH SOLE N/A SOLE TRIPADVISOR INC. COM 896945201 $ 924 17,600 SH SOLE N/A SOLE TRIUS THERAPEUTICS INC. COM 89685K100 $ 581 85,000 SH SOLE N/A SOLE UNILEVER N V N Y SHS NEW 904784709 $ 246 6,000 SH SOLE N/A SOLE UNITED PARCEL SERVICE INC. CL B 911312106 $ 258 3,000 SH SOLE N/A SOLE VERISK ALALYTICS INC. CL A 92345Y106 $ 185 3,000 SH SOLE N/A SOLE VISA INC COM CL A 92826C839 $ 306 1,800 SH SOLE N/A SOLE WABCO HLDGS INC. COM 92927K102 $ 212 3,000 SH SOLE N/A SOLE WAL-MART STORES INC. COM 931142103 $ 299 4,000 SH SOLE N/A SOLE WPX ENERGY INC. COM 98212B103 $ 192 12,000 SH SOLE N/A SOLE XPO LOGISTICS INC. COM 983793100 $ 589 35,000 SH SOLE N/A SOLE YAHOO INC. COM 984332106 $ 2,350 99,874 SH SOLE N/A SOLE YELP INC. CL A 985817105 $ 1,351 57,000 SH SOLE N/A SOLE ZYNGA INC. CL A 98986T108 $ 1,042 310,200 SH SOLE N/A SOLE