-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSwApG7L+2Vcmm+0ReEFLMHgpXOsrdyFTLL+TxQZ7DqW0tqH3O1QiLsKcUU4ZYG5 dV0TXC4nQ7UU4Po8ZtR7Mw== 0000919574-04-003164.txt : 20041115 0000919574-04-003164.hdr.sgml : 20041115 20041112190046 ACCESSION NUMBER: 0000919574-04-003164 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDGEWOOD MANAGEMENT CO/NY/ CENTRAL INDEX KEY: 0000860561 IRS NUMBER: 222032238 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02602 FILM NUMBER: 041141208 BUSINESS ADDRESS: STREET 1: 675 THIRD AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126877480 MAIL ADDRESS: STREET 1: 675 THIRO AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d525497_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended:September 30, 2004 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Edgewood Management Company Address: 350 Park Avenue New York, New York 10022 13F File Number: 28-02602 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nicholas Stephens Title: Managing Director Phone: (212) 652-9100 Signature, Place and Date of Signing: /s/ Nicholas Stephens New York, New York November 12, 2004 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: $1,756,098 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name (1) Rockridge Partners, L.P. EDGEWOOD MANAGEMENT COMPANY DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE 09/30/04
INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COMMON 88579Y101 131,621,343 1,645,884 X X 1,635,460 10,424 ABBOTT LABS COMMON 002824100 44,510,605 1,050,770 X X X 992,453 46,712 11,605 AES CORP SDCV 4.500% 8/1 00130HAN5 491,225 490,000 X 490,000 AFFILIATED COMPUTER SERVICES CLA 008190100 44,928,140 807,044 X X 759,134 42,890 5,020 AFFYMETRIX INC COMMON 00826T108 1,603,523 52,215 X 50,865 1,350 AFLAC INC COMMON 001055102 405,980 10,354 X 10,354 AGILENT TECHNOLOGIES INC COMMON 00846U101 954,688 44,260 X 44,260 ALIGN TECHNOLOGY INC COMMON 016255101 713,576 46,700 X 46,700 ALLTEL CORP COMMON 020039103 3,857,263 70,247 X X 60,765 160 9,322 ALLTEL CORP CORP UNT 7.75% 020039822 9,631,604 186,082 X X 183,282 2,800 ALTRIA GROUP INC COMMON 02209S103 1,409,601 29,966 X X 11,616 18,350 AMERICAN ELECT PWR INC COMMON 025537101 265,268 8,300 X X 7,300 1,000 AMERICAN EXPRESS CO COMMON 025816109 1,513,027 29,402 X 29,402 AMERICAN INTL GROUP INC COMMON 026874107 19,698,811 289,731 X X 285,099 4,632 AMGEN INC COMMON 031162100 326,089 5,740 X 5,740 ANDREW CORP COMMON 034425108 7,002,565 572,105 X 567,155 4,950 ANHEUSER BUSCH COS INC COMMON 035229103 409,590 8,200 X 800 7,400 APPLIED MATLS INC COMMON 038222105 3,966,439 240,536 X X 235,092 5,444 ARCHSTONE-SMITH TR COMMON 039583109 10,462,082 330,660 X X 317,999 12,661 BANK NEW YORK INC COMMON 064057102 40,832,253 1,399,803 X X X 1,308,113 66,990 24,700 BANK OF AMERICA CORPORATION COMMON 060505104 2,055,575 47,440 X 47,440 BARRICK GOLD CORP COMMON 067901108 1,052,000 50,000 X 50,000 BAXTER INTL INC COMMON 071813109 205,824 6,400 X X 1,000 5,400 BELLSOUTH CORP COMMON 079860102 439,886 16,220 X X 7,600 8,620 BERKSHIRE HATHAWAY IN CLA 084670108 1,299,750 15 X X 13 2 BERKSHIRE HATHAWAY IN CLB 084670207 2,236,509 779 X 779 BOEING CO COMMON 097023105 620,266 12,016 X 11,880 136 BOSTON SCIENTIFIC CORP COMMON 101137107 50,952,733 1,282,475 X 1,211,625 69,800 1,050 BP PLC SPONSORED ADR 055622104 6,027,418 104,770 X X 85,340 19,430 BRISTOL MYERS SQUIBB CO COMMON 110122108 18,616,289 786,493 X X 730,996 5,760 49,737 CABOT MICROELECTRONICS CORP COMMON 12709P103 1,228,513 33,890 X 33,890 CELGENE CORP COMMON 151020104 2,083,470 35,780 X 34,330 1,450 CEPHALON INC COMMON 156708109 979,363 20,446 X 19,384 1,062 CERTEGY INC COMMON 156880106 9,142,906 245,711 X X 230,360 2,185 13,166 CHECK POINT SOFTWARE TECH LT ORD M22465104 1,035,170 61,000 X 58,510 2,490 CHEVRONTEXACO CORP COMMON 166764100 3,363,595 62,707 X X 56,303 6,404 CHUBB CORP COMMON 171232101 461,037 6,560 X 6,560 CHURCH & DWIGHT INC COMMON 171340102 1,245,864 44,400 X 42,420 1,980 CINCINNATI FINL CORP COMMON 172062101 951,399 23,081 X 23,081 CIPHERGEN BIOSYSTEMS INC COMMON 17252Y104 500,156 128,245 X 120,535 7,710 CISCO SYS INC COMMON 17275R102 55,577,173 3,070,562 X X X 2,898,376 114,336 57,850 CITIGROUP INC. COMMON 172967101 1,410,207 31,963 X X 25,340 180 6,443 CITRIX SYS INC COMMON 177376100 5,257,051 300,060 X 295,700 4,360 CLEAR CHANNEL COMMUNICATIONS COMMON 184502102 20,117,025 645,397 X X 593,997 46,430 4,970 COCA COLA CO COMMON 191216100 4,961,955 123,894 X X 101,089 22,805 COLGATE PALMOLIVE CO COMMON 194162103 103,806,517 2,297,621 X X 2,272,420 25,201 COMCAST CORP NEW COMMON 20030N101 41,798,955 1,480,133 X X X 1,383,242 86,891 10,000 COMERICA INC COMMON 200340107 738,729 12,447 X X 6,222 6,225 COMPUTER ASSOC INTL INC COMMON 204912109 638,091 24,262 X 24,262 CONSOLIDATED EDISON INC COMMON 209115104 298,652 7,104 X 7,104 CORRECTIONS CORP AMERI NEW COMMON 22025Y407 1,060,800 30,000 X 30,000 CROWN CASTLE INTL CORP COMMON 228227104 2,854,044 191,804 X 191,804 CRUCELL N V SPONSORED ADR 228769105 272,296 33,700 X 33,700 DEVON ENERGY CORP NEW COMMON 25179M103 2,327,708 32,780 X 32,200 580 DISNEY WALT CO COMMON 254687106 872,640 38,698 X X 29,482 9,216 DISTRIBUTED ENERGY SYS CORP COMMON 25475V104 162,890 89,500 X X 76,500 13,000 DOW CHEM CO COMMON 260543103 1,661,630 36,778 X 36,778 DU PONT E I DE NEMOURS & CO COMMON 263534109 327,805 7,659 X 7,659 EBAY INC COMMON 278642103 75,656,690 822,892 X X X 755,083 43,499 24,310 EMERSON ELEC CO COMMON 291011104 1,464,689 23,666 X X 14,054 200 9,412 ENDO PHARMACEUTICALS HLDGS I COMMON 29264F205 1,099,764 59,900 X 56,890 3,010 EQUIFAX INC COMMON 294429105 6,950,816 263,688 X X 237,956 25,732 EXXON MOBIL CORP COMMON 30231G102 24,813,071 513,409 X X 474,910 999 37,500 FEDERAL NATL MTG ASSN COMMON 313586109 374,694 5,910 X X 5,910 FIRST DATA CORP COMMON 319963104 57,365,587 1,318,749 X X X 1,238,397 55,680 24,672 FIRSTENERGY CORP COMMON 337932107 465,272 11,326 X X 10,000 1,326 FISHER SCIENTIFIC INTL INC COMMON 338032204 2,157,043 36,980 X X 32,100 3,200 1,680 FLEXTRONICS INTL LTD COMMON Y2573F102 1,485,193 112,090 X 105,840 6,250 FREEPORT MCMORAN COPPER & GO CLB 35671D857 2,273,589 56,138 X 56,138 GENENTECH INC COMMON 368710406 3,175,604 60,580 X 60,580 GENERAL ELEC CO COMMON 369604103 16,432,345 489,349 X X 418,003 71,346 GENERAL MLS INC COMMON 370334104 696,040 15,502 X X 8,772 6,730 GENEREX BIOTECHNOLOGY CP DEL COMMON 371485103 138,886 127,418 X 127,418 GENZYME CORP COM GENL DIV 372917104 57,591,081 1,058,465 X X X 994,243 57,082 7,140 GILEAD SCIENCES INC COMMON 375558103 59,613,249 1,594,790 X X X 1,489,074 93,196 12,520 GOLDMAN SACHS GROUP INC COMMON 38141G104 24,823,844 266,236 X X 243,661 20,775 1,800 HEINZ H J CO COMMON 423074103 262,946 7,300 X X 2,000 5,300 HEWLETT PACKARD CO COMMON 428236103 3,017,456 160,931 X X 159,034 1,897 HOME DEPOT INC COMMON 437076102 57,783,172 1,474,061 X X 1,391,590 74,342 8,129 IDEXX LAB INC COMMON 45168D104 1,455,781 28,691 X 26,881 1,810 INTEL CORP COMMON 458140100 566,194 28,225 X 28,225 INTERNATIONAL BUSINESS MACHS COMMON 459200101 1,392,589 16,242 X X 13,130 3,112 iSHARES TR DJ US TECH SEC 464287721 241,062 5,610 X 5,610 ITT EDUCATIONAL SERVICES INC COMMON 45068B109 5,782,421 160,400 X 159,020 1,380 J.P. MORGAN CHASE & CO COMMON 46625H100 2,686,264 67,613 X X 36,244 31,369 JOHNSON & JOHNSON COMMON 478160104 17,268,693 306,563 X X 282,893 4,680 18,990 KELLOGG CO COMMON 487836108 372,848 8,740 X X 5,000 3,740 KIMBERLY CLARK CORP COMMON 494368103 396,324 6,136 X X 6,136 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2,494,230 53,250 X 53,250 KINROSS GOLD CORP COMMON 496902206 376,283 55,499 X 55,499 LEXMARK INTL NEW COMMON 529771107 940,072 11,190 X 10,240 950 LIBERTY MEDIA CORP NEW COM SER A 530718105 30,307,904 3,475,677 X X X 3,240,684 211,453 23,540 LILLY ELI & CO COMMON 532457108 2,098,748 34,950 X 29,862 5,088 LOWES COS INC COMMON 548661107 450,290 8,285 X 4,445 3,840 L-3 COMMUNICATIONS HLDGS INC COMMON 502424104 62,572,111 933,912 X X X 871,642 53,600 8,670 MACROMEDIA INC COMMON 556100105 791,955 39,440 X 37,110 2,330 MARRIOTT INTL INC NEW COMMON 571903202 769,008 14,800 X 14,800 MARSH & MCLENNAN COS INC COMMON 571748102 226,970 4,960 X X 2,460 2,500 MARTEK BIOSCIENCES CORP COMMON 572901106 7,868,007 161,760 X X 159,990 1,490 280 MCGRAW HILL COS INC COMMON 580645109 4,692,546 58,885 X 58,885 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 229,056 7,413 X 7,413 MERCK & CO INC COMMON 589331107 9,763,017 295,849 X X 286,249 9,600 MEREDITH CORP COMMON 589433101 708,017 13,780 X 12,490 1,290 MICROSOFT CORP COMMON 594918104 5,189,546 187,687 X X 180,677 1,010 6,000 MILLENNIUM PHARMACEUTICALS COMMON 599902103 1,896,973 138,769 X 134,659 4,110 MOLEX INC COMMON 608554200 357,820 13,595 X 13,595 NATIONAL CITY CORP COMMON 635405103 684,694 17,729 X 7,681 10,048 NEWMONT MINING CORP COMMON 651639106 1,220,204 26,800 X 26,800 NOBLE ENERGY INC COMMON 655044105 626,662 10,760 X 10,140 620 NOKIA CORP SPONSORED ADR 654902204 40,791,605 2,973,149 X X 2,772,625 187,250 13,274 OMNICOM GROUP COMMON 681919106 679,823 9,305 X 9,305 OPSWARE INC COMMON 68383A101 1,274,593 227,200 X X 212,800 11,080 3,320 P N C FINL SVCS GROUP INC COMMON 693475105 4,027,312 74,442 X X 72,642 1,800 PALL CORP COMMON 696429307 1,091,686 44,595 X 41,195 3,400 PEPSICO INC COMMON 713448108 39,925,255 820,663 X X X 759,125 38,958 22,580 PFIZER INC COMMON 717081103 38,315,902 1,252,154 X X X 1,167,668 56,463 28,023 PPG INDS INC COMMON 693506107 211,416 3,450 X 3,450 PROCTER & GAMBLE CO COMMON 742718109 13,416,348 247,900 X X 209,664 38,236 PROLOGIS SH BEN INT 743410102 11,815,232 335,279 X 335,279 REDWOOD TR INC COMMON 758075402 4,106,612 65,790 X 65,790 REGENCY CTRS CORP COMMON 758849103 3,004,044 64,617 X 64,617 REGIONS FINANCIAL CORP NEW COMMON 7591EP100 217,237 6,571 X 6,571 ROYAL BANK SCOTLAND GROUP PLC SP ADR PFD K 780097820 227,630 8,500 X 8,500 ROYAL DUTCH PETE CO NY REG EUR .56 780257804 1,222,610 23,694 X X 13,814 9,880 RPM INTL INC COMMON 749685103 1,743,027 98,755 X 94,265 4,490 SAFLINK CORP COMMON 786578302 42,900 16,500 X 16,500 SBC COMMUNICATIONS, INC COMMON 78387G103 303,563 11,698 X X 6,258 5,440 SCHLUMBERGER LTD COMMON 806857108 2,820,558 41,904 X X 39,812 170 1,922 SHELL TRANS & TRADING PLC ADR NY SHS NEW 822703609 1,112,795 25,001 X 25,001 SILICON LABORATORIES INC COMMON 826919102 744,525 22,500 X 22,500 SIRNA THERAPEUTICS INC COMMON 829669100 74,756 24,510 X X 17,500 7,010 SOUTHERN UN CO NEW COMMON 844030106 316,418 15,435 X 15,435 SPDR TR UNIT SER 1 78462F103 243,637 2,180 X 2,180 SPECTRASITE INC COMMON 84761M104 8,535,540 183,560 X 181,120 2,440 SUNGARD DATA SYS INC COMMON 867363103 36,897,672 1,552,279 X X 1,461,209 84,000 7,070 SYMANTEC CORP COMMON 871503108 301,840 5,500 X 5,500 SYSCO CORP COMMON 871829107 838,987 28,041 X 28,041 TEXAS INSTRS INC COMMON 882508104 39,237,617 1,843,873 X X X 1,726,948 100,125 16,800 U S BANCORP DEL COMMON 902973304 6,148,186 212,740 X 212,740 UNION PAC CORP COMMON 907818108 263,934 4,504 X 4,504 UNITED PARCEL SVC INC COMMON 911312106 602,957 7,942 X 7,942 UNITED TECHNOLOGIES CORP COMMON 913017109 620,977 6,650 X 6,650 UNITEDHEALTH GROUP INC COMMON 91324P102 273,059 3,703 X 3,703 UNIVISION COMMUNICATIONS INC COMMON 914906102 43,892,912 1,388,571 X X X 1,324,367 57,369 6,835 UNOCAL CORP COMMON 915289102 235,038 5,466 X 5,466 UST INC COMMON 902911106 390,522 9,700 X 9,700 VERIZON COMMUNICATIONS COMMON 92343V104 1,443,592 36,658 X X 24,104 12,554 VIACOM INC COMMON 925524308 992,335 29,569 X 23,599 5,970 VODAFONE GROUP PLC SPONSORED ADR 92857W100 52,173,262 2,163,968 X X X 2,022,038 99,287 42,643 WACHOVIA CORP 2ND NEW COMMON 929903102 314,096 6,690 X X 1,890 4,800 WAL MART STORES INC COMMON 931142103 3,462,309 65,081 X 65,081 WALGREEN CO COMMON 931422109 32,085,694 895,498 X X 807,028 59,700 28,770 WASHINGTON MUT INC COMMON 939322103 3,696,460 94,587 X 87,362 7,225 WELLS FARGO & CO NEW COMMON 949746101 672,865 11,284 X 5,584 5,700 WILLIS GROUP HOLDINGS LTD COMMON G96655108 45,521,654 1,217,157 X X X 1,145,697 63,920 7,540 WIND RIVER SYSTEMS INC COMMON 973149107 1,693,848 138,840 X 135,220 3,620 WYETH COMMON 983024100 1,309,150 35,004 X X 20,604 14,400 XM SATELLITE RADIO HLDGS INC COMMON 983759101 1,963,907 63,311 X 61,061 2,250 ZIMMER HLDGS INC COMMON 98956P102 69,487,542 879,144 X X X 829,894 38,280 10,970
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