0000891092-13-003847.txt : 20130430 0000891092-13-003847.hdr.sgml : 20130430 20130430161343 ACCESSION NUMBER: 0000891092-13-003847 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 EFFECTIVENESS DATE: 20130430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHAVEN ASSOCIATES INC CENTRAL INDEX KEY: 0000846222 IRS NUMBER: 133436799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02408 FILM NUMBER: 13797627 BUSINESS ADDRESS: STREET 1: THREE MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-253-9350 MAIL ADDRESS: STREET 1: 3 MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 e53432_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2013 Check here if amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Name: Greenhaven Associates, Inc. Three Manhattanville Road Purchase, NY 10577 Form 13F File Number: 28-2408 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris A. Wachenheim Title: Co-President Phone: 914-253-9374 Signature, Place, and Date of Signing: /s/ Chris A. Wachenheim Purchase, NY April 30, 2013 ----------------------- ------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported in this report, and all holdings are reported by other reporting manager(s). ) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). ) List of other Managers Reporting for this Manager: [If there are no entries in this list omit this section.] Form 13F File Number Name ---------------------------------- ------------------------------------------ [Repeat as necessary.] Greenhaven Associates, Inc. 13F Period Ending March 31, 2013

------------------------------------------------------------------------------------------------------------------------------------ COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE PRINCIPAL SHARED CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE NONE ------------------------------------------------------------------------------------------------------------------------------------ Agilent Technologies, Inc. (A) COMMON 00846U101 159,433 3,799,643 369,600 3,430,043 369,600 3,430,043 ------------------------------------------------------------------------------------------------------------------------------------ Air Products & Chemicals (APD) COMMON 009158106 328,970 3,776,492 668,695 3,107,797 668,695 3,107,797 ------------------------------------------------------------------------------------------------------------------------------------ American Independence Corp (AMIC) COMMON 026760405 1,406 200,639 - 200,639 - 200,639 ------------------------------------------------------------------------------------------------------------------------------------ Baker Hughes Inc. (BHI) COMMON 057224107 364,853 7,864,914 1,697,650 6,167,264 1,697,650 6,167,264 ------------------------------------------------------------------------------------------------------------------------------------ Boeing Company (BA) COMMON 097023105 177,851 2,072,135 198,700 1,873,435 198,700 1,873,435 ------------------------------------------------------------------------------------------------------------------------------------ Devon Energy Corp (DVN) COMMON 25179M103 226,743 4,018,843 649,840 3,369,003 649,840 3,369,003 ------------------------------------------------------------------------------------------------------------------------------------ EQT Corporation (EQT) COMMON 26884L109 651 9,615 - 9,615 - 9,615 ------------------------------------------------------------------------------------------------------------------------------------ FedEx Corp (FDX) COMMON 31428X106 453,366 4,613,474 1,266,121 3,347,353 1,266,121 3,347,353 ------------------------------------------------------------------------------------------------------------------------------------ Home Depot Inc. (HD) COMMON 437076102 55,277 792,160 - 792,160 - 792,160 ------------------------------------------------------------------------------------------------------------------------------------ Lennox International Inc. (LII) COMMON 526107107 25,754 405,760 - 405,760 - 405,760 ------------------------------------------------------------------------------------------------------------------------------------ Lowe's Companies, Inc. (LOW) COMMON 548661107 454,853 11,995,064 2,209,600 9,785,464 2,209,600 9,785,464 ------------------------------------------------------------------------------------------------------------------------------------ Mohawk Industries Inc. (MHK) COMMON 608190104 30,439 269,060 2,600 266,460 2,600 266,460 ------------------------------------------------------------------------------------------------------------------------------------ Molex Inc. (MOLX) COMMON 608554101 38,735 1,322,915 259,500 1,063,415 259,500 1,063,415 ------------------------------------------------------------------------------------------------------------------------------------ Molex Inc. - CL A (MOLXA) COMMON 608554200 2,846 118,000 36,500 81,500 36,500 81,500 ------------------------------------------------------------------------------------------------------------------------------------ Pall Corporation (PLL) COMMON 696429307 342 5,000 5,000 - 5,000 - ------------------------------------------------------------------------------------------------------------------------------------ Perkinelmer, Inc. (PKI) COMMON 714046109 55,452 1,648,380 7,000 1,641,380 7,000 1,641,380 ------------------------------------------------------------------------------------------------------------------------------------ Plains All Amer Pipeline LP (PAA) COMMON 726503105 4,684 83,000 3,000 80,000 3,000 80,000 ------------------------------------------------------------------------------------------------------------------------------------ Praxair Inc. (PX) COMMON 74005P104 46,265 414,710 2,060 412,650 2,060 412,650 ------------------------------------------------------------------------------------------------------------------------------------ RHJ International (RHJI) COMMON B06S4F0BE 8,823 1,861,444 1,418,019 443,425 1,418,019 443,425 ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines (LUV) COMMON 844741108 123,940 9,201,160 611,300 8,589,860 611,300 8,589,860 ------------------------------------------------------------------------------------------------------------------------------------ TD Ameritrade (AMTD) COMMON 87236Y108 344 16,660 5,170 11,490 5,170 11,490 ------------------------------------------------------------------------------------------------------------------------------------ TE Connectivity Ltd (TEL) COMMON H84989104 191,884 4,577,393 778,220 3,799,173 778,220 3,799,173 ------------------------------------------------------------------------------------------------------------------------------------ 3M Company (MMM) COMMON 88579Y101 293,525 2,761,809 348,560 2,413,249 348,560 2,413,249 ------------------------------------------------------------------------------------------------------------------------------------ Union Pacific Corp (UNP) COMMON 907818108 285 2,000 2,000 - 2,000 - ------------------------------------------------------------------------------------------------------------------------------------ United Parcel Service (UPS) COMMON 911312106 347,050 4,040,159 619,200 3,420,959 619,200 3,420,959 ------------------------------------------------------------------------------------------------------------------------------------ Whirlpool Corp (WHR) COMMON 963320106 260,930 2,202,496 437,000 1,765,496 437,000 1,765,496 ------------------------------------------------------------------------------------------------------------------------------------ 3,654,700