The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 39,109 | 1,850,000 | SH | DFND | 01 02 | 1,850,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 9,375 | 30,000 | SH | DFND | 01 02 | 30,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 58,129 | 3,118,500 | SH | DFND | 01 02 | 3,118,500 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 215 | 1,400,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
AMAYA INC | COM | 02314M108 | 17,770 | 1,410,000 | SH | DFND | 01 02 | 1,410,000 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 18,083 | 260,000 | SH | DFND | 01 02 | 260,000 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 11,020 | 11,865,000 | PRN | DFND | 01 02 | 0 | 0 | 11,865,000 | |
ARCHROCK INC | COM | 03957W106 | 6,317 | 840,000 | SH | DFND | 01 02 | 840,000 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 17,459 | 170,000 | SH | DFND | 01 02 | 170,000 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 16 | 60,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | 1,442 | 55,737 | PRN | DFND | 01 02 | 0 | 0 | 55,737 | |
BROADCOM CORP | CL A | 111320107 | 296,906 | 5,135,000 | SH | DFND | 01 02 | 5,135,000 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 159,500 | 5,000,000 | SH | DFND | 01 02 | 5,000,000 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 32,548 | 515,000 | SH | DFND | 01 02 | 515,000 | 0 | 0 | |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 36,620 | 200,000 | SH | DFND | 01 02 | 200,000 | 0 | 0 | |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 44 | 175,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 18,964 | 613,500 | SH | Put | DFND | 01 02 | 613,500 | 0 | 0 |
CONNS INC | COM | 208242107 | 75 | 50,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
CONNS INC | COM | 208242107 | 6,102 | 260,000 | SH | DFND | 01 02 | 260,000 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854P109 | 14 | 400,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
CSX CORP | COM | 126408103 | 11 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
DINEEQUITY INC | COM | 254423106 | 9,314 | 110,000 | SH | DFND | 01 02 | 110,000 | 0 | 0 | |
E M C CORP MASS | COM | 268648102 | 119,412 | 4,650,000 | SH | DFND | 01 02 | 4,650,000 | 0 | 0 | |
EAGLE MATERIALS INC | COM | 26969P108 | 3,324 | 55,000 | SH | DFND | 01 02 | 55,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 30,915 | 1,125,000 | SH | DFND | 01 02 | 1,125,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 2 | 100,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
EXTERRAN CORP | COM | 30227H106 | 4,334 | 270,000 | SH | DFND | 01 02 | 270,000 | 0 | 0 | |
FCB FINL HLDGS INC | CL A | 30255G103 | 8,508 | 237,727 | SH | DFND | 01 02 | 237,727 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 16,540 | 530,990 | SH | DFND | 01 02 | 530,990 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 281 | 11,564 | SH | DFND | 01 02 | 11,564 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 11,858 | 727,760 | SH | DFND | 01 02 | 727,760 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 128,014 | 3,764,000 | SH | DFND | 01 02 | 3,764,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 11,350 | 2,000,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
HEALTH NET INC | COM | 42222G108 | 66,064 | 965,000 | SH | DFND | 01 02 | 965,000 | 0 | 0 | |
HOMEINNS HOTEL GROUP | SPONSORED ADR | 43742E102 | 1,708 | 50,000 | SH | DFND | 01 02 | 50,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 107,106 | 600,000 | SH | DFND | 01 02 | 600,000 | 0 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 5,401 | 475,000 | SH | DFND | 01 02 | 475,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 36 | 200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 200,000 |
JARDEN CORP | COM | 471109108 | 11,424 | 200,000 | SH | DFND | 01 02 | 200,000 | 0 | 0 | |
KEURIG GREEN MTN INC | COM | 49271M100 | 32,843 | 365,000 | SH | DFND | 01 02 | 365,000 | 0 | 0 | |
KLA-TENCOR CORP | COM | 482480100 | 91,889 | 1,325,000 | SH | DFND | 01 02 | 1,325,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 24,462 | 600,000 | SH | DFND | 01 02 | 600,000 | 0 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 7,340 | 500,000 | SH | DFND | 01 02 | 500,000 | 0 | 0 | |
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 52,884 | 1,950,000 | SH | DFND | 01 02 | 1,950,000 | 0 | 0 | |
NQ MOBILE INC | NOTE 4.000%10/1 | 64118UAB4 | 15,200 | 19,000,000 | PRN | DFND | 01 02 | 0 | 0 | 19,000,000 | |
OWENS ILL INC | COM NEW | 690768403 | 8,710 | 500,000 | SH | DFND | 01 02 | 500,000 | 0 | 0 | |
PEABODY ENERGY CORP | COM NEW | 704549203 | 192 | 25,000 | SH | DFND | 01 02 | 25,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 15,333 | 475,000 | SH | DFND | 01 02 | 475,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 3 | 100,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
PRECISION CASTPARTS CORP | COM | 740189105 | 473,300 | 2,040,000 | SH | DFND | 01 02 | 2,040,000 | 0 | 0 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 109,215 | 1,500,000 | SH | DFND | 01 02 | 1,500,000 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 17,989 | 718,418 | PRN | DFND | 01 02 | 0 | 0 | 718,418 | |
SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 54,004 | 55,637,000 | PRN | DFND | 01 02 | 0 | 0 | 55,637,000 | |
SINA CORP | ORD | G81477104 | 24 | 50,000 | SH | Put | DFND | 01 02 | 0 | 0 | 50,000 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,389 | 100,000 | SH | DFND | 01 02 | 100,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,220 | 2,800,000 | SH | Put | DFND | 01 02 | 2,800,000 | 0 | 0 |
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 50 | 2,000,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 108 | 250,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
STARWOOD PPTY TR INC | NOTE 3.750%10/1 | 85571BAC9 | 12,211 | 12,500,000 | PRN | DFND | 01 02 | 0 | 0 | 12,500,000 | |
SYNCHRONY FINL | COM | 87165B103 | 23,568 | 775,000 | SH | DFND | 01 02 | 775,000 | 0 | 0 | |
TATA MTRS LTD | SPONSORED ADR | 876568502 | 17,682 | 600,000 | SH | DFND | 01 02 | 600,000 | 0 | 0 | |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 3,950 | 90,000 | SH | DFND | 01 02 | 90,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 30,194 | 460,000 | SH | DFND | 01 02 | 460,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 724 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 1,064 | 356,000 | SH | DFND | 01 02 | 356,000 | 0 | 0 | |
THERAVANCE INC | COM | 88338T104 | 264 | 25,000 | SH | DFND | 01 02 | 25,000 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 576,257 | 3,105,000 | SH | DFND | 01 02 | 3,105,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 4,850 | 75,000 | SH | DFND | 01 02 | 75,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 26 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
UNITED STATES STL CORP NEW | COM | 912909108 | 10 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
VEREIT INC | COM | 92339V100 | 11,999 | 1,515,000 | SH | DFND | 01 02 | 1,515,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 6,602 | 116,700 | SH | DFND | 01 02 | 116,700 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 4,769 | 175,000 | SH | DFND | 01 02 | 175,000 | 0 | 0 | |
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 81,390 | 3,000,000 | SH | DFND | 01 02 | 3,000,000 | 0 | 0 | |
YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | 6,736 | 475,000 | SH | DFND | 01 02 | 475,000 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 14,975 | 205,000 | SH | DFND | 01 02 | 205,000 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 35,920 | 575,000 | SH | DFND | 01 02 | 575,000 | 0 | 0 | |
YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 24,960 | 26,500,000 | PRN | DFND | 01 02 | 0 | 0 | 26,500,000 |