The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIMMUNE THERAPEUTICS | ADR | 00653A107 | 80,530 | 9,880,999 | SH | DFND | 9,880,999 | 0 | 0 | ||
ACHAOGEN INC | COM | 004449104 | 17,870 | 4,715,128 | SH | DFND | 4,715,128 | 0 | 0 | ||
AEROHIVE NETWORKS INC | COM | 007786106 | 30,991 | 4,681,455 | SH | DFND | 4,681,455 | 0 | 0 | ||
AGILE THERAPEUTICS PLC | COM | 00847L100 | 1,016 | 133,488 | SH | DFND | 133,488 | 0 | 0 | ||
AKARI THERAPEUTICS PLC | ADR | 00972G108 | 6,100 | 452,167 | SH | DFND | 452,167 | 0 | 0 | ||
ARCA BIOPHARMA INC | COM PAR $.001 | 00211Y407 | 4,235 | 1,460,209 | SH | DFND | 1,460,209 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 102,950 | 11,792,631 | SH | DFND | 11,792,631 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 4,789 | 2,520,316 | SH | DFND | 2,520,316 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 7,055 | 2,546,843 | SH | DFND | 2,546,843 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 9,948 | 10,362,694 | SH | DFND | 10,362,694 | 0 | 0 | ||
CARE COM INC | COM | 141633107 | 38,088 | 3,260,989 | SH | DFND | 3,260,989 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM | 14740B101 | 10,105 | 10,750,000 | SH | DFND | 10,750,000 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM | 14888D109 | 992 | 652,380 | SH | DFND | 652,380 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 1,310 | 595,435 | SH | DFND | 595,435 | 0 | 0 | ||
CHAMPIONS ONCOLOGY INC | COM | 15870P307 | 3,359 | 1,562,500 | SH | DFND | 1,562,500 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 15,639 | 1,139,890 | SH | DFND | 1,139,890 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 102,569 | 3,506,649 | SH | DFND | 3,506,649 | 0 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 31,028 | 2,490,204 | SH | DFND | 2,490,204 | 0 | 0 | ||
EPIZYME INC | COM | 29428V104 | 64,111 | 6,260,851 | SH | DFND | 6,260,851 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 17,237 | 2,207,000 | SH | DFND | 2,207,000 | 0 | 0 | ||
GLYCOMIMETICS INC | COM | 38000Q102 | 62,407 | 8,584,128 | SH | DFND | 8,584,128 | 0 | 0 | ||
GROUPON INC | COM CL A | 399473107 | 107,607 | 33,109,905 | SH | DFND | 33,109,905 | 0 | 0 | ||
LEXICON PHARMACEUTICALS INC | COM | 528872302 | 34,186 | 2,382,286 | SH | DFND | 2,382,286 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 41,543 | 1,792,207 | SH | DFND | 1,792,207 | 0 | 0 | ||
MIRNA THERAPEUTICS INC | COM | 60470J103 | 12,673 | 2,974,811 | SH | DFND | 2,974,811 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 48,713 | 660,428 | SH | DFND | 660,428 | 0 | 0 | ||
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 1,595 | 370,900 | SH | DFND | 370,900 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 921 | 66,245 | SH | DFND | 66,245 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS INC | COM | 74373B109 | 37,545 | 3,095,240 | SH | DFND | 3,095,240 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM | 766559603 | 7,232 | 3,243,150 | SH | DFND | 3,243,150 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM | 775431109 | 1,836 | 3,220,433 | SH | DFND | 3,220,433 | 0 | 0 | ||
SENSEONICS HOLDINGS INC | COM | 81727U105 | 103,372 | 26,303,189 | SH | DFND | 26,303,189 | 0 | 0 | ||
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 8,522 | 2,141,308 | SH | DFND | 2,141,308 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM | 867328601 | 4,284 | 7,789,644 | SH | DFND | 7,789,644 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 863,623 | 10,275,113 | SH | DFND | 10,275,113 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 8,277 | 1,889,652 | SH | DFND | 1,889,652 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 24,014 | 3,811,691 | SH | DFND | 3,811,691 | 0 | 0 | ||
ZHONE TECHNOLOGIES INC | COM | 98950P884 | 5,690 | 4,781,290 | SH | DFND | 4,781,290 | 0 | 0 | ||
ZOSANO PHARMA CORP | COM | 98979H103 | 2,741 | 2,158,543 | SH | DFND | 2,158,543 | 0 | 0 |