0001085146-12-000085.txt : 20120127 0001085146-12-000085.hdr.sgml : 20120127 20120126212648 ACCESSION NUMBER: 0001085146-12-000085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120126 EFFECTIVENESS DATE: 20120127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K.J. Harrison & Partners Inc CENTRAL INDEX KEY: 0001418359 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12625 FILM NUMBER: 12548990 BUSINESS ADDRESS: STREET 1: 60 BEDFORD ROAD CITY: TORONTO STATE: A6 ZIP: M5R2K2 BUSINESS PHONE: 4168678252 MAIL ADDRESS: STREET 1: 60 BEDFORD ROAD CITY: TORONTO STATE: A6 ZIP: M5R2K2 13F-HR 1 hp4q2011.txt K.J. HARRISON & PARTNERS INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: K.J. Harrison & Partners Inc. Address: 60 Bedford Road Toronto, Ontario, M5R 2K2 13F File Number: 028-12625 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sindy Jagger Title: Chief Compliance Officer Phone: 416-867-8252 Signature, Place, and Date of Signing: /s/ Sindy Jagger Toronto, Canada January 26, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $177,826 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1373 16800 SH SOLE 16800 0 0 ABBOTT LABS COM 002824100 317 5635 SH SOLE 5635 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 813 195000 SH SOLE 195000 0 0 ALTERA CORP COM 021441100 1535 41363 SH SOLE 41363 0 0 ALTRIA GROUP INC COM 02209S103 4615 155640 SH SOLE 155640 0 0 AMERICAN EXPRESS CO COM 025816109 236 5000 SH SOLE 5000 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6935 113700 SH SOLE 113700 0 0 APPLE INC COM 037833100 1620 4000 SH SOLE 4000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 238 4400 SH SOLE 4400 0 0 AVNET INC COM 053807103 933 30000 SH SOLE 30000 0 0 BANK MONTREAL QUE COM 063671101 491 8942 SH SOLE 8942 0 0 BANK OF AMERICA CORPORATION COM 060505104 909 163560 SH SOLE 163560 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 4225 212190 SH SOLE 212190 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1607 14 SH SOLE 14 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5301 69482 SH SOLE 69482 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3033 110000 SH SOLE 110000 0 0 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 623 77055 SH SOLE 77055 0 0 CAMECO CORP COM 13321L108 1092 60300 SH SOLE 60300 0 0 CANADIAN NAT RES LTD COM 136385101 3774 100600 SH SOLE 100600 0 0 CHEESECAKE FACTORY INC COM 163072101 294 10000 SH SOLE 10000 0 0 CISCO SYS INC COM 17275R102 2919 161450 SH SOLE 161450 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 813 10000 SH SOLE 10000 0 0 CVS CAREMARK CORPORATION COM 126650100 890 21820 SH SOLE 21820 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 664 40000 SH SOLE 40000 0 0 E M C CORP MASS COM 268648102 2154 100000 SH SOLE 100000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 5743 721500 SH SOLE 721500 0 0 ENBRIDGE INC COM 29250N105 222 5915 SH SOLE 5915 0 0 ENCANA CORP COM 292505104 485 26125 SH SOLE 26125 0 0 EXPRESS SCRIPTS INC COM 302182100 1050 23500 SH SOLE 23500 0 0 EXXON MOBIL CORP COM 30231G102 321 3790 SH SOLE 3790 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 6112 568000 SH SOLE 568000 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1703 100000 SH SOLE 100000 0 0 GENERAL ELECTRIC CO COM 369604103 8089 451640 SH SOLE 451640 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 301 3330 SH SOLE 3330 0 0 GOOGLE INC CL A 38259P508 3860 5976 SH SOLE 5976 0 0 HALLIBURTON CO COM 406216101 242 7000 SH SOLE 7000 0 0 HARMAN INTL INDS INC COM 413086109 951 25000 SH SOLE 25000 0 0 INTEL CORP COM 458140100 3504 144490 SH SOLE 144490 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 487 2648 SH SOLE 2648 0 0 JOHNSON & JOHNSON COM 478160104 3590 54735 SH SOLE 54735 0 0 JPMORGAN CHASE & CO COM 46625H100 4925 148130 SH SOLE 148130 0 0 KAR AUCTION SVCS INC COM 48238T109 918 68000 SH SOLE 68000 0 0 KIMBERLY CLARK CORP COM 494368103 1748 23760 SH SOLE 23760 0 0 KRAFT FOODS INC CL A 50075N104 364 9750 SH SOLE 9750 0 0 MAGNA INTL INC COM 559222401 6870 207598 SH SOLE 104398 0 0 MERCK & CO INC NEW COM 58933Y105 3775 100140 SH SOLE 100140 0 0 MI DEVS INC COM 55304X104 2384 74400 SH SOLE 74400 0 0 MICROSOFT CORP COM 594918104 6071 233874 SH SOLE 233874 0 0 MORGAN STANLEY COM NEW 617446448 1275 84300 SH SOLE 84300 0 0 PATTERSON COMPANIES INC COM 703395103 590 20000 SH SOLE 20000 0 0 PEPSICO INC COM 713448108 6959 104890 SH SOLE 104890 0 0 PFIZER INC COM 717081103 5600 258780 SH SOLE 258780 0 0 PHILIP MORRIS INTL INC COM 718172109 3607 45965 SH SOLE 45965 0 0 POTASH CORP SASK INC COM 73755L107 2452 59210 SH SOLE 59210 0 0 PROCTER & GAMBLE CO COM 742718109 251 3770 SH SOLE 3770 0 0 PROSHARES TR PSHS ULTSHT FINL 74347X146 623 10500 SH SOLE 10500 0 0 PROSHARES TR ULTRA SH DOW30 74347X674 403 16000 SH SOLE 16000 0 0 PROSHARES TR PSHS ULSHRUS2000 74348A202 577 15000 SH SOLE 15000 0 0 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 580 15000 SH SOLE 15000 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 495 16000 SH SOLE 16000 0 0 RESEARCH IN MOTION LTD COM 760975102 146 10000 SH SOLE 10000 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 1322 60000 SH SOLE 60000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 358 7011 SH SOLE 7011 0 0 SCHWAB CHARLES CORP NEW COM 808513105 902 80100 SH SOLE 80100 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 3489 175205 SH SOLE 175205 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 264 2100 SH SOLE 2100 0 0 STIFEL FINL CORP COM 860630102 641 20000 SH SOLE 20000 0 0 SUN LIFE FINL INC COM 866796105 322 17300 SH SOLE 17300 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 7481 478000 SH SOLE 478000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2422 60000 SH SOLE 60000 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 5719 76232 SH SOLE 76232 0 0 TRANSCANADA CORP COM 89353D107 10162 232089 SH SOLE 232089 0 0 UNITED TECHNOLOGIES CORP COM 913017109 7470 102200 SH SOLE 102200 0 0 WADDELL & REED FINL INC CL A 930059100 248 10000 SH SOLE 10000 0 0 WAL MART STORES INC COM 931142103 1939 32451 SH SOLE 32451 0 0 WMS INDS INC COM 929297109 410 20000 SH SOLE 20000 0 0