-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RI2pWdMk6AhgTzCovK8A2MrYyuf6V9s43Swu3lCUZoGR6bz7I5Q7Yf8uuW1tOKX/ 6oR+fLOVyZCHGTpwrW9Sjg== 0001316367-07-000016.txt : 20071105 0001316367-07-000016.hdr.sgml : 20071105 20071105151235 ACCESSION NUMBER: 0001316367-07-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 EFFECTIVENESS DATE: 20071105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JULIUS BAER INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001316367 IRS NUMBER: 432047412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11384 FILM NUMBER: 071213667 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3923 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 jb13f-20070930.txt Q3 LIVE CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 EFFECTIVENESS DATE: 20071105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JULIUS BAER INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001316367 IRS NUMBER: 432047412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11384 FILM NUMBER: 05828503 BUSINESS ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-297-3923 MAIL ADDRESS: STREET 1: 330 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: 09/30/07 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Julius Baer Investment Management LLC Address: 330 Madison Avenue New York, New York 10017 Form 13F File Number: 28-11384 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Delano Title: Chief Compliance Officer Phone: (212) 297-3628 Signature, Place, and Date of Signing: /s/ Donald Delano New York, New York Nov 05 ,2007 - ---------------- ---------------- ------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 177 Form 13F Information Table Value Total: 3,542,032 (thousands) List of Other Included Managers: NONE. INFORMATION TABLE - -------------------------------------------------------------------------------- VOTING AUTHORITY - -------------------------------------------------------------------------------- NAME TITLE VALUE SHRS OF OF SHARES OR/PRN INV OTHR ISSUER CLASS CUSIP x$1000 AMT SH/PRN PUT/CALL DISC MGRS SOLE SHARED NONE - -------------------------------------------------------------------------------- A D A M INC COM 00088U108 2359.2015 302850 SH SOLE 302850 ABAXIS INC COM 002567105 3133.7955 139590 SH SOLE 139590 ABER DIAMOND CORP COM 002893105 636.3032 16221 SH SOLE 16221 ACTIVISION INC NEW COM 004930202 8418.8676 390008 SH SOLE 390008 ADOBE SYS INC COM 00724F101 5230.9251 119830 SH SOLE 119830 AECOM TECHNOLOGY CORP DEL COM 00766T100 798.1505 22850 SH SOLE 22850 AGRIUM INC COM 008916108 3157.0195 57902 SH SOLE 57902 ALLERGAN INC COM 018490102 365.5449 5670 SH SOLE 5670 AMERICA MOVIL SAB DE CV COM 02364W105 52816.017 819063 SH SOLE 819063 AMERICAN EXPRESS CO COM 025816109 7142.108 120320 SH SOLE 120320 ANGIODYNAMICS INC COM 03475V101 646.3665 34290 SH SOLE 34290 APPLE INC COM 037833100 6738.6504 43896 SH SOLE 43896 ARTHROCARE CORP COM 043136100 9418.9518 168553 SH SOLE 168553 AT&T INC COM 00206R102 3823.7158 90390 SH SOLE 90390 ATMI INC COM 00207R101 593.5125 19950 SH SOLE 19950 BALDOR ELEC CO COM 057741100 454.2315 11370 SH SOLE 11370 BARCLAYS BK PLC COM 06739F291 7074.0008 97304 SH SOLE 97304 BARD C R INC COM 067383109 12563.8124 142486 SH SOLE 142486 BARRICK GOLD CORP COM 067901108 28664.4382 713084 SH SOLE 713084 BE AEROSPACE INC COM 073302101 241.2893 5810 SH SOLE 5810 BHP BILLITON LTD COM 088606108 54641.4199 685277 SH SOLE 685277 BJS RESTAURANTS INC COM 09180C106 3164.8675 150350 SH SOLE 150350 BMB MUNAI INC COM 09656A105 12315.9042 2187605 SH SOLE 2187605 BOEING CO COM 097023105 7603.116 72430 SH SOLE 72430 BOSTON PRIVATE FINL HLDGS COM 101119105 533.4144 19160 SH SOLE 19160 BOSTON PROPERTIES INC COM 101121101 322.09 3100 SH SOLE 3100 BRIGHT HORIZON FAMILY SOL COM 109195107 607.4712 14180 SH SOLE 14180 BURLINGTON NORTHN SANTA F COM 12189T104 3979.0389 49030 SH SOLE 49030 CAMECO CORP COM 13321L108 132940.8127 2855360 SH SOLE 2855360 CANADIAN NATL RY CO COM 136375102 874.7334 15314 SH SOLE 15314 CARRIZO OIL & CO INC COM 144577103 7882.5009 175732 SH SOLE 175732 CBEYOND INC COM 149847105 277.372 6800 SH SOLE 6800 CELGENE CORP COM 151020104 8119.6136 113882 SH SOLE 113882 CENTRAL EUROPEAN MEDIA EN COM G20045202 80280.9657 869733 SH SOLE 869733 CENTURY CASINOS INC COM 156492100 4391.6256 720571 SH SOLE 720571 CHEESECAKE FACTORY INC COM 163072101 7130.1221 303841 SH SOLE 303841 CHIPOTLE MEXICAN GRILL IN COM 169656105 623.7264 5280 SH SOLE 5280 CIENA CORP COM 171779309 643.552 16900 SH SOLE 16900 CISCO SYS INC COM 17275R102 5222.5345 157760 SH SOLE 157760 COGNOS INC COM 19244C109 1026.6216 24720 SH SOLE 24720 COLONIAL BANCGROUP INC COM 195493309 40.4294 1870 SH SOLE 1870 COMPANHIA VALE DO RIO DOC COM 204412100 27328.9277 960595 SH SOLE 960595 COOPER COS INC COM 216648402 302.9876 5780 SH SOLE 5780 CORRECTIONS CORP AMER NEW COM 22025Y407 315.3485 12050 SH SOLE 12050 CROWN HOLDINGS INC COM 228368106 387.8304 17040 SH SOLE 17040 CTC MEDIA INC COM 12642X106 44664.3692 2005602 SH SOLE 2005602 CUTERA INC COM 232109108 2945.7419 112390 SH SOLE 112390 DAIMLERCHRYSLER AG COM D1668R123 459255.6819 4532349 SH SOLE 4532349 DAKTRONICS INC COM 234264109 8757.0847 321743 SH SOLE 321743 DESARROLLADORA HOMEX S A COM 25030W100 23120.218 412248 SH SOLE 412248 DOLAN MEDIA CO COM 25659P402 1889.811 77770 SH SOLE 77770 ELDORADO GOLD CORP NEW COM 284902103 32231.9597 5217240 SH SOLE 5217240 EPOCH HOLDING CORP COM 29428R103 3490.9811 247939 SH SOLE 247939 EQUINIX INC COM 29444U502 429.2596 4840 SH SOLE 4840 EXPRESS SCRIPTS INC COM 302182100 424.232 7600 SH SOLE 7600 FACTSET RESH SYS INC COM 303075105 1538.9475 22450 SH SOLE 22450 FOMENTO ECONOMICO MEXICAN COM 344419106 69328.1818 1832979 SH SOLE 1832979 FORDING CDN COAL TR COM 345425102 752.0908 19437 SH SOLE 19437 FOUNDRY NETWORKS INC COM 35063R100 620.8838 34940 SH SOLE 34940 GENENTECH INC COM 368710406 5679.8141 72812 SH SOLE 72812 GENERAL ELECTRIC CO COM 369604103 7959.289 192287 SH SOLE 192287 GENTIVA HEALTH SERVICES I COM 37247A102 2743.5722 142820 SH SOLE 142820 GOLDCORP INC NEW COM 380956409 782.9598 25593 SH SOLE 25593 GOODMAN GLOBAL INC COM 38239A100 497.6592 20840 SH SOLE 20840 GOOGLE INC COM 38259P508 5583.8439 9845 SH SOLE 9845 GPO AEROPORTUARIO DEL PAC COM 400506101 14000.0059 256496 SH SOLE 256496 GREEN MTN COFFEE ROASTERS COM 393122106 5303.0982 159780 SH SOLE 159780 GRUPO AEROPORTUARIO CTR N COM 400501102 27641.7597 959900 SH SOLE 959900 GRUPO AEROPORTUARIO DEL S COM 40051E202 25617.3922 516335 SH SOLE 516335 GRUPO TELEVISA SA DE CV COM 40049J206 83433.5402 3441767 SH SOLE 3441767 GUESS INC COM 401617105 5134.6794 104740 SH SOLE 104740 HARBIN ELECTRIC INC COM 41145W109 390.8125 24050 SH SOLE 24050 HEALTHWAYS INC COM 422245100 627.6711 11630 SH SOLE 11630 HERBALIFE LTD COM G4412G101 1155.5932 25420 SH SOLE 25420 HEWLETT PACKARD CO COM 428236103 5655.2806 113602 SH SOLE 113602 HEXCEL CORP NEW COM 428291108 2917.6221 128495 SH SOLE 128495 HHGREGG INC COM 42833L108 1519.665 144730 SH SOLE 144730 HIRERIGHT INC COM 433538105 1266.5502 122372 SH SOLE 122372 HITTITE MICROWAVE CORP COM 43365Y104 495.363 11220 SH SOLE 11220 HOLLY CORP COM 435758305 3520.4338 58850 SH SOLE 58850 ICICI BK LTD COM 45104G104 15837.9315 300416 SH SOLE 300416 ISHARES INC COM 464286103 120188.7052 3691695 SH SOLE 3691695 ISHARES INC COM 464286400 179045.0091 2414832 SH SOLE 2414832 ISHARES INC COM 464286509 275964.2016 8222417 SH SOLE 8222417 ISHARES TR COM 464287234 101322.3495 678355 SH SOLE 678355 ISHARES TR COM 464287465 351.2582 4280 SH SOLE 4280 IVANHOE MINES LTD COM 46579N103 259832.2968 19755703 SH SOLE 19755703 JARDEN CORP COM 471109108 1259.258 40700 SH SOLE 40700 JP MORGAN CHASE & CO COM 46625H100 5069.3374 110655 SH SOLE 110655 KENSEY NASH CORP COM 490057106 2985.9396 114360 SH SOLE 114360 KOOKMIN BK NEW COM 50049M109 760.7032 9278 SH SOLE 9278 LABORATORY CORP AMER HLDG COM 50540R409 5902.3529 75461 SH SOLE 75461 LIFETIME BRANDS INC COM 53222Q103 616.4102 30380 SH SOLE 30380 LIONS GATE ENTMNT CORP COM 535919203 466.1151 45210 SH SOLE 45210 LOWES COS INC COM 548661107 4912.8118 175362 SH SOLE 175362 LULULEMON ATHLETICA INC COM 550021109 653.1462 15540 SH SOLE 15540 MACQUARIE INFRASTR CO LLC COM 55608B105 7093.686 183846 SH SOLE 183846 MAGYAR TELEKOM TELECOMMUN COM 559776109 2388.5274 85764 SH SOLE 85764 MARTEK BIOSCIENCES CORP COM 572901106 3337.5791 114970 SH SOLE 114970 MARTHA STEWART LIVING OMN COM 573083102 2560.437 219780 SH SOLE 219780 MARVELL TECHNOLOGY GROUP COM G5876H105 6924.9197 423100 SH SOLE 423100 MEASUREMENT SPECIALTIES I COM 583421102 5052.132 181080 SH SOLE 181080 MEDCO HEALTH SOLUTIONS IN COM 58405U102 8366.4135 92575 SH SOLE 92575 MEDTRONIC INC COM 585055106 6189.8327 109748 SH SOLE 109748 MELCO PBL ENTMNT LTD COM 585464100 34561.93 2053117 SH SOLE 2053117 MEMC ELECTR MATLS INC COM 552715104 304.8948 5180 SH SOLE 5180 MENTOR GRAPHICS CORP COM 587200106 11444.8087 758000 SH SOLE 758000 MICRUS ENDOVASCULAR CORP COM 59518V102 1025.8605 56150 SH SOLE 56150 MILLICOM INTL CELLULAR S COM L6388F110 197345.8122 2315192 SH SOLE 2315192 MORNINGSTAR INC COM 617700109 539.706 8790 SH SOLE 8790 MOVADO GROUP INC COM 624580106 3105.4968 97290 SH SOLE 97290 NAVTEQ CORP COM 63936L100 6173.4471 79190 SH SOLE 79190 NCR CORP NEW COM 62886E108 236.55 4750 SH SOLE 4750 NETEZZA CORP COM 64111N101 3971.925 317500 SH SOLE 317500 NETWORK APPLIANCE INC COM 64120L104 4796.0672 178255 SH SOLE 178255 NEWPARK RES INC COM 651718504 1885.4872 351770 SH SOLE 351770 NEWS CORP COM 65248E203 108690.641 4647124 SH SOLE 4647124 NII HLDGS INC COM 62913F201 8485.5857 103311 SH SOLE 103311 NOBLE CORPORATION COM G65422100 5617.7659 114550 SH SOLE 114550 NORDSTROM INC COM 655664100 6282.7245 134010 SH SOLE 134010 OPEN JT STK CO-VIMPEL COM COM 68370R109 28863.2258 1036578 SH SOLE 1036578 OPTIONSXPRESS HLDGS INC COM 684010101 5003.9802 191430 SH SOLE 191430 ORIENT-EXPRESS HOTELS LTD COM G67743107 875.6916 17080 SH SOLE 17080 OSHKOSH TRUCK CORP COM 688239201 321.6243 5190 SH SOLE 5190 PAETEC HOLDING CORP COM 695459107 296.786 23800 SH SOLE 23800 PALOMAR MED TECHNOLOGIES COM 697529303 530.7687 18630 SH SOLE 18630 PARKER DRILLING CO COM 701081101 456.9124 56270 SH SOLE 56270 PENN WEST ENERGY TR COM 707885109 746.9236 24020 SH SOLE 24020 PERFICIENT INC COM 71375U101 4025.8296 184080 SH SOLE 184080 PETRO-CDA COM 71644E102 1950.3846 33960 SH SOLE 33960 PHILLIPS VAN HEUSEN CORP COM 718592108 461.824 8800 SH SOLE 8800 POLO RALPH LAUREN CORP COM 731572103 1625.4733 20910 SH SOLE 20910 POTASH CORP SASK INC COM 73755L107 315899.5148 2955873 SH SOLE 2955873 PRECISION CASTPARTS CORP COM 740189105 170.177 1150 SH SOLE 1150 PRICE T ROWE GROUP INC COM 74144T108 5108.1726 91740 SH SOLE 91740 PROCTER & GAMBLE CO COM 742718109 6454.4337 91776 SH SOLE 91776 PSYCHIATRIC SOLUTIONS INC COM 74439H108 536.172 13650 SH SOLE 13650 QUEST RESOURCE CORP COM 748349305 481.4385 49890 SH SOLE 49890 RBC BEARINGS INC COM 75524B104 254.644 6640 SH SOLE 6640 RED ROBIN GOURMET BURGERS COM 75689M101 2570.139 59910 SH SOLE 59910 RESEARCH IN MOTION LTD COM 760975102 2569.3189 26119 SH SOLE 26119 RIO TINTO PLC COM 767204100 6860.7763 20000 SH SOLE 20000 RIVERBED TECHNOLOGY INC COM 768573107 727.8278 18020 SH SOLE 18020 RTI INTL METALS INC COM 74973W107 6993.6379 88250 SH SOLE 88250 RUDOLPH TECHNOLOGIES INC COM 781270103 370.644 26800 SH SOLE 26800 SCHWEITZER-MAUDUIT INTL I COM 808541106 3447.468 147960 SH SOLE 147960 SOCIEDAD QUIMICA MINERA D COM 833635105 69531.6143 397344 SH SOLE 397344 SONOSITE INC COM 83568G104 2261.8372 74110 SH SOLE 74110 SPIRIT AEROSYSTEMS HLDGS COM 848574109 244.1538 6270 SH SOLE 6270 SPSS INC COM 78462K102 4488.374 109100 SH SOLE 109100 STANDARD MICROSYSTEMS COR COM 853626109 3309.1146 86130 SH SOLE 86130 STERICYCLE INC COM 858912108 6365.6759 111384 SH SOLE 111384 STREETTRACKS INDEX SHS FD COM 863308888 5299.104 81600 SH SOLE 81600 SUNCOR ENERGY INC COM 867229106 2186.449 23001 SH SOLE 23001 TAIWAN SEMICONDUCTOR MFG COM 874039100 20374.8658 1996759 SH SOLE 1996759 TALISMAN ENERGY INC COM 87425E103 72157.537 3641436 SH SOLE 3641436 TEREX CORP NEW COM 880779103 332.9348 3740 SH SOLE 3740 THQ INC COM 872443403 991.2064 39680 SH SOLE 39680 TRADESTATION GROUP INC COM 89267P105 2781.6612 238360 SH SOLE 238360 ULTRA PETROLEUM CORP COM 903914109 5413.6694 87275 SH SOLE 87275 UNITED NAT FOODS INC COM 911163103 586.8632 21560 SH SOLE 21560 UNITED TECHNOLOGIES CORP COM 913017109 9849.3304 122403 SH SOLE 122403 UNIVERSAL STAINLESS & ALL COM 913837100 706.6306 17759 SH SOLE 17759 URBAN OUTFITTERS INC COM 917047102 294.736 13520 SH SOLE 13520 USEC INC COM 90333E108 51.5575 5030 SH SOLE 5030 VENTANA MED SYS INC COM 92276H106 586.7653 6830 SH SOLE 6830 VMWARE INC COM 928563402 8120.4326 95550 SH SOLE 95550 VOLCOM INC COM 92864N101 3693.2872 86860 SH SOLE 86860 WABCO HLDGS INC COM 92927K102 6674.4429 142790 SH SOLE 142790 WACHOVIA CORP NEW COM 929903102 4967.9746 99079 SH SOLE 99079 WARREN RES INC COM 93564A100 443.0382 35330 SH SOLE 35330 WD-40 CO COM 929236107 5409.483 158450 SH SOLE 158450 WEIGHT WATCHERS INTL INC COM 948626106 7649.1491 132912 SH SOLE 132912 WHOLE FOODS MKT INC COM 966837106 7470.8733 152616 SH SOLE 152616 WIMM BILL DANN FOODS OJSC COM 97263M109 104993.6796 951800 SH SOLE 951800 WYNN RESORTS LTD COM 983134107 3223.1118 20460 SH SOLE 20460 ZIMMER HLDGS INC COM 98956P102 5809.2786 71740 SH SOLE 71740 -----END PRIVACY-ENHANCED MESSAGE-----