0001193125-13-220007.txt : 20130515
0001193125-13-220007.hdr.sgml : 20130515
20130514180529
ACCESSION NUMBER: 0001193125-13-220007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S Squared Technology, LLC
CENTRAL INDEX KEY: 0001322924
IRS NUMBER: 010622776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11372
FILM NUMBER: 13843092
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 421-2155
MAIL ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d532156d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Quarter Ended: March 31, 2013
Check here if Amendment [_]; Amendment Number: ___
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S Squared Technology, LLC
Address: 515 Madison Avenue
New York, NY 10022
Form 13F File Number: 28-11372
The Institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seymour L. Goldblatt
Title: Managing Member
Phone: 212-421-2155
Signature, Place, and Date of Signing:
/s/ Seymour L. Goldblatt New York, New York May 13, 2013
--------------------------------
[Signature]
S Squared Technology, LLC (SEC File No. 801-63753) and S Squared Capital II
Management, LLC (SEC File No. 801-63785) are related SEC registered investment
advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities
serves as investment adviser to one or more clients. The same personnel make
investment decisions with respect to the securities set forth on the Form 13F
filed by S Squared Technology, LLC for all of the clients of each of the Adviser
Entities.
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manger are reported in this report and a portion are reported by
other manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 60
Form 13F Information Table Value Total: $195,787
----------
(thousands)
List of Other Included Managers: S Squared Capital II Management, LLC
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
01 - S Squared Capital II Management, LLC
Page 1 of 3 FORM 13F MARCH 31, 2013
NAME OF REPORTING MANAGER - S SQUARED TECHNOLOGY, LLC
Item 4:
Fair
Item 2: Market Item 5: Item 7
Title Item 3: Value Shares of Managers Item 8:
Item 1: of CUSIP c..t Principal Item 6 See Voting
Name of Issuer class Number 1/VIM Amount Investment Discretion Instr. II Authority (Shares)
------------------------------ ------- ---------- -------- ------------- ------------------------ --------- ------------------------
(b) (c)
(a) Shared Shared- (a) (b) (c)
Sole -Ac Other Sole Shared None
------------------------------ ------- ---------- -------- ------------- ---- --------- --------- --------- ---------- ------ ------
ABSOLUTE SOFTWARE CORPORATION COM 00386B109 8,851 1,670,000SH x 1,670,000
ACQUITY GROUP LTD ADR 00489C103 27 4,200SH 01 4,200
ANADIGICS INC. COM 032515108 1,895 950,000SH x 950,000
BRIGHTCOVE, INC. COM 10921T101 2,662 428,700SH x 428,700
CALIX INC COM 13100M509 13,221 1,622,200SH 01 1,622,200
CALLIDUS SOFTWARE COM 13123E500 6,440 1,409,100SH x 1,409,100
CHIPMOS TECHNOLOGIES COM G2110R106 2,331 175,000SH x 175,000
CIENA COM 171779101 948 59,200SH x 59,200
COMVERSE TECHNOLOGY INC COM 20585P105 573 20,430SH x 20,430
DEMAND MEDIA INC COM 24802N109 3,964 459,300SH 01 459,300
EGAIN COMMUNICATIONS CORP. COM 28225C806 2,944 340,000SH 01 340,000
ENERNOC INC. COM 292764107 1,035 59,600SH x 59,600
FORTINET INC COM 34959E109 33 1,400SH 01 1,400
GSE SYSTEMS INC COM 36227K106 2,284 1,141,800SH x 1,141,800
GUIDANCE SOFTWARE INC COM 401692108 3,565 328,600SH x 328,600
HARMONIC COM 413160102 5,303 915,900SH x 915,900
INCONTACT INC COM 45336E109 4,089 505,400SH 01 505,400
INFORMATICA CORP. COM 45666Q102 1,334 40,100SH 01 40,100
INPHI CORP. COM 45772F107 6,598 626,800SH x 626,800
INTER-NAP NETWORK COM 45885A300 11,276 1,206,000SH x 1,206,000
INTEVAC INC. COM 461148108 219 46,413SH x 46,413
IXIA COM 45071r109 4,899 226,400SH x 226,400
KEYNOTE SYS INC. COM 493308100 3,310 237,100SH x 237,100
KVH INDUSTRIES INC. COM 482738101 2,949 217,300SH x 217,300
LAM RESEARCH CORP. COM 512807108 821 19,800SH x 19,800
LOGMEIN INC. COM 54142L109 3,075 160,000SH x 160,000
MATTERSIGHT CORPORATION COM 577097108 2,782 648,427SH 01 648,427
MICROS SYSTEMS INC. COM 594901100 979 21,500SH 01 21,500
MICROSTRATEGY INC. COM 594972408 6,803 67,300SH x 67,300
MILLENIAL MEDIA INC. COM 60040N105 1,905 300,000SH x 300,000
NEOPHOTONICS CORPORATION COM 64051T100 3,158 618,000SH x 618,000
NQ MOBILE INC. ADR 64118U108 6,678 741,100SH 01 741,100
NVIDIA CORP. COM 67066G104 1,074 83,700SH x 83,700
COLUMN TOTAL 118,025
Page 2 of 3 FORM 13F MARCH 31, 2013
NAME OF REPORTING MANAGER - S SQUARED TECHNOLOGY, LLC
Item 4:
Fair
Item 2: Market Item 5: Item 7
Title Item 3: Value Shares of Managers Item 8:
Item 1: of CUSIP c..t Principal Item 6 See Voting
Name of Issuer class Number 1/VIM Amount Investment Discretion Instr. II Authority (Shares)
------------------------------ ------- ---------- -------- ------------- ------------------------ --------- ------------------------
(b) (c)
(a) Shared Shared- (a) (b) (c)
Sole -Ac Other Sole Shared None
------------------------------ ------- ---------- -------- ------------- ---- --------- --------- --------- ---------- ------ ------
OPLINK COMMUNICATIONS COM 68375Q106 5,766 351,600SH 01 351,600
PARAMETRIC TECH CORP. COM 699173209 1,484 58,200SH x 58,200
PAYCHEX INC. COM 704326107 32 900SH 01 900
POWER SOLUTIONS INT'L COM 74437C101 1,138 43,700SH x 43,700
PROCERA NETWORKS INC. COM 74269U203 2,378 200,000SH x 200,000
PROGRESS SOFTWARE CORP. COM 743312100 2,580 113,000SH x 113,000
PROOFPOINT INC. COM 743424103 7,102 421,274SH 01 421,274
REAL NETWORKS INC. COM 75605L708 13,230 1,715,899SH x 1,715,899
REALD INC. COM 75604L105 4,150 319,200SH x 319,200
RESVERLOGIX CORP. COM 76128M108 526 197,900SH x 197,900
RESVERLOGIX CORP. RESTRICTED
SH COM 76128M108 812 305,500SH x 305,500
RIVERBED TECHNOLOGY INC. COM 768573107 853 57,200SH x 57,200
RIVERSTONE NETWORKS COM 769320995 0 2,284,000SH x 2,284,000
SABA SOFTWARE INC. COM 784932600 1,293 162,600SH x 162,600
SANDVINE CORP. COM CA8002131 2,822 1,438,200SH x 1,438,200
SERVICENOW INC. COM 81762P102 36 1,000SH 01 1,000
SHORTEL INC. COM 825211105 53 14,500SH 01 14,500
SILICON LABORATORIES, INC. COM 826919102 662 16,000SH x 16,000
TIBCO SOFTWARE INC. COM COM 88632Q103 812 40,200SH 01 40,200
TREE.COM INC. COM 894675107 11,968 647,300SH 01 647,300
UNWIRED PLANET INC. COMMON COM 91531F103 7,008 3,156,838SH 01 3,156,838
WEB.COM GROUP INC. COMMON COM 94733A104 12,750 746,501SH 01 746,501
WEBMEDIABRANDS INC. COM 94770W209 89 54,386SH x 54,386
ELOYALTY CORP. SERIES B CONV
PF CVPF 290152990 115 22,475SH x 22,475
OCZ TECHNOLOGY WTS EXP 11/01/1 WNT 6709949R5 0 267,749SH x 267,749
RESVERLOGIX CORP WTS 02/25/16 WNT 73128M132 54 152,750SH x 152,750
COLUMN TOTAL 77,713
Page 3 of 3 FORM 13F MARCH 31, 2013
S Squared Technology, LLC NAME OF REPORTING MANAGER - S SQUARED TECHNOLOGY, LLC
13F - Additions
Item 4:
Fair
Item 2: Market Item 5: Item 7
Title Item 3: Value Shares of Managers Item 8:
Item 1: of CUSIP c..t Principal Item 6 See Voting
Name of Issuer class Number 1/VIM Amount Investment Discretion Instr. II Authority (Shares)
------------------------------ ------- ---------- -------- ------------- ------------------------ --------- ------------------------
(b) (c)
(a) Shared Shared- (a) (b) (c)
Sole -Ac Other Sole Shared None
------------------------------ ------- ---------- -------- ------------- ---- --------- --------- --------- ---------- ------ ------
PEREGRINE SEMICONDUCTOR COM 71366R703 49 5,000SH x 5,000
TOTAL MARKET VALUE 13F
ADDITIONS 49
TOTAL MARKET VALUE 13F 195,738
TOTAL MARKET VALUE 13F &
ADDITIONS 195,787