The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Bank of America Corporation | 7.25%CNV PFD L | 060505682 | 3,024 | 2,475 | SH | DFND | 1,2 | 2,475 | 0 | 0 | |
| CommonWealth REIT | CV PFD-E 7.25% | 203233606 | 12,064 | 469,226 | SH | DFND | 1,2 | 469,226 | 0 | 0 | |
| Royal Bank of Scotland Group PLC | ADR PREF SHS Q | 780097754 | 817 | 35,000 | SH | DFND | 1,2 | 35,000 | 0 | 0 | |
| Royal Bank of Scotland Group PLC | SP ADR L RP PF | 780097788 | 376 | 16,000 | SH | DFND | 1,2 | 16,000 | 0 | 0 | |
| Sunstone Hotel Investors Inc | CV 8% CUM PFD-D | 867892507 | 1,152 | 43,324 | SH | DFND | 1,2 | 43,324 | 0 | 0 | |