-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KeXJiegDvvp1+AXs601oz+JsTI9+KyFtVt4EHmO8PAFcsa9RkPAPAdbQ4XgGr7Sn j6VpBbX/noKPTKxuJOip/Q== 0001316367-07-000006.txt : 20070206 0001316367-07-000006.hdr.sgml : 20070206 20070206094116 ACCESSION NUMBER: 0001316367-07-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 EFFECTIVENESS DATE: 20070206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JULIUS BAER INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001316367 IRS NUMBER: 432047412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11384 FILM NUMBER: 07582700 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3923 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 jb13f-20061231.txt LIVE Q4 2006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 EFFECTIVENESS DATE: 20070206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JULIUS BAER INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001316367 IRS NUMBER: 432047412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11384 FILM NUMBER: 05828503 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3923 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: 12/31/06 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Julius Baer Investment Management LLC Address: 330 Madison Avenue New York, New York 10017 Form 13F File Number: 28-11384 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Delano Title: Chief Compliance Officer Phone: (212) 297-3628 Signature, Place, and Date of Signing: /s/ Donald Delano New York, New York Feb 06, 2007 - ---------------- ---------------- ------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 210 Form 13F Information Table Value Total: 2,158,524 (thousands) List of Other Included Managers: NONE. INFORMATION TABLE - -------------------------------------------------------------------------------- VOTING AUTHORITY - -------------------------------------------------------------------------------- NAME TITLE VALUE SHRS OF OF SHARES OR/PRN INV OTHR ISSUER CLASS CUSIP x$1000 AMT SH/PRN PUT/CALL DISC MGRS SOLE SHARED NONE - -------------------------------------------------------------------------------- 24/7 REAL MEDIA INC COM 901314203 1365.102 150840 SH SOLE 150840 ABER DIAMOND CORP COM 002893105 685.5907 18554 SH SOLE 18554 ACTIVISION INC NEW COM 004930202 4088.1212 237130 SH SOLE 237130 AETNA INC NEW COM 00817Y108 4217.9519 97683 SH SOLE 97683 AGRIUM INC COM 008916108 2232.8116 71109 SH SOLE 71109 AIR PRODS & CHEMS INC COM 009158106 1650.1744 23480 SH SOLE 23480 ALBERTO CULVER CO NEW COM 013078100 5062.8435 236030 SH SOLE 236030 ALLERGAN INC COM 018490102 135.3062 1130 SH SOLE 1130 ALON USA ENERGY INC COM 020520102 196.7988 7480 SH SOLE 7480 AMERICAN EXPRESS CO COM 025816AS8 5000 5000000 SH SOLE 5000000 ANGIODYNAMICS INC COM 03475V101 173.2094 8060 SH SOLE 8060 APPLE COMPUTER INC COM 037833100 4084.0279 48138 SH SOLE 48138 AQUA AMERICA INC COM 03836W103 3573.9542 156890 SH SOLE 156890 ARTHROCARE CORP COM 043136100 4374.0344 109570 SH SOLE 109570 ATMI INC COM 00207R101 221.0372 7240 SH SOLE 7240 BADGER METER INC COM 056525108 347.912 12560 SH SOLE 12560 BALDOR ELEC CO COM 057741100 167.1 5000 SH SOLE 5000 BANK OF AMERICA CORPORATI COM 060505104 4341.568 81318 SH SOLE 81318 BANK OF THE OZARKS INC COM 063904106 2142.6516 64811 SH SOLE 64811 BARD C R INC COM 067383109 5398.8579 65070 SH SOLE 65070 BARRICK GOLD CORP COM 067901108 1596.0443 51808 SH SOLE 51808 BEMA GOLD CORP COM 08135F107 40613.4841 7717799 SH SOLE 7717799 BIOMET INC COM 090613100 1795.245 43500 SH SOLE 43500 BJ SVCS CO COM 055482103 2484.2836 84730 SH SOLE 84730 BMB MUNAI INC COM 09656A105 10718.4746 2163909 SH SOLE 2163909 BOEING CO COM 097023105 6026.1948 67832 SH SOLE 67832 BOSTON PRIVATE FINL HLDGS COM 101119105 242.0418 8580 SH SOLE 8580 BOSTON PROPERTIES INC COM 101121101 119.7116 1070 SH SOLE 1070 BRADY CORP COM 104674106 225.9168 6060 SH SOLE 6060 BRT RLTY TR COM 055645303 1852.55 67000 SH SOLE 67000 CALAMOS ASSET MGMT INC COM 12811R104 221.3475 8250 SH SOLE 8250 CALAMP CORP COM 128126109 2410.9704 285660 SH SOLE 285660 CANADIAN NATL RY CO COM 136375102 753.6531 17516 SH SOLE 17516 CARBO CERAMICS INC COM 140781105 143.1271 3830 SH SOLE 3830 CARRIZO OIL & CO INC COM 144577103 6386.7216 220080 SH SOLE 220080 CBL & ASSOC PPTYS INC COM 124830100 212.415 4900 SH SOLE 4900 CELGENE CORP COM 151020104 4997.6311 86870 SH SOLE 86870 CEMEX SAB DE CV COM 151290889 37333.7304 1095940 SH SOLE 1095940 CENTRAL EUROPEAN DIST COR COM 153435102 6276.7753 211150 SH SOLE 211150 CENTRAL EUROPEAN MEDIA EN COM G20045202 39847.5626 565800 SH SOLE 565800 CHEESECAKE FACTORY INC COM 163072101 4551.738 185030 SH SOLE 185030 CHICOS FAS INC COM 168615102 123.5193 5970 SH SOLE 5970 CHIPOTLE MEXICAN GRILL IN COM 169656105 228 4000 SH SOLE 4000 CHOLESTECH CORP COM 170393102 1473.7473 80008 SH SOLE 80008 CIENA CORP COM 171779309 313.9543 11330 SH SOLE 11330 CINTAS CORP COM 172908105 3326.9038 83780 SH SOLE 83780 CITY NATL CORP COM 178566105 140.976 1980 SH SOLE 1980 COACH INC COM 189754104 5388.9024 125440 SH SOLE 125440 COCA COLA ENTERPRISES INC COM 191219104 130.4838 6390 SH SOLE 6390 COLONIAL BANCGROUP INC COM 195493309 6294.717 244550 SH SOLE 244550 COMPANIA ANONIMA NACIONL COM 204421101 107667.3181 5479533 SH SOLE 5479533 CORN PRODS INTL INC COM 219023108 114.3274 3310 SH SOLE 3310 CRM HOLDINGS LTD COM G2554P103 1295.8186 144140 SH SOLE 144140 CTC MEDIA INC COM 12642X106 44612.5851 1847922 SH SOLE 1847922 CUTERA INC COM 232109108 1609.74 59620 SH SOLE 59620 DAIMLERCHRYSLER AG COM D1668R123 205008.2851 3307821 SH SOLE 3307821 DAKTRONICS INC COM 234264109 1334.6701 36219 SH SOLE 36219 DESARROLLADORA HOMEX S A COM 25030W100 12318.3271 207772 SH SOLE 207772 DEUTSCHE BANK AG NAMEN COM D18190898 271215.7219 2020496 SH SOLE 2020496 E TRADE FINANCIAL CORP COM 269246104 4526.8222 201910 SH SOLE 201910 EDUCATION RLTY TR INC COM 28140H104 2028.9549 137370 SH SOLE 137370 ELDORADO GOLD CORP NEW COM 284902103 41432.2515 7622644 SH SOLE 7622644 EPOCH HOLDING CORP COM 29428R103 398.1367 40054 SH SOLE 40054 ESSEX CORP COM 296744105 777.3141 32510 SH SOLE 32510 EVERCORE PARTNERS INC COM 29977A105 2283.963 61980 SH SOLE 61980 EVERLAST WORLDWIDE INC COM 300355104 279.14 16420 SH SOLE 16420 EXPRESS SCRIPTS INC COM 302182100 125.3 1750 SH SOLE 1750 FACTSET RESH SYS INC COM 303075105 253.5952 4490 SH SOLE 4490 FAIR ISAAC CORP COM 303250104 4993.8525 122850 SH SOLE 122850 FIRST MERCURY FINANCIAL C COM 320841109 1360.1616 57830 SH SOLE 57830 FOMENTO ECONOMICO MEXICAN COM 344419106 35727.5369 306955 SH SOLE 306955 GARDNER DENVER INC COM 365558105 176.4763 4730 SH SOLE 4730 GENENTECH INC COM 368710406 4640.636 57200 SH SOLE 57200 GENERAL ELECTRIC CO COM 369604103 6271.4478 168542 SH SOLE 168542 GENTIVA HEALTH SERVICES I COM 37247A102 1798.311 94350 SH SOLE 94350 GLOBAL IMAGING SYSTEMS COM 37934A100 223.012 10160 SH SOLE 10160 GOOGLE INC COM 38259P508 4102.8768 8910 SH SOLE 8910 GREEN MTN COFFEE ROASTERS COM 393122106 2177.4429 44230 SH SOLE 44230 GRUPO AEROPORTUARIO CTR N COM 400501102 26349.5454 1180474 SH SOLE 1180474 GRUPO AEROPORTUARIO DEL P COM 400506101 15405.2242 391731 SH SOLE 391731 GRUPO AEROPORTUARIO DEL S COM 40051E202 63796.3216 1497732 SH SOLE 1497732 GRUPO FINANCIERO GALICIA COM 399909100 6193.9144 647899 SH SOLE 647899 GRUPO TELEVISA SA DE CV COM 40049J206 105461.02 3881871 SH SOLE 3881871 GUESS INC COM 401617105 216.2963 3410 SH SOLE 3410 HEALTHWAYS INC COM 422245100 239.9813 5030 SH SOLE 5030 HEICO CORP NEW COM 422806109 180.1712 4640 SH SOLE 4640 HELIX ENERGY SOLUTIONS GR COM 42330P107 93.7963 2990 SH SOLE 2990 HEWLETT PACKARD CO COM 428236103 4196.8491 101890 SH SOLE 101890 HEXCEL CORP NEW COM 428291108 1766.5927 101470 SH SOLE 101470 HORIZON OFFSHORE INC COM 44043J204 265.201 16270 SH SOLE 16270 HUDSON CITY BANCORP COM 443683107 4642.9988 334510 SH SOLE 334510 HYPERION SOLUTIONS CORP COM 44914M104 190.1226 5290 SH SOLE 5290 ICICI BK LTD COM 45104G104 28936.7141 693261 SH SOLE 693261 ICU MED INC COM 44930G107 257.0976 6320 SH SOLE 6320 INCO LTD COM 453258402 1439.5315 19522 SH SOLE 19522 INTEL CORP COM 458140100 3774.6 186400 SH SOLE 186400 INTERCONTINENTALEXCHANGE COM 45865V100 4245.865 39350 SH SOLE 39350 INTL SECS EXCHANGE HLDGS COM 46031W204 214.2982 4580 SH SOLE 4580 INTRALASE CORP COM 461169104 302.5776 13520 SH SOLE 13520 INTUITIVE SURGICAL INC COM 46120E602 118.916 1240 SH SOLE 1240 IRON MTN INC COM 462846106 103.7634 2510 SH SOLE 2510 ISHARES TR COM 464287465 29226.2023 399156 SH SOLE 399156 IVANHOE MINES LTD COM 46579N103 176932.8532 17841807 SH SOLE 17841807 IXIA COM 45071R109 2200.992 229270 SH SOLE 229270 JARDEN CORP COM 471109108 260.925 7500 SH SOLE 7500 JP MORGAN CHASE & CO COM 46625H100 4571.8848 94656 SH SOLE 94656 JUNIPER NETWORKS INC COM 48203R104 3780.6323 199611 SH SOLE 199611 JUPITERMEDIA CORP COM 48207D101 276.5664 34920 SH SOLE 34920 K-SWISS INC COM 482686102 282.808 9200 SH SOLE 9200 K2 INC COM 482732104 2199.9601 166790 SH SOLE 166790 KRONOS INC COM 501052104 215.2964 5860 SH SOLE 5860 LABORATORY CORP AMER HLDG COM 50540R409 5330.2485 72550 SH SOLE 72550 LEGG MASON INC COM 524901105 5404.543 56860 SH SOLE 56860 MACQUARIE INFRASTRUCTURE COM 55607X108 6173.2716 173993 SH SOLE 173993 MAGUIRE PPTYS INC COM 559775101 224.4 5610 SH SOLE 5610 MAGYAR TELEKOM TELECOMMUN COM 559776109 5067.6247 168158 SH SOLE 168158 MATRIA HEALTHCARE INC COM 576817209 337.2902 11740 SH SOLE 11740 MEASUREMENT SPECIALTIES I COM 583421102 2428.2244 112210 SH SOLE 112210 MEDCO HEALTH SOLUTIONS IN COM 58405U102 4226.5696 79090 SH SOLE 79090 MICREL INC COM 594793101 153.076 14200 SH SOLE 14200 MILLICOM INTL CELLULAR S COM L6388F110 127327.1242 2056825 SH SOLE 2056825 MINDRAY MEDICAL INTL LTD COM 602675100 956.8 40000 SH SOLE 40000 MOODYS CORP COM 615369105 4993.038 72300 SH SOLE 72300 MORGAN STANLEY COM 617446448 4902.2488 60202 SH SOLE 60202 MORNINGSTAR INC COM 617700109 304.9885 6770 SH SOLE 6770 MOSYS INC COM 619718109 2381.32 257440 SH SOLE 257440 MOVADO GROUP INC COM 624580106 3250.03 112070 SH SOLE 112070 NATIONAL INSTRS CORP COM 636518102 117.6768 4320 SH SOLE 4320 NCR CORP NEW COM 62886E108 129.9904 3040 SH SOLE 3040 NETWORK APPLIANCE INC COM 64120L104 3622.0088 92210 SH SOLE 92210 NEWPARK RES INC COM 651718504 2110.7275 292750 SH SOLE 292750 NEWS CORP COM 65248E203 102481.7077 4597641 SH SOLE 4597641 NEWSTAR FINANCIAL INC COM 65251F105 1783.008 96640 SH SOLE 96640 NII HLDGS INC COM 62913F201 5672.0088 88020 SH SOLE 88020 NOBLE CORPORATION COM G65422100 108.8945 1430 SH SOLE 1430 NOKIA CORP COM 654902204 182.9206 9002 SH SOLE 9002 NORDSTROM INC COM 655664100 4047.3602 82030 SH SOLE 82030 NUVEEN INVTS INC COM 67090F106 6905.7468 133110 SH SOLE 133110 NYMEX HOLDINGS INC COM 62948N104 2826.1879 22790 SH SOLE 22790 OMEGA HEALTHCARE INVS INC COM 681936100 243.1184 13720 SH SOLE 13720 OMNICOM GROUP INC COM 681919106 4023.8491 38491 SH SOLE 38491 OMRIX BIOPHARMACEUTICALS COM 681989109 1250.3432 41320 SH SOLE 41320 OPEN JT STK CO-VIMPEL COM COM 68370R109 12762.0065 159625 SH SOLE 159625 ORIENT-EXPRESS HOTELS LTD COM G67743107 265.9384 5620 SH SOLE 5620 OSHKOSH TRUCK CORP COM 688239201 82.7982 1710 SH SOLE 1710 P F CHANGS CHINA BISTRO I COM 69333Y108 2080.196 54200 SH SOLE 54200 PALOMAR MED TECHNOLOGIES COM 697529303 211.2939 4170 SH SOLE 4170 PENN WEST ENERGY TR COM 707885109 748.8742 24500 SH SOLE 24500 PEPSICO INC COM 713448108 4788.6403 76557 SH SOLE 76557 PETRO-CDA COM 71644E102 2616.3815 63763 SH SOLE 63763 PHILIPPINE LONG DISTANCE COM 718252604 12787.384 248193 SH SOLE 248193 PHILLIPS VAN HEUSEN CORP COM 718592108 250.85 5000 SH SOLE 5000 PHOTRONICS INC COM 719405102 2750.5122 168330 SH SOLE 168330 POLO RALPH LAUREN CORP COM 731572103 140.5646 1810 SH SOLE 1810 POTASH CORP SASK INC COM 73755L107 194712.7852 1352395 SH SOLE 1352395 PRIVATEBANCORP INC COM 742962103 268.5135 6450 SH SOLE 6450 PROCTER & GAMBLE CO COM 742718109 4600.2537 71577 SH SOLE 71577 PSYCHIATRIC SOLUTIONS INC COM 74439H108 221.7432 5910 SH SOLE 5910 QLOGIC CORP COM 747277101 4608.4608 210240 SH SOLE 210240 RED ROBIN GOURMET BURGERS COM 75689M101 1990.0335 55510 SH SOLE 55510 ROWAN COS INC COM 779382100 3696.156 111330 SH SOLE 111330 RTI INTL METALS INC COM 74973W107 2681.3816 34280 SH SOLE 34280 SALLY BEAUTY HLDGS INC COM 79546E104 3637.764 466380 SH SOLE 466380 SANMINA SCI CORP COM 800907107 219.834 63720 SH SOLE 63720 SCHAWK INC COM 806373106 1879.9434 96210 SH SOLE 96210 SCHEIN HENRY INC COM 806407102 4459.629 91050 SH SOLE 91050 SCHWEITZER-MAUDUIT INTL I COM 808541106 2601.6135 99870 SH SOLE 99870 SEACOAST BKG CORP FLA COM 811707306 2293.256 92470 SH SOLE 92470 SECURE COMPUTING CORP COM 813705100 166.1648 25330 SH SOLE 25330 SEMTECH CORP COM 816850101 230.1627 17610 SH SOLE 17610 SIGNATURE BK NEW YORK N Y COM 82669G104 224.605 7250 SH SOLE 7250 SONOSITE INC COM 83568G104 1690.3245 54650 SH SOLE 54650 SOUTHERN CMNTY FINL CORP COM 842632101 1152.8746 114146 SH SOLE 114146 SOVRAN SELF STORAGE INC COM 84610H108 242.2944 4230 SH SOLE 4230 STANDARD MICROSYSTEMS COR COM 853626109 1606.8914 57430 SH SOLE 57430 STATION CASINOS INC COM 857689103 165.7901 2030 SH SOLE 2030 STERICYCLE INC COM 858912108 5745.55 76100 SH SOLE 76100 SUNCOR ENERGY INC COM 867229106 1149.6427 14575 SH SOLE 14575 SUSSEX BANCORP COM 869245100 176.1 11740 SH SOLE 11740 SYMANTEC CORP COM 871503108 3486.7455 167230 SH SOLE 167230 TALISMAN ENERGY INC COM 87425E103 1981.4802 116457 SH SOLE 116457 TECK COMINCO LTD COM 878742204 1791.613 23719 SH SOLE 23719 TEREX CORP NEW COM 880779103 151.1172 2340 SH SOLE 2340 THQ INC COM 872443403 222.762 6850 SH SOLE 6850 TIB FINL CORP COM 872449103 2131.6637 121879 SH SOLE 121879 TORO CO COM 891092108 187.9189 4030 SH SOLE 4030 TREX INC COM 89531P105 1895.292 82800 SH SOLE 82800 U S G CORP COM 903293405 155.084 2830 SH SOLE 2830 ULTRA PETROLEUM CORP COM 903914109 3828.595 80180 SH SOLE 80180 ULTRATECH INC COM 904034105 2315.4144 185530 SH SOLE 185530 UNITED NAT FOODS INC COM 911163103 227.7328 6340 SH SOLE 6340 UNITED PARCEL SERVICE INC COM 911312106 1521.2692 20289 SH SOLE 20289 UNITED TECHNOLOGIES CORP COM 913017109 3766.4548 60244 SH SOLE 60244 URBAN OUTFITTERS INC COM 917047102 4132.9638 179460 SH SOLE 179460 VALERO ENERGY CORP NEW COM 91913Y100 6882.5548 134530 SH SOLE 134530 VENTANA MED SYS INC COM 92276H106 241.3983 5610 SH SOLE 5610 VIASYS HEALTHCARE INC COM 92553Q209 1694.5162 60910 SH SOLE 60910 VINEYARD NATL BANCORP COM 927426106 1654.1711 71858 SH SOLE 71858 VIRGINIA COMM BANCORP INC COM 92778Q109 307.146 15450 SH SOLE 15450 VITAL IMAGES INC COM 92846N104 186.876 5370 SH SOLE 5370 WARREN RES INC COM 93564A100 210.4912 17960 SH SOLE 17960 WATTS WATER TECHNOLOGIES COM 942749102 229.3938 5580 SH SOLE 5580 WCI CMNTYS INC COM 92923C104 269.0954 14030 SH SOLE 14030 WD-40 CO COM 929236107 3110.0553 89190 SH SOLE 89190 WEIGHT WATCHERS INTL INC COM 948626106 5851.842 111400 SH SOLE 111400 WESTERN ALLIANCE BANCORP COM 957638109 164.8098 4740 SH SOLE 4740 WHOLE FOODS MKT INC COM 966837106 5782.7146 123220 SH SOLE 123220 WILD OATS MARKETS INC COM 96808B107 376.1808 26160 SH SOLE 26160 WIMM BILL DANN FOODS OJSC COM 97263M109 31876.3186 478983 SH SOLE 478983 WINTRUST FINANCIAL CORP COM 97650W108 234.3376 4880 SH SOLE 4880 -----END PRIVACY-ENHANCED MESSAGE-----