0001533964-13-000005.txt : 20130515 0001533964-13-000005.hdr.sgml : 20130515 20130515082131 ACCESSION NUMBER: 0001533964-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 13843795 BUSINESS ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 SEC-Form-13F.20130329.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Period Ended: March 31, 2013 Check here if Amendment [ ];Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this report: Name: Virtu Financial LLC Address: 645 Madison Ave. New York, NY 10022 13F File Number: 28-14585 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Virtu Financial LLC By: Brett Fairclough Title: Compliance Phone: (310) 595-2360 Signature, Place, and Date of Signing: /s/ Brett Fairclough New York, NY May 14, 2013 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 319 Form 13F Information Table Value Total: $710,432 (Thousands) List of Other Included Managers: Form 13F File Number Name 01 28-12744 Virtu Financial Capital Markets LLC 02 28-13648 Virtu Financial BD LLC 03 Virtu Financial Ireland Limited FORM 13F INFORMATION TABLE

VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARES NONE ------------------------------------------------------------------------------------------------------------------------------ AK STL HLDG CORP COM 001547108 42 12750 SH DEFINED 02 12750 ALPS ETF TR ALERIAN MLP 00162Q866 528 29798 SH DEFINED 02 29798 AT&T INC COM 00206R102 378 10311 SH DEFINED 02 10311 ABBOTT LABS COM 002824100 269 7611 SH DEFINED 02 7611 ABBVIE INC COM 00287Y109 335 8213 SH DEFINED 02 8213 ALCOA INC COM 013817101 117 13786 SH DEFINED 02 13786 ALEXION PHARMACEUTICALS INC COM 015351109 267 2899 SH DEFINED 02 2899 ALLERGAN INC COM 018490102 283 2533 SH DEFINED 02 2533 AMERICAN CAPITAL AGENCY CORP COM 02503X105 218 6655 SH DEFINED 02 6655 AMGEN INC COM 031162100 330 3220 SH DEFINED 02 3220 ANNALY CAP MGMT INC COM 035710409 201 12644 SH DEFINED 02 12644 ANWORTH MORTGAGE ASSET CP COM 037347101 118 18570 SH DEFINED 02 18570 APOLLO INVT CORP COM 03761U106 98 11740 SH DEFINED 02 11740 ASTRAZENECA PLC SPONSORED ADR 046353108 365 7300 SH DEFINED 02 7300 BGC PARTNERS INC CL A 05541T101 124 29832 SH DEFINED 02 29832 BAKER HUGHES INC COM 057224107 573 12336 SH DEFINED 02 12336 BARCLAYS BK PLC DJUBS CMDT ETN3 06738C778 413 10170 SH DEFINED 02 10170 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 1786 78444 SH DEFINED 02 78444 BARCLAYS BK PLC ETN DJUBS IND M 06738G407 904 28357 SH DEFINED 02 28357 BARCLAYS BK PLC ETN DJUBS COPR3 06739F101 434 10205 SH DEFINED 02 10205 BARCLAYS BANK PLC ETN DJUBS AGRI3 06739H206 1761 33349 SH DEFINED 02 33349 BARCLAYS BANK PLC ETN DJUBS SGAR3 06739H214 360 5725 SH DEFINED 02 5725 BARCLAYS BANK PLC ETN DJUBSCOFFE3 06739H297 603 20234 SH DEFINED 02 20234 BARCLAYS BANK PLC ETN DJUBS GRNS3 06739H305 2219 44276 SH DEFINED 02 44276 BARCLAYS BANK PLC ETN DJUBSLVSTK3 06739H743 857 32281 SH DEFINED 02 32281 BARCLAYS BK PLC IPATH INVS&P ST 06740L592 489 12776 SH DEFINED 02 12776 BARCLAYS BK PLC IPTH NAT GAS 06740P239 863 27137 SH DEFINED 02 27137 BARCLAYS BK PLC ETN+ SEL MLP 06742C723 664 25390 SH DEFINED 02 25390 BERKSHIRE HATHAWAY INC DEL CL A 084670108 77984 499 SH DEFINED 02 499 BIOMARIN PHARMACEUTICAL INC COM 09061G101 223 3586 SH DEFINED 02 3586 BIOGEN IDEC INC COM 09062X103 232 1202 SH DEFINED 02 1202 BOEING CO COM 097023105 530 6169 SH DEFINED 02 6169 BRISTOL MYERS SQUIBB CO COM 110122108 373 9048 SH DEFINED 02 9048 CAMERON INTERNATIONAL CORP COM 13342B105 642 9852 SH DEFINED 02 9852 CATERPILLAR INC DEL COM 149123101 544 6251 SH DEFINED 02 6251 CELGENE CORP COM 151020104 285 2455 SH DEFINED 02 2455 CHEVRON CORP NEW COM 166764100 841 7078 SH DEFINED 02 7078 CHIMERA INVT CORP COM 16934Q109 182 57205 SH DEFINED 02 57205 CINCINNATI BELL INC NEW COM 171871106 58 17700 SH DEFINED 02 17700 CREDIT SUISSE AG NASSAU BRH ETN LKD SPVXSP 22539T852 839 239119 SH DEFINED 02 239119 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D530 601 52218 SH DEFINED 02 52218 CREDIT SUISSE NASSAU BRH ETN LKD 32 22542D571 1193 38327 SH DEFINED 02 38327 CREDIT SUISSE NASSAU BRH 2X INVER PLATI 22542D639 1705 41358 SH DEFINED 02 41358 CREDIT SUISSE NASSAU BRH 2X LONG PLATIN 22542D647 1244 27280 SH DEFINED 02 27280 CREDIT SUISSE NASSAU BRH 3X INVERS SILV 22542D654 1320 42297 SH DEFINED 02 42297 CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 22542D670 692 14787 SH DEFINED 02 14787 CREDIT SUISSE NASSAU BRH 3X LONG GOLD 22542D688 588 16529 SH DEFINED 02 16529 CREDIT SUISSE NASSAU BRH EXCH NT LKD 31 22542D753 318 15964 SH DEFINED 02 15964 CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 22542D845 254 12347 SH DEFINED 02 12347 CREDIT SUISSE NASSAU BRH ETN LKD 30 MLP 22542D852 526 18199 SH DEFINED 02 18199 CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 22542D878 1193 53836 SH DEFINED 02 53836 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 1086 7233 SH DEFINED 02 7233 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 22856 219200 SH DEFINED 02 219200 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 4084 39474 SH DEFINED 02 39474 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 3881 39639 SH DEFINED 02 39639 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4056 38981 SH DEFINED 02 38981 CURRENCYSHARES EURO TR CALL 23130C108 5503 43300 SH CALL DEFINED 02 43300 CURRENCYSHARES EURO TR PUT 23130C108 5440 42800 SH PUT DEFINED 02 42800 DEUTSCHE BK AG LDN BRH PS GOLD SH ETN 25154H731 4144 333912 SH DEFINED 02 333912 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 6176 131665 SH DEFINED 02 131665 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 3813 779703 SH DEFINED 02 779703 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 4683 117221 SH DEFINED 02 117221 DIAMOND OFFSHORE DRILLING IN COM 25271C102 238 3420 SH DEFINED 02 3420 DIREXION SHS ETF TR DLY TECH BULL 3 25459W102 749 13483 SH DEFINED 02 13483 DIREXION SHS ETF TR DLY MC3X SHS NE 25459W136 446 40622 SH DEFINED 02 40622 DIREXION SHS ETF TR GLD MNRS BEAR 3 25459W235 1868 36496 SH DEFINED 02 36496 DIREXION SHS ETF TR GLD MNRS BULL 3 25459W250 3858 686482 SH DEFINED 02 686482 DIREXION SHS ETF TR DL RUSSIA BEAR 25459W284 222 12206 SH DEFINED 02 12206 DIREXION SHS ETF TR DLY ENRGY BEAR3 25459W342 153 28171 SH DEFINED 02 28171 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 3215 82829 SH DEFINED 02 82829 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 2417 246618 SH DEFINED 02 246618 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 2905 44079 SH DEFINED 02 44079 DIREXION SHS ETF TR DLY MIDCAP ETF3 25459W730 213 3927 SH DEFINED 02 3927 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 3124 32307 SH DEFINED 02 32307 DIREXION SHS ETF TR DLY SMCAP BULL3 25459W847 23034 258924 SH DEFINED 02 258924 DIREXION SHS ETF TR DLY ENRGY BULL3 25459W888 1223 18435 SH DEFINED 02 18435 DIREXION SHS ETF TR BAS MAT BULL3X 25459Y504 689 20497 SH DEFINED 02 20497 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y660 800 49696 SH DEFINED 02 49696 DIREXION SHS ETF TR DLY EMRGMKT BUL 25459Y686 3512 36365 SH DEFINED 02 36365 DIREXION SHS ETF TR DLY FIN BULL NE 25459Y694 1439 8712 SH DEFINED 02 8712 DIREXION SHS ETF TR CALL 25459Y694 397 2400 SH CALL DEFINED 02 2400 DISNEY WALT CO COM DISNEY 254687106 362 6377 SH DEFINED 02 6377 DRESSER-RAND GROUP INC COM 261608103 240 3899 SH DEFINED 02 3899 DU PONT E I DE NEMOURS & CO COM 263534109 388 7901 SH DEFINED 02 7901 EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ET 268461829 367 17312 SH DEFINED 02 17312 ETFS PLATINUM TR SH BEN INT 26922V101 3536 22927 SH DEFINED 02 22927 ETFS GOLD TR SHS 26922Y105 4367 27732 SH DEFINED 02 27732 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 664 13383 SH DEFINED 02 13383 EXCO RESOURCES INC COM 269279402 94 13163 SH DEFINED 02 13163 EXXON MOBIL CORP COM 30231G102 456 5055 SH DEFINED 02 5055 FMC TECHNOLOGIES INC COM 30249U101 597 10970 SH DEFINED 02 10970 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 347 8041 SH DEFINED 02 8041 FIRST TR NASDAQ100 TECH INDE SHS 337345102 1034 36626 SH DEFINED 02 36626 FIRST TR S&P REIT INDEX FD COM 33734G108 520 27227 SH DEFINED 02 27227 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 470 18308 SH DEFINED 02 18308 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 424 17730 SH DEFINED 02 17730 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 272 12827 SH DEFINED 02 12827 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 489 20705 SH DEFINED 02 20705 FOREST OIL CORP COM PAR $0.01 346091705 85 16230 SH DEFINED 02 16230 FRONTIER COMMUNICATIONS CORP COM 35906A108 92 23216 SH DEFINED 02 23216 GFI GROUP INC COM 361652209 62 18551 SH DEFINED 02 18551 GERDAU S A SPON ADR REP PF 373737105 118 15327 SH DEFINED 02 15327 GILEAD SCIENCES INC COM 375558103 580 11848 SH DEFINED 02 11848 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 436 9300 SH DEFINED 02 9300 HALLIBURTON CO COM 406216101 1063 26305 SH DEFINED 02 26305 HELMERICH & PAYNE INC COM 423452101 331 5447 SH DEFINED 02 5447 HOME DEPOT INC COM 437076102 676 9688 SH DEFINED 02 9688 INTERNATIONAL BUSINESS MACHS COM 459200101 1175 5507 SH DEFINED 02 5507 ISHARES GOLD TRUST ISHARES 464285105 29395 1893990 SH DEFINED 02 1893990 ISHARES INC MSCI AUSTRALIA 464286103 283 10470 SH DEFINED 02 10470 ISHARES INC MSCI BRAZIL CAP 464286400 4044 74238 SH DEFINED 02 74238 ISHARES INC MSCI CDA INDEX 464286509 1569 55029 SH DEFINED 02 55029 ISHARES TR FTSE CHINA25 ID 464287184 2424 65690 SH DEFINED 02 65690 ISHARES TR TRANSP AVE IDX 464287192 912 8190 SH DEFINED 02 8190 ISHARES TR S&P500 GRW 464287309 3090 37506 SH DEFINED 02 37506 ISHARES TR S&P NA NAT RES 464287374 1202 29618 SH DEFINED 02 29618 ISHARES TR CORE S&P MCP ET 464287507 3116 27078 SH DEFINED 02 27078 ISHARES TR S&P NA MULTIMD 464287531 540 18355 SH DEFINED 02 18355 ISHARES TR RUSSELL1000VAL 464287598 748 9213 SH DEFINED 02 9213 ISHARES TR DJ US BAS MATL 464287838 3788 53923 SH DEFINED 02 53923 ISHARES TR MSCI ACWI INDX 464288257 588 11583 SH DEFINED 02 11583 ISHARES TR HIGH YLD CORP 464288513 1631 17290 SH DEFINED 02 17290 ISHARES TR BARCLYS SH TREA 464288679 226 2053 SH DEFINED 02 2053 ISHARES TR DJ OIL&GAS EXP 464288851 685 9343 SH DEFINED 02 9343 ISHARES TR RUS200 GRW IDX 464289438 790 21045 SH DEFINED 02 21045 ISHARES TR USA MIN VOL ID 46429B697 1908 58257 SH DEFINED 02 58257 ISHARES INC CORE MSCI EMKT 46434G103 863 17003 SH DEFINED 02 17003 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 33177 729489 SH DEFINED 02 729489 JOHNSON & JOHNSON COM 478160104 1482 18174 SH DEFINED 02 18174 LILLY ELI & CO COM 532457108 426 7503 SH DEFINED 02 7503 MFA FINANCIAL INC COM 55272X102 141 15111 SH DEFINED 02 15111 MAGNUM HUNTER RES CORP DEL COM 55973B102 96 23956 SH DEFINED 02 23956 MARKET VECTORS ETF TR BNK & BROKERAG 57060U175 4007 84692 SH DEFINED 02 84692 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 3750 105533 SH DEFINED 02 105533 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 3376 121743 SH DEFINED 02 121743 MCDERMOTT INTL INC COM 580037109 141 12860 SH DEFINED 02 12860 MCDONALDS CORP COM 580135101 626 6284 SH DEFINED 02 6284 MCEWEN MNG INC COM 58039P107 32 11048 SH DEFINED 02 11048 MERCK & CO INC NEW COM 58933Y105 874 19756 SH DEFINED 02 19756 MORGAN STANLEY S&P500 CRD OIL 61760E390 1626 50962 SH DEFINED 02 50962 MYLAN INC COM 628530107 324 11212 SH DEFINED 02 11212 NII HLDGS INC CL B NEW 62913F201 67 15400 SH DEFINED 02 15400 NATIONAL OILWELL VARCO INC COM 637071101 923 13046 SH DEFINED 02 13046 NETFLIX INC CALL 64110L106 4811 25400 SH CALL DEFINED 02 25400 NOVARTIS A G SPONSORED ADR 66987V109 670 9400 SH DEFINED 02 9400 NOVO-NORDISK A S ADR 670100205 291 1800 SH DEFINED 02 1800 OI S.A. SPN ADR REP PFD 670851203 39 12847 SH DEFINED 02 12847 OCEANEERING INTL INC COM 675232102 391 5893 SH DEFINED 02 5893 OIL STS INTL INC COM 678026105 219 2682 SH DEFINED 02 2682 PENN VA CORP COM 707882106 81 20100 SH DEFINED 02 20100 PERRIGO CO COM 714290103 297 2505 SH DEFINED 02 2505 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 716 39452 SH DEFINED 02 39452 PFIZER INC COM 717081103 933 32322 SH DEFINED 02 32322 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1853 67857 SH DEFINED 02 67857 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1430 328669 SH DEFINED 02 328669 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 5053 173592 SH DEFINED 02 173592 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 1054 19530 SH DEFINED 02 19530 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 8522 175659 SH DEFINED 02 175659 POWERSHS DB MULTI SECT COMM PS DB AGRICUL F 73936B408 486 18782 SH DEFINED 02 18782 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 3120 115540 SH DEFINED 02 115540 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 5025 92236 SH DEFINED 02 92236 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 1294 73774 SH DEFINED 02 73774 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 2780 106455 SH DEFINED 02 106455 POWERSHARES ETF TR II KBW BK PORT 73937B746 1208 41824 SH DEFINED 02 41824 PROCTER & GAMBLE CO COM 742718109 263 3407 SH DEFINED 02 3407 PROSHARES TR PSHS ULTSH 20YR 74347B201 8670 131947 SH DEFINED 02 131947 PROSHARES TR PSHS ULT S&P 50 74347R107 10049 137701 SH DEFINED 02 137701 PROSHARES TR PSHS ULTRA QQQ 74347R206 10602 172695 SH DEFINED 02 172695 PROSHARES TR PSHS SHTFINL ET 74347R230 234 9271 SH DEFINED 02 9271 PROSHARES TR PSHS ULTRA DOW3 74347R305 2019 23002 SH DEFINED 02 23002 PROSHARES TR PSHS ULT MCAP40 74347R404 13367 141632 SH DEFINED 02 141632 PROSHARES TR PSHS SHORT DOW3 74347R701 1488 48525 SH DEFINED 02 48525 PROSHARES TR PSHS ULTRA O&G 74347R719 1443 25941 SH DEFINED 02 25941 PROSHARES TR PSHS ULT BASMAT 74347R776 1164 30811 SH DEFINED 02 30811 PROSHARES TR PSHS SHTRUSS200 74347R826 2915 135784 SH DEFINED 02 135784 PROSHARES TR II PSHS ULSSLVR NE 74347W114 7246 131627 SH DEFINED 02 131627 PROSHARES TR II PSHS ULDJUBS NE 74347W122 2700 54050 SH DEFINED 02 54050 PROSHARES TR II ULTRASHRT NEW 74347W395 304 4472 SH DEFINED 02 4472 PROSHARES TR II ULTRASHORT YEN 74347W569 1460 24747 SH DEFINED 02 24747 PROSHARES TR II SHT VIX ST TRM 74347W627 3099 34030 SH DEFINED 02 34030 PROSHARES TR II ULT DJ UBS CRUD 74347W650 2207 69928 SH DEFINED 02 69928 PROSHARES TR II VIX MDTRM FUTR 74347W684 1024 38727 SH DEFINED 02 38727 PROSHARES TR II ULTRASHRT EURO 74347W882 407 20337 SH DEFINED 02 20337 PROSHARES TR BASIC MAT NEW 74347X138 2360 46403 SH DEFINED 02 46403 PROSHARES TR ULTSHT CHINA 25 74347X567 644 31581 SH DEFINED 02 31581 PROSHARES TR SHT MSCI NEW 74347X575 2175 96726 SH DEFINED 02 96726 PROSHARES TR ULT R/EST NEW 74347X625 3545 43901 SH DEFINED 02 43901 PROSHARES TR ULTRA FNCLS NEW 74347X633 5135 60859 SH DEFINED 02 60859 PROSHARES TR ULTR RUSSL2000 74347X799 2533 25384 SH DEFINED 02 25384 PROSHARES TR ULTRAPRO QQQ 74347X831 8591 140921 SH DEFINED 02 140921 PROSHARES TR SHRT 20+YR TRE 74347X849 826 27651 SH DEFINED 02 27651 PROSHARES TR ULTRPRO S&P500 74347X864 3942 33658 SH DEFINED 02 33658 PROSHARES TR PSHS ULDOW30 NE 74348A590 406 10707 SH DEFINED 02 10707 PROSHARES TR PSHS ULPRRUS NE 74348A640 2242 97018 SH DEFINED 02 97018 PROSHARES TR ULT MSCIBZL CAP 74348A673 2047 31128 SH DEFINED 02 31128 QUICKSILVER RESOURCES INC COM 74837R104 97 42900 SH DEFINED 02 42900 REGENERON PHARMACEUTICALS COM 75886F107 534 3025 SH DEFINED 02 3025 RYDEX ETF TRUST GUG S&P500 EQ W 78355W106 6642 111375 SH DEFINED 02 111375 SPDR GOLD TRUST CALL 78463V107 1931 12500 SH CALL DEFINED 02 12500 SPDR SERIES TRUST OILGAS EQUIP 78464A748 613 15378 SH DEFINED 02 15378 SPDR SERIES TRUST S&P INS ETF 78464A789 1371 26421 SH DEFINED 02 26421 SPDR SERIES TRUST S&P BIOTECH 78464A870 1101 11024 SH DEFINED 02 11024 SANOFI SPONSORED ADR 80105N105 475 9300 SH DEFINED 02 9300 SCHLUMBERGER LTD COM 806857108 2374 31705 SH DEFINED 02 31705 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 757 16464 SH DEFINED 02 16464 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1498 37676 SH DEFINED 02 37676 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 794 14999 SH DEFINED 02 14999 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 744 24578 SH DEFINED 02 24578 SHIRE PLC SPONSORED ADR 82481R106 219 2400 SH DEFINED 02 2400 SPRINT NEXTEL CORP COM SER 1 852061100 102 16434 SH DEFINED 02 16434 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 349 25817 SH DEFINED 02 25817 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1203 107276 SH DEFINED 02 107276 SUPERIOR ENERGY SVCS INC COM 868157108 227 8754 SH DEFINED 02 8754 SYSCO CORP COM 871829107 221 6279 SH DEFINED 02 6279 TENARIS S A SPONSORED ADR 88031M109 404 9900 SH DEFINED 02 9900 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 337 8500 SH DEFINED 02 8500 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 738 18044 SH DEFINED 02 18044 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 243 10044 SH DEFINED 02 10044 3M CO COM 88579Y101 686 6451 SH DEFINED 02 6451 TRAVELERS COMPANIES INC COM 89417E109 431 5125 SH DEFINED 02 5125 UNITED STS BRENT OIL FD LP UNIT 91167Q100 4921 59165 SH DEFINED 02 59165 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 685 12022 SH DEFINED 02 12022 UNITED STS COMMODITY IDX FDT CM REP COPP FD 911718104 818 34519 SH DEFINED 02 34519 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 924 48427 SH DEFINED 02 48427 UNITED STS COMMODITY IDX FDT COM UNIT US ML 911718302 951 39039 SH DEFINED 02 39039 UNITED STS DIESEL HEATING OI UNIT 911783108 2544 76923 SH DEFINED 02 76923 UNITED STS GASOLINE FD LP UNITS 91201T102 1482 24180 SH DEFINED 02 24180 UNITED STS SHORT OIL FD LP UNITS 912613205 466 12902 SH DEFINED 02 12902 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 751 18342 SH DEFINED 02 18342 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 261 13639 SH DEFINED 02 13639 UNITED TECHNOLOGIES CORP COM 913017109 596 6382 SH DEFINED 02 6382 UNITEDHEALTH GROUP INC COM 91324P102 456 7977 SH DEFINED 02 7977 VALEANT PHARMACEUTICALS INTL COM 91911K102 204 2713 SH DEFINED 02 2713 VALLEY NATL BANCORP COM 919794107 125 12205 SH DEFINED 02 12205 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 579 8811 SH DEFINED 02 8811 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 351 4476 SH DEFINED 02 4476 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 253 6941 SH DEFINED 02 6941 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ET 922042858 10890 253911 SH DEFINED 02 253911 VANGUARD WORLD FDS UTILITIES ETF 92204A876 3922 46272 SH DEFINED 02 46272 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 211 2926 SH DEFINED 02 2926 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 338 4670 SH DEFINED 02 4670 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 2644 35144 SH DEFINED 02 35144 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 2019 28033 SH DEFINED 02 28033 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 2810 39220 SH DEFINED 02 39220 VANGUARD INDEX FDS REIT ETF 922908553 2004 28415 SH DEFINED 02 28415 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1041 14512 SH DEFINED 02 14512 VERIZON COMMUNICATIONS INC COM 92343V104 388 7892 SH DEFINED 02 7892 VONAGE HLDGS CORP COM 92886T201 50 17400 SH DEFINED 02 17400 WAL-MART STORES INC COM 931142103 648 8661 SH DEFINED 02 8661 WALGREEN CO COM 931422109 224 4704 SH DEFINED 02 4704 WISDOMTREE TRUST LARGECAP DIVID 97717W307 4553 77293 SH DEFINED 02 77293 ENSCO PLC SHS CLASS A G3157S106 483 8042 SH DEFINED 02 8042 NABORS INDUSTRIES LTD SHS G6359F103 242 14897 SH DEFINED 02 14897 ROWAN COMPANIES PLC SHS CL A G7665A101 220 6214 SH DEFINED 02 6214 SEADRILL LIMITED SHS G7945E105 420 11296 SH DEFINED 02 11296 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 486 40061 SH DEFINED 02 40061 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 509 13350 SH DEFINED 02 13350 TRANSOCEAN LTD REG SHS H8817H100 634 12207 SH DEFINED 02 12207 CORE LABORATORIES N V COM N22717107 262 1902 SH DEFINED 02 1902 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 700 33420 SH DEFINED 01 33420 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 393 43966 SH DEFINED 01 43966 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 511 38537 SH DEFINED 01 38537 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 5375 47353 SH DEFINED 01 47353 GRUMA SAB DE CV SPON ADR CL B 400131306 310 17632 SH DEFINED 01 17632 GRUPO SIMEC S A B DE C V ADR 400491106 726 51038 SH DEFINED 01 51038 GRUPO TELEVISA SA SPON ADR REP OR 40049J206 698 26247 SH DEFINED 01 26247 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 336 10045 SH DEFINED 01 10045 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 1177 20080 SH DEFINED 01 20080 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 3969 29042 SH DEFINED 01 29042 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 4026 260947 SH DEFINED 01 260947 AEGON N V NY REGISTRY SH 007924103 114 19012 SH DEFINED 03 19012 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 4693 47139 SH DEFINED 03 47139 APPLE INC COM 037833100 1874 4233 SH DEFINED 03 4233 ARM HLDGS PLC SPONSORED ADR 042068106 5718 134951 SH DEFINED 03 134951 BT GROUP PLC ADR 05577E101 6153 146398 SH DEFINED 03 146398 BARCLAYS PLC ADR 06738E204 197 11070 SH DEFINED 03 11070 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 258 11648 SH DEFINED 03 11648 CRH PLC ADR 12626K203 659 29827 SH DEFINED 03 29827 CELL THERAPEUTICS INC COM NPV NEW 201 150934883 310 269634 SH DEFINED 03 269634 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 267 59664 SH DEFINED 03 59664 DIAGEO P L C SPON ADR NEW 25243Q205 965 7665 SH DEFINED 03 7665 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 356 10518 SH DEFINED 03 10518 GAFISA S A SPONS ADR 362607301 264 67432 SH DEFINED 03 67432 GENERAL ELECTRIC CO COM 369604103 211 9128 SH DEFINED 03 9128 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2322 49504 SH DEFINED 03 49504 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 65 10964 SH DEFINED 03 10964 ING GROEP N V SPONSORED ADR 456837103 363 50311 SH DEFINED 03 50311 INTERCONTINENTAL HTLS GRP PL SPON ADR NEW 12 45857P400 1590 52252 SH DEFINED 03 52252 ISHARES INC MSCI CDA INDEX 464286509 225 7900 SH DEFINED 03 7900 ISHARES INC MSCI FRANCE 464286707 17445 751600 SH DEFINED 03 751600 ISHARES INC MSCI SPAIN CAPP 464286764 1175 41509 SH DEFINED 03 41509 ISHARES INC MSCI NETHR INVE 464286814 3208 155792 SH DEFINED 03 155792 ISHARES TR MSCI EAFE INDEX 464287465 1038 17602 SH DEFINED 03 17602 NATIONAL GRID PLC SPON ADR NEW 636274300 858 14788 SH DEFINED 03 14788 NOVARTIS A G SPONSORED ADR 66987V109 2699 37888 SH DEFINED 03 37888 NOVO-NORDISK A S ADR 670100205 7784 48197 SH DEFINED 03 48197 PEARSON PLC SPONSORED ADR 705015105 198 11024 SH DEFINED 03 11024 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 460 27759 SH DEFINED 03 27759 PROCTER & GAMBLE CO COM 742718109 765 9930 SH DEFINED 03 9930 RANDGOLD RES LTD ADR 752344309 9329 108506 SH DEFINED 03 108506 REED ELSEVIER N V SPONS ADR NEW 758204200 8939 262995 SH DEFINED 03 262995 REED ELSEVIER P L C SPONS ADR NEW 758205207 237 4980 SH DEFINED 03 4980 SPDR S&P 500 ETF TR TR UNIT 78462F103 10982 70149 SH DEFINED 03 70149 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 367 20200 SH DEFINED 03 20200 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3883 93059 SH DEFINED 03 93059 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 558 14300 SH DEFINED 03 14300 SIEMENS A G SPONSORED ADR 826197501 2114 19614 SH DEFINED 03 19614 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 694 12014 SH DEFINED 03 12014 STMICROELECTRONICS N V NY REGISTRY 861012102 332 43012 SH DEFINED 03 43012 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 616 100953 SH DEFINED 03 100953 TELEFONICA S A SPONSORED ADR 879382208 317 23462 SH DEFINED 03 23462 UNILEVER PLC SPON ADR NEW 904767704 1244 29454 SH DEFINED 03 29454 UNILEVER N V N Y SHS NEW 904784709 365 8914 SH DEFINED 03 8914 VALE S A ADR REPSTG PFD 91912E204 573 34693 SH DEFINED 03 34693 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 345 27184 SH DEFINED 03 27184 DEUTSCHE BANK AG NAMEN AKT D18190898 10741 274557 SH DEFINED 03 274557 UBS AG SHS NEW H89231338 2022 131381 SH DEFINED 03 131381 ASM INTL N V NY REGISTER SH N07045102 1168 35073 SH DEFINED 03 35073 QIAGEN NV REG SHS N72482107 2010 95371 SH DEFINED 03 95371