0001549358-13-000004.txt : 20130514
0001549358-13-000004.hdr.sgml : 20130514
20130514154727
ACCESSION NUMBER: 0001549358-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Old West Investment Management, LLC
CENTRAL INDEX KEY: 0001549358
IRS NUMBER: 263225052
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15252
FILM NUMBER: 13841395
BUSINESS ADDRESS:
STREET 1: 601 SOUTH FIGUEROA STREET
STREET 2: SUITE 2250
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: (213) 943-1740
MAIL ADDRESS:
STREET 1: 601 SOUTH FIGUEROA STREET
STREET 2: SUITE 2250
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
Form13f-2013.03.31.txt
1ST QUARTER 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Old West Investment Management, LLC.
Address: 601 South Figueroa Street, Suite 2250
Los Angeles, California 90017
Form 13F File Number: 28-15252
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Chad Cook
Title: Chief Compliance Officer
Phone: (213) 943-1740
Signature, Place, and Date of Signing:
/s/ Chad Cook Los Angeles, California May 14, 2013
-------------------------------------------------------------------------------
Signature City, State Date
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
---------------
Form 13F Information Table Entry Total: 73
---------------
Form 13F Information Table Value Total: $200,840
---------------
(thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
----------------------------- --------------- --------- -------- -------- --- ---- ------- -------- ------ ------ -----
AGNICO EAGLE MINES LTD COM 008474108 624 15215 SH Sole 15215
ALERE INC COM 01449J105 755 29578 SH Sole 29578
ARC DOCUMENT SOLUTIONS INC COM 00191G103 31 10442 SH Sole 10442
AMERICAN INTL GROUP INC COM NEW 026874784 1420 36601 SH Sole 36601
ASCENT CAP GROUP INC COM SER A 043632108 5400 72546 SH Sole 72546
AUTONATION INC COM 05329W102 8155 186412 SH Sole 186412
BANK OF AMERICA CORPORATION COM 060505104 1750 143716 SH Sole 143716
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 719 6901 SH Sole 6901
BLACK DIAMOND INC COM 09202G101 715 78554 SH Sole 78554
BOULDER BRANDS INC COM 101405108 405 45135 SH Sole 45135
CINTAS CORP COM 172908105 1263 28622 SH Sole 28622
COLFAX CORP COM 194014106 5662 121667 SH Sole 121667
COMPUTER SCIENCES CORP COM 205363104 584 11876 SH Sole 11876
DEVON ENERGY CORP NEW COM 25179M103 490 8689 SH Sole 8689
DIRECTV COM 25490A309 879 15547 SH Sole 15547
EMERSON ELEC CO COM 291011104 1055 18892 SH Sole 18892
EOG RES INC COM 26875P101 1101 8603 SH Sole 8603
EXCO RESOURCES INC COM 269279402 535 75100 SH Sole 75100
FORD MTR CO DEL COM PAR $0.01 345370860 722 54914 SH Sole 54914
FURNITURE BRANDS INTL INC COM 360921100 246 246251 SH Sole 246251
GAP INC DEL COM 364760108 787 22253 SH Sole 22253
HANSEN MEDICAL INC COM 411307101 248 123698 SH Sole 123698
HESS CORP COM 42809H107 1329 18571 SH Sole 18571
HEWLETT PACKARD CO COM 428236103 1346 56476 SH Sole 56476
JPMORGAN CHASE & CO COM 46625H100 692 14599 SH Sole 14599
KINDER MORGAN INC DEL COM 49456B101 1160 30000 SH Sole 30000
LAMAR ADVERTISING CO CL A 512815101 410 8450 SH Sole 8450
LEGG MASON INC COM 524901105 657 20454 SH Sole 20454
LENNAR CORP CL A 526057104 387 9347 SH Sole 9347
LEUCADIA NATL CORP COM 527288104 11191 408018 SH Sole 408018
LIBERTY MEDIA CORP DELAWARE COM 531229102 6768 60632 SH Sole 60632
LIVE NATION ENTERTAINMENT IN COM 538034109 5509 445353 SH Sole 445353
MANNKIND CORP COM 56400p201 729 215125 SH Sole 215125
MARTIN MARIETTA MATLS INC COM 573284106 786 7712 SH Sole 7712
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1302 123184 SH Sole 123184
MASCO CORP COM 574599106 494 24409 SH Sole 24409
MBIA INC COM 55262C100 709 69094 SH Sole 69094
MCEWEN MNG INC COM 58039P107 975 341189 SH Sole 341189
MEDTRONIC INC COM 585055106 720 15340 SH Sole 15340
MICROSOFT CORP COM 594918104 590 20658 SH Sole 20658
MURPHY OIL CORP COM 626717102 1301 20424 SH Sole 20424
NEW GOLD INC CDA COM 644535106 804 88429 SH Sole 88429
OPKO HEALTH INC COM 68375N103 406 53217 SH Sole 53217
PACIFIC MERCANTILE BANCORP COM 694552100 395 67687 SH Sole 67687
PROLOR BIOTECH INC COM 74344F106 173 34234 SH Sole 34234
PROSPECT CAPITAL CORPORATION COM 74348T102 763 70000 SH Sole 70000
SANDRIDGE ENERGY INC COM 80007P307 541 102748 SH Sole 102748
SEARS HLDGS CORP COM 812350106 46547 931509 SH Sole 931509
SEARS HOMETOWN & OUTLET STOR COM 812362101 6721 166586 SH Sole 166586
SKILLED HEALTHCARE GROUP INC CL A 83066R107 978 148983 SH Sole 148983
SONIC AUTOMOTIVE INC CL A 83545G102 451 20385 SH Sole 20385
ST JOE CO COM 790148100 1034 48676 SH Sole 48676
STARWOOD PPTY TR INC COM 85571B105 1388 50000 SH Sole 50000
SYNTA PHARMACEUTICALS CORP COM 87162T206 190 22126 SH Sole 22126
TEXAS INDS INC COM 882491103 635 10062 SH Sole 10062
THERAVANCE INC COM 88338T104 388 16443 SH Sole 16443
U S G CORP COM NEW 903293405 1111 42056 SH Sole 42056
VIASAT INC COM 92552V100 461 9523 SH Sole 9523
WAL-MART STORES INC COM 931142103 3118 41680 SH Sole 41680
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 863 71153 SH Sole 71153
YAMANA GOLD INC COM 98462Y100 1030 67106 SH Sole 67106
NOVARTIS A G SPONSORED ADR 66987V109 746 10474 SH Sole 10474
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1048 26429 SH Sole 26429
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 843 28778 SH Sole 28778
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 1750 47000 SH Sole 47000
ENERGY TRANSFER PRTNRS LP UNIT LTD PARTN 29273R109 608 12000 SH Sole 12000
WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 1618 27236 SH Sole 27236
ANNALY CAP MGMT INC COM 035710409 317 20000 SH Sole 20000
PENNYMAC MTG INVT TR COM 70931T103 517 20000 SH Sole 20000
REDWOOD TR INC COM 758075402 880 37993 SH Sole 37993
WINTHROP RLTY TR SH BEN INT NEW 976391300 1087 86432 SH Sole 86432
SPDR S&P 500 ETF TR TR UNIT 78462F103 31412 200500 SH PUT Sole 200500
21416 136700 SH PUT Sole 136700