The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
American Realty Capital Health | COM | 02917r108 | 22,929 | 2,187,853 | SH | SOLE | 2,187,853 | 0 | 0 | ||
Annie's, Inc. | COM | 03600T104 | 459 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Athlon Energy Inc. | COM | 047477104 | 495 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
Bally Technologies Inc. | COM | 05874B107 | 16,140 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Chindex International Inc | COM | 169467107 | 7,034 | 293,190 | SH | SOLE | 293,190 | 0 | 0 | ||
Compuware Corporation | COM | 205638109 | 9,432 | 889,000 | SH | SOLE | 889,000 | 0 | 0 | ||
Concur Technologies, Inc. | COM | 206708109 | 16,487 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
DIRECTV | COM | 25490A309 | 17,304 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Dresser-Rand Group, Inc. | COM | 261608103 | 13,820 | 168,000 | SH | SOLE | 168,000 | 0 | 0 | ||
Einstein Noah Restaurant Group | COM | 28257U104 | 238 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
Enventis Corporation | COM | 29402j101 | 223 | 12,275 | SH | SOLE | 12,275 | 0 | 0 | ||
Glimcher Realty Trust | SH BEN INT | 379302102 | 8,124 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Hudson City Bancorp, Inc. | COM | 443683107 | 22,078 | 2,271,400 | SH | SOLE | 2,271,400 | 0 | 0 | ||
Integrys Energy Group, Inc. | COM | 45822P105 | 4,810 | 74,200 | SH | SOLE | 74,200 | 0 | 0 | ||
International Rectifier Corpor | COM | 460254105 | 15,696 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
LIN Media LLC - A | CL A COM | 532771102 | 3,414 | 153,800 | SH | SOLE | 153,800 | 0 | 0 | ||
Liberty Interactive Corporatio | INT COM SER A | 53071M104 | 6,463 | 226,600 | SH | SOLE | 226,600 | 0 | 0 | ||
Measurement Specialties Inc. | COM | 583421102 | 13,184 | 153,996 | SH | SOLE | 153,996 | 0 | 0 | ||
Medical Action Industries Inc. | COM | 58449L100 | 9,216 | 668,800 | SH | SOLE | 668,800 | 0 | 0 | ||
National Interstate Corporatio | COM | 63654u100 | 9,002 | 322,669 | SH | SOLE | 322,669 | 0 | 0 | ||
National-Oilwell Varco Inc. | COM | 637071101 | 8,067 | 106,000 | SH | SOLE | 106,000 | 0 | 0 | ||
Nicholas Financial, Inc. | COM NEW | 65373j209 | 3,808 | 328,548 | SH | SOLE | 328,548 | 0 | 0 | ||
Noble Energy, Inc. | COM | 655044105 | 4,648 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
North Valley Bancorp | COM NEW | 66304m204 | 5,589 | 258,972 | SH | SOLE | 258,972 | 0 | 0 | ||
NorthStar Asset Management Cor | COM | 66705Y104 | 4,627 | 251,175 | SH | SOLE | 251,175 | 0 | 0 | ||
NorthStar Realty Finance Corp. | COM | 66704r100 | 4,438 | 251,176 | SH | SOLE | 251,176 | 0 | 0 | ||
OmniAmerican Bancorp Inc. | COM | 68216R107 | 12,995 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Outerwall Inc. | COM | 690070107 | 8,415 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Pepco Holdings, Inc. | COM | 713291102 | 20,070 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
Peregrine Semiconductor Corp | COM | 71366r703 | 3,420 | 276,450 | SH | SOLE | 276,450 | 0 | 0 | ||
Pike Corporation | COM | 721283109 | 3,527 | 296,676 | SH | SOLE | 296,676 | 0 | 0 | ||
Powershares Senior Loan ETF | SENIOR LN PORT | 73936q769 | 7,051 | 290,413 | SH | SOLE | 290,413 | 0 | 0 | ||
Protective Life Corporation | COM | 743674103 | 26,029 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
Rockwood Holdings Inc | COM | 774415103 | 17,989 | 235,300 | SH | SOLE | 235,300 | 0 | 0 | ||
SWS Group, Inc. | COM | 78503N107 | 3,974 | 576,834 | SH | SOLE | 576,834 | 0 | 0 | ||
Safeway Inc. | COM NEW | 786514208 | 9,432 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
TIBCO Software Inc. | COM | 88632Q103 | 236 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TW Telecom Inc. | COM | 87311L104 | 17,684 | 425,002 | SH | SOLE | 425,002 | 0 | 0 | ||
Time Warner Cable Inc. | COM | 88732j207 | 19,399 | 135,100 | SH | SOLE | 135,100 | 0 | 0 | ||
TriQuint Semiconductor, Inc. | COM | 89674K103 | 25,362 | 1,329,950 | SH | SOLE | 1,329,950 | 0 | 0 | ||
ALERIAN MLP ETF | ALERIAN MLP | 00162Q866 | 161 | 8,470 | SH | SOLE | 0 | 0 | 8,470 | ||
ALTRIA GROUP INC | COM | 02209S103 | 299 | 6,475 | SH | SOLE | 0 | 0 | 6,475 | ||
BANK OF AMERICA CORP | COM | 60505104 | 99 | 5,837 | SH | SOLE | 0 | 0 | 5,837 | ||
CBS OUTDOOR AMERICAS INC | COM | 14987J106 | 75 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
ETFS PALLADIUM TRUST | SH BEN INT | 26923A106 | 708 | 9,189 | SH | SOLE | 0 | 0 | 9,189 | ||
EQUITY COMMONWEALTH | COM SH BEN INT | 294628102 | 13 | 500 | SH | SOLE | 0 | 0 | 500 | ||
iSHARES S-T NATL AMT FREE MUNI BOND ETF | SHT NTLAMTFR ETF | 464288158 | 505 | 4,750 | SH | SOLE | 0 | 0 | 4,750 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 162 | 2,702 | SH | SOLE | 0 | 0 | 2,702 | ||
MARKET VECTORS GOLD MINERS | GOLD MINER ETF | 57060U100 | 237 | 10,915 | SH | SOLE | 0 | 0 | 10,915 | ||
MOSAIC CO (THE) | COM | 61945C103 | 1,134 | 24,970 | SH | SOLE | 0 | 0 | 24,970 | ||
OVASCIENCE INC | COM | 69014Q101 | 364 | 21,852 | SH | SOLE | 0 | 0 | 21,852 | ||
PFIZER INC | COM | 717081103 | 135 | 4,545 | SH | SOLE | 0 | 0 | 4,545 | ||
PHILIP MORRIS INTERNATIONAL | COM | 718172109 | 60 | 725 | SH | SOLE | 0 | 0 | 725 | ||
WILLIAMS COS INC | COM | 969457100 | 126 | 2,250 | SH | SOLE | 0 | 0 | 2,250 | ||
WPX ENERGY INC | COM | 98212B103 | 18 | 749 | SH | SOLE | 0 | 0 | 749 | ||
XCEL ENERGY INC | COM | 98389B100 | 80 | 2,625 | SH | SOLE | 0 | 0 | 2,625 |