-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N55/55NeBnob6zaWb14x3sNphOTUa2h8YYjtsAuRMtL6LxdSbhDO4kAlcapa3Lw6 G+AhalwWZjeDOs4KYNna3A== 0001398344-11-000157.txt : 20110128 0001398344-11-000157.hdr.sgml : 20110128 20110128123013 ACCESSION NUMBER: 0001398344-11-000157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 EFFECTIVENESS DATE: 20110128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M3F, Inc. CENTRAL INDEX KEY: 0001511291 IRS NUMBER: 000000000 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14066 FILM NUMBER: 11554681 BUSINESS ADDRESS: STREET 1: 215 SOUTH STATE STREET STREET 2: SUITE 1170 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 202-246-9200 MAIL ADDRESS: STREET 1: 215 SOUTH STATE STREET STREET 2: SUITE 1170 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 13F-HR 1 fp0002435_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M3F, Inc. Address: 215 S. State Street, Suite 1170 Salt Lake City, UT 84111 Form 13F File Number: 028- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason A. Stock Title: Managing Director Phone: 202-246-9200 Signature, Place, and Date of Signing: /s/ Jason A. Stock Salt Lake City, UT 01-28-2011 --------------------- ------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $ 99,963 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------- VOTING AUTHORITY MARKET SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- -------------- --------- -------- ------- ---- ---- ---------- -------- ---- ------ ------- ALLIANCE BANCORP INC PA COMMON 18921106 915 100 SH SOLE 100 BANK RHODE IS COMMON 059690107 6,720,546 231,026 SH SOLE 231,026 BCSB BANKCORP INC COMMON 55367106 1,613,256 142,766 SH SOLE 142,766 BANKFINANCIAL CORP COMMON 06643P104 7,089,196 727,097 SH SOLE 727,097 BANK MUTUAL CORPORATION COMMON 063750103 4,559,092 953,785 SH SOLE 953,785 BENEFICIAL MUTUAL BANCORP INC COMMON 08173R104 8,299,706 939,944 SH SOLE 939,944 CALIFORNIA FIRST NTNL BANCORP COMMON 130222102 2,769,853 191,951 SH SOLE 191,951 COLONIAL FINL SVCS INC COMMON 19566B101 1,492,670 122,350 SH SOLE 122,350 CLIFTON SAVINGS BANK SLA COMMON 18712Q103 1,081 100 SH SOLE 100 Meridian Interstate Bancorp In COMMON 58964Q104 7,137,065 605,349 SH SOLE 605,349 FIRST ADVANTAGE BANCORP COMMON 31848L104 4,633,624 381,997 SH SOLE 381,997 FIRST FED BANCSHARES ARK INC COMMON 32020F105 1,497 1,000 SH SOLE 1,000 Fedfirst Finl Corp New COMMON 31429C101 1,289,835 93,738 SH SOLE 93,738 First Financial Northwest Inc COMMON 32022K102 1,638,368 409,592 SH SOLE 409,592 FOXCHASE COMMON 35137T108 6,423,411 542,060 SH SOLE 542,060 HAMPTON ROADS BANKSHARES INC COMMON 409321106 791,915 1,522,913 SH SOLE 1,522,913 HERITAGE COMMERCE CORP COMMON 426927109 450 100 SH SOLE 100 KEARNY FINANCIAL COMMON 487169104 1,537,112 178,734 SH SOLE 178,734 LEGACY BANCORP OINC COMMON 52463G105 1,850,217 140,808 SH SOLE 140,808 METRO BANCORP INC PA COMMON 59161R101 3,002,229 272,682 SH SOLE 272,682 MALVERN FEDERAL BANCORP INC COMMON 561410101 691,208 92,161 SH SOLE 92,161 NORTHEAST COMMUNITY BANCORP COMMON 664112109 946,277 168,978 SH SOLE 168,978 NEWPORT BANCORP INC COMMON 651754103 2,962,512 246,876 SH SOLE 246,876 NORTHRIM BANK-ANCHORAGE ALASKA COMMON 666762109 1,613,162 83,497 SH SOLE 83,497 NAUGATUCK VY FINL CORP COMMON 639067107 719,908 106,653 SH SOLE 106,653 NORTHWEST BANCSHARES INC MD COMMON 667340103 3,126,648 265,420 SH SOLE 265,420 Oba Financial serives Inc COMMON 67424G101 5,407,531 391,283 SH SOLE 391,283 OLD POINT FINL CORP COMMON 680194107 1,517,553 125,938 SH SOLE 125,938 OCEAN SHORE HOLDING CO COMMON 67501R103 7,763,741 678,056 SH SOLE 678,056 EPLUS INC COMMON 294268107 5,920,283 250,435 SH SOLE 250,435 PACIFIC PREMIER BANCORP COMMON 69478X105 844,869 130,381 SH SOLE 130,381 ROMA FINANCIAL CORP COMMON 77581P109 1,354,457 127,779 SH SOLE 127,779 SI FINANCIAL GROUP INC COMMON 78425W102 278,604 31,552 SH SOLE 31,552 SOMERSET HILLS BANCORP COMMON 834728107 1,482,825 164,393 SH SOLE 164,393 TERRITORIAL BANCORP INC COMMON 88145X108 3,990,721 200,438 SH SOLE 200,438 TF FINL CORP COMMON 872391107 491,071 22,031 SH SOLE 22,031
-----END PRIVACY-ENHANCED MESSAGE-----