0001085146-13-000768.txt : 20130422 0001085146-13-000768.hdr.sgml : 20130422 20130419215003 ACCESSION NUMBER: 0001085146-13-000768 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130422 DATE AS OF CHANGE: 20130419 EFFECTIVENESS DATE: 20130422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAM Sustainable Asset Management Ltd. CENTRAL INDEX KEY: 0001418427 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12627 FILM NUMBER: 13772623 BUSINESS ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 BUSINESS PHONE: 0041-44-397 10 45 MAIL ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 13F-HR 1 robecosam1q2013.txt ROBECOSAM AG UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RobecoSAM AG Address: Josefstrasse 218 CH-8005 Zurich, Switzerland, 13F File Number: 028-12627 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christian Hasler Title: Head Legal & Compliance Phone: +41 44 653 1204 Signature, Place, and Date of Signing: /s/ Christian Hasler Zurich, Switzerland April 18, 2013 RobecoSAM AG formerly reported under the name SAM Sustainable Asset Management Ltd. Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-12635 Robeco Institutional Asset Management BV FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total: $2,312,295 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-12635 Robeco Institutional Asset Management BV 02 028-12637 Robeco Groep NV FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 12566 118200 SH DEFINED 01 02 118200 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4920 150000 SH DEFINED 01 02 150000 0 0 AEGION CORP COM 00770F104 1158 50000 SH DEFINED 01 02 50000 0 0 AGCO CORP COM 001084102 9558 183400 SH DEFINED 01 02 183400 0 0 AIR PRODS & CHEMS INC COM 009158106 5924 68000 SH DEFINED 01 02 68000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 11288 356000 SH DEFINED 01 02 356000 0 0 ALLSTATE CORP COM 020002101 1972 40200 SH DEFINED 01 02 40200 0 0 AMERICAN STS WTR CO COM 029899101 15084 262000 SH DEFINED 01 02 262000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 103498 2497560 SH DEFINED 01 02 2497560 0 0 AMGEN INC COM 031162100 12302 120000 SH DEFINED 01 02 120000 0 0 APACHE CORP COM 037411105 1065 13800 SH DEFINED 01 02 13800 0 0 AQUA AMERICA INC COM 03836W103 49286 1567600 SH DEFINED 01 02 1567600 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 5762 170844 SH DEFINED 01 02 170844 0 0 ARTESIAN RESOURCES CORP CL A 043113208 642 28574 SH DEFINED 01 02 28574 0 0 ASHLAND INC NEW COM 044209104 22468 302400 SH DEFINED 01 02 302400 0 0 AUTODESK INC COM 052769106 11631 282000 SH DEFINED 01 02 282000 0 0 BANK OF AMERICA CORPORATION COM 060505104 1220 100200 SH DEFINED 01 02 100200 0 0 BECTON DICKINSON & CO COM 075887109 2200 23000 SH DEFINED 01 02 23000 0 0 BOULDER BRANDS INC COM 101405108 2698 300000 SH DEFINED 01 02 300000 0 0 BUNGE LIMITED COM G16962105 8915 120757 SH DEFINED 01 02 120757 0 0 CABOT CORP COM 127055101 2736 80000 SH DEFINED 01 02 80000 0 0 CALAVO GROWERS INC COM 128246105 2302 80000 SH DEFINED 01 02 80000 0 0 CALGON CARBON CORP COM 129603106 15620 862980 SH DEFINED 01 02 862980 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 10602 532808 SH DEFINED 01 02 532808 0 0 CATERPILLAR INC DEL COM 149123101 9076 104354 SH DEFINED 01 02 104354 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 2606 33226 SH DEFINED 01 02 33226 0 0 CF INDS HLDGS INC COM 125269100 18960 99600 SH DEFINED 01 02 99600 0 0 CISCO SYS INC COM 17275R102 3174 151870 SH DEFINED 01 02 151870 0 0 CITIGROUP INC COM NEW 172967424 1300 29400 SH DEFINED 01 02 29400 0 0 CLEAN ENERGY FUELS CORP COM 184499101 1352 104000 SH DEFINED 01 02 104000 0 0 CLEAN HARBORS INC COM 184496107 3154 54306 SH DEFINED 01 02 54306 0 0 COCA COLA CO COM 191216100 9810 242600 SH DEFINED 01 02 242600 0 0 COGNEX CORP COM 192422103 7588 180000 SH DEFINED 01 02 180000 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 2176 45600 SH DEFINED 01 02 45600 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 2608 220000 SH DEFINED 01 02 220000 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 5198 336000 SH DEFINED 01 02 336000 0 0 CONAGRA FOODS INC COM 205887102 8236 230000 SH DEFINED 01 02 230000 0 0 CONNECTICUT WTR SVC INC COM 207797101 1240 42400 SH DEFINED 01 02 42400 0 0 CORNING INC COM 219350105 5132 385052 SH DEFINED 01 02 385052 0 0 COSAN LTD SHS A G25343107 1950 100000 SH DEFINED 01 02 100000 0 0 COTT CORP QUE COM 22163N106 5566 550000 SH DEFINED 01 02 550000 0 0 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 1450 72000 PRN DEFINED 01 02 72000 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 10052 480000 SH DEFINED 01 02 480000 0 0 DANAHER CORP DEL COM 235851102 113796 1831000 SH DEFINED 01 02 1831000 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 3558 30000 SH DEFINED 01 02 30000 0 0 DEAN FOODS CO NEW COM 242370104 21242 1171682 SH DEFINED 01 02 1171682 0 0 DECKERS OUTDOOR CORP COM 243537107 8076 145000 SH DEFINED 01 02 145000 0 0 DEERE & CO COM 244199105 12082 140512 SH DEFINED 01 02 140512 0 0 DELL INC COM 24702R101 4942 344932 SH DEFINED 01 02 344932 0 0 DIAMOND FOODS INC COM 252603105 2790 165500 SH DEFINED 01 02 165500 0 0 DOW CHEM CO COM 260543103 3820 120000 SH DEFINED 01 02 120000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 29266 595314 SH DEFINED 01 02 595314 0 0 DYNAMIC MATLS CORP COM 267888105 4176 240000 SH DEFINED 01 02 240000 0 0 ECOLAB INC COM 278865100 21360 266400 SH DEFINED 01 02 266400 0 0 EMERSON ELEC CO COM 291011104 33220 594586 SH DEFINED 01 02 594586 0 0 ENERSYS COM 29275Y102 912 20000 SH DEFINED 01 02 20000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 6513 113000 SH DEFINED 01 02 113000 0 0 EXXON MOBIL CORP COM 30231G102 2632 29200 SH DEFINED 01 02 29200 0 0 F M C CORP COM NEW 302491303 6308 110600 SH DEFINED 01 02 110600 0 0 FEI CO COM 30241L109 7100 110000 SH DEFINED 01 02 110000 0 0 FINISH LINE INC CL A 317923100 6856 350000 SH DEFINED 01 02 350000 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 262 215106 SH DEFINED 01 02 215106 0 0 FLOWSERVE CORP COM 34354P105 22506 134200 SH 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COM 428291108 12184 420000 SH DEFINED 01 02 420000 0 0 HOSPIRA INC COM 441060100 3940 120000 SH DEFINED 01 02 120000 0 0 ICF INTL INC COM 44925C103 13074 480660 SH DEFINED 01 02 480660 0 0 IDACORP INC COM 451107106 4414 91426 SH DEFINED 01 02 91426 0 0 IDEX CORP COM 45167R104 34488 645600 SH DEFINED 01 02 645600 0 0 INGREDION INC COM 457187102 10302 142450 SH DEFINED 01 02 142450 0 0 INNOPHOS HOLDINGS INC COM 45774N108 4093 75000 SH DEFINED 01 02 75000 0 0 INTEL CORP COM 458140100 1284 58800 SH DEFINED 01 02 58800 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 20420 95730 SH DEFINED 01 02 95730 0 0 IPG PHOTONICS CORP COM 44980X109 8634 130000 SH DEFINED 01 02 130000 0 0 ITC HLDGS CORP COM 465685105 23386 262000 SH DEFINED 01 02 262000 0 0 ITRON INC COM 465741106 39816 858100 SH DEFINED 01 02 858100 0 0 JOHNSON & JOHNSON COM 478160104 1924 23600 SH DEFINED 01 02 23600 0 0 JPMORGAN CHASE & CO COM 46625H100 1518 32000 SH DEFINED 01 02 32000 0 0 KELLOGG CO COM 487836108 15600 242112 SH DEFINED 01 02 242112 0 0 KIMBERLY CLARK CORP COM 494368103 17204 175580 SH DEFINED 01 02 175580 0 0 KRAFT FOODS GROUP INC COM 50076Q106 3080 59786 SH DEFINED 01 02 59786 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 12418 192134 SH DEFINED 01 02 192134 0 0 LIFE TIME FITNESS INC COM 53217R207 2994 70000 SH DEFINED 01 02 70000 0 0 LINDSAY CORP COM 535555106 10564 119800 SH DEFINED 01 02 119800 0 0 LSB INDS INC COM 502160104 4312 124000 SH DEFINED 01 02 124000 0 0 LULULEMON ATHLETICA INC COM 550021109 7482 120000 SH DEFINED 01 02 120000 0 0 LUXFER HLDGS PLC SPONSORED ADR 550678106 684 44100 SH DEFINED 01 02 44100 0 0 MASTEC INC COM 576323109 6180 212000 SH DEFINED 01 02 212000 0 0 MASTERCARD INC CL A 57636Q104 5128 9476 SH DEFINED 01 02 9476 0 0 MCDONALDS CORP COM 580135101 10204 102356 SH DEFINED 01 02 102356 0 0 MCKESSON CORP COM 58155Q103 6478 60000 SH DEFINED 01 02 60000 0 0 MDU RES GROUP INC COM 552690109 1640 65600 SH DEFINED 01 02 65600 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 27870 359856 SH DEFINED 01 02 359856 0 0 MEADWESTVACO CORP COM 583334107 1866 51400 SH DEFINED 01 02 51400 0 0 MERCK & CO INC NEW COM 58933Y105 8401 190000 SH DEFINED 01 02 190000 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 2772 13000 SH DEFINED 01 02 13000 0 0 MICROSOFT CORP COM 594918104 17138 598988 SH DEFINED 01 02 598988 0 0 MIDDLESEX WATER CO COM 596680108 976 50000 SH DEFINED 01 02 50000 0 0 MONDELEZ INTL INC CL A 609207105 5507 179854 SH DEFINED 01 02 179854 0 0 MONSTER BEVERAGE CORP COM 611740101 14860 311264 SH DEFINED 01 02 311264 0 0 MOSAIC CO NEW COM 61945C103 12400 208032 SH DEFINED 01 02 208032 0 0 MTS SYS CORP COM 553777103 2500 43000 SH DEFINED 01 02 43000 0 0 MYLAN INC COM 628530107 8105 280000 SH DEFINED 01 02 280000 0 0 NEW JERSEY RES COM 646025106 10406 232000 SH DEFINED 01 02 232000 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 719 18839 SH DEFINED 01 02 18839 0 0 NORTHEAST UTILS COM 664397106 36420 838000 SH DEFINED 01 02 838000 0 0 NORTHERN TR CORP COM 665859104 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9080 226000 SH DEFINED 01 02 226000 0 0 PRAXAIR INC COM 74005P104 7808 70000 SH DEFINED 01 02 70000 0 0 PROCTER & GAMBLE CO COM 742718109 16232 210632 SH DEFINED 01 02 210632 0 0 QUALCOMM INC COM 747525103 1606 24000 SH DEFINED 01 02 24000 0 0 QUANTA SVCS INC COM 74762E102 2286 80000 SH DEFINED 01 02 80000 0 0 REGAL BELOIT CORP COM 758750103 27568 338000 SH DEFINED 01 02 338000 0 0 REPUBLIC SVCS INC COM 760759100 42822 1297636 SH DEFINED 01 02 1297636 0 0 REYNOLDS AMERICAN INC COM 761713106 10604 238340 SH DEFINED 01 02 238340 0 0 ROCKWELL AUTOMATION INC COM 773903109 3282 38000 SH DEFINED 01 02 38000 0 0 ROPER INDS INC NEW COM 776696106 18174 142758 SH DEFINED 01 02 142758 0 0 SANDISK CORP COM 80004C101 9086 165264 SH DEFINED 01 02 165264 0 0 SCHLUMBERGER LTD COM 806857108 1408 18800 SH DEFINED 01 02 18800 0 0 SEALED AIR CORP NEW COM 81211K100 12643 524400 SH DEFINED 01 02 524400 0 0 SMITH A O COM 831865209 13772 187200 SH DEFINED 01 02 187200 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR 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