-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhoQCJ0uacNCyWpVK+D89oJTq4qt4k1hXnHHrNMg9TCDVw0MjSzgRn+edTl2UQyJ SdsE+46BenmLfhPP5ioXbA== 0001105907-10-000006.txt : 20100512 0001105907-10-000006.hdr.sgml : 20100512 20100511180712 ACCESSION NUMBER: 0001105907-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100511 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 10822146 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r13f-033110.txt MARCH 31, 2010 HOLDINGS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2010 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): []is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bard Associates Inc. Address: 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 Form 13F File Number: 28-11597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tim Johnson Title: President Phone: 312-782-9600 Signature, Place, and Date of Signing: /s/ Tim Johnson Chicago, IL MAY 11, 2010 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 173 Form 13F Information Table Value Total: $ 139,459 (thousands) List of Other Included Managers: None DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 03/31/2010 VOTING VOTING VOTING VOTING VOTING VOTING NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS) ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE ABAXIS INC ABAX COMMON 002567105 1,009 37,236 x 3,800 0 33,436 ACACIA RESH CORP ACTG COMMON 003881307 423 38,485 x 2,000 0 36,485 ADEONA PHARMA COMMON 00685T108 24 13,399 x 6,899 0 6,500 ADVANTAGE OIL & GAS A COMMON 00765F101 717 105,560 x 1,200 0 104,360 AERO GROW INTL AERO COMMON 00768M103 39 228,525 x 100,000 0 128,525 ALLIANCE RESOURCES COMMON 01877R108 1,922 45,860 x 400 0 45,460 APPLIED SIGNAL TECH A COMMON 038237103 1,044 53,385 x 2,100 0 51,285 ARGON ST STSTD COMMON 040149106 1,734 65,240 x 4,500 0 60,740 ASHFORD 8.45% D AHT-P PREFERR 044103406 785 35,475 x 0 0 35,475 ASPENBIO PHARMA INC A COMMON 045346103 843 359,515 x 20,000 0 339,515 ASTROTECH CORP ASTC COMMON 046484101 1,770 557,261 x 73,000 0 484,261 ASURE SOFTWARE INC AS COMMON 04649U102 52 21,725 x 5,500 0 16,225 ATLAS AMERICA INC COM COMMON 049298102 2,780 88,613 x 6,100 0 82,513 ATLAS PIPELINE COMMON 049392103 753 54,060 x 0 0 54,060 BAJA MINING CORP BAJ. COMMON 05709R103 275 342,000 x 48,000 0 294,000 BALCHEM CORP BCPC COMMON 057665200 2,522 102,028 x 6,662 0 95,366 IPATH DJAIG NAT GAS MUTUAL 06739H644 340 35,815 x 1,000 0 34,815 BERKSHIRE HATHAWAY BR COMMON 084670702 905 11,135 x 0 0 11,135 BOOTS & COOTS WEL COMMON 099469504 1,142 465,700 x 24,000 0 441,700 BOSTON BEER INC SAM COMMON 100557107 235 4,490 x 0 0 4,490 BOWL AMER INC BWL COMMON 102565108 490 37,695 x 0 0 37,695 BRIDGELINE SOFTWARE B COMMON 10807Q205 235 183,650 x 10,000 0 173,650 CAPITAL LEASING FDG L REAL ES 140288101 225 40,535 x 0 0 40,535 CARRIAGE SVCS 7.00% C PREFERR 14444T309 1,345 47,625 x 300 0 47,325 CASUAL MALE RETAIL GR COMMON 148711302 300 77,450 x 5,000 0 72,450 CEDAR FAIR COMMON 150185106 584 48,930 x 500 0 48,430 CE FRANKLIN LTD CFK COMMON 125151100 250 36,860 x 0 0 36,860 CELADON GROUP INC CLD COMMON 150838100 337 24,044 x 2,000 0 22,044 CGX ENERGY INC CGXEF COMMON 125405100 1,085 639,000 x 30,000 0 609,000 COGDELL SPENCER INC C REAL ES 19238U107 478 64,595 x 700 0 63,895 CONSTELLATION ENERGY COMMON 21038E101 169 48,255 x 1,500 0 46,755 CORPORATE OFF PPTYS T REAL ES 22002T108 859 21,395 x 400 0 20,995 CRIMSON EXPLORATION C COMMON 22662K207 633 211,950 x 14,000 0 197,950 CUMBERLAND PHARMACEUT COMMON 230770109 559 53,130 x 600 0 52,530 CURRENCYSHS JAPAN YEN MUTUAL 23130A102 412 3,888 x 50 0 3,838 DAKTRONICS DAKT COMMON 234264109 1,113 145,170 x 11,300 0 133,870 PS AGRI LG ETN AGF MUTUAL 25154H533 423 29,475 x 800 0 28,675 DORCHESTER MINERALS COMMON 25820R105 1,893 89,390 x 1,000 0 88,390 DHX MEDIA LTD DHX.T COMMON 252406103 473 352,800 x 40,000 0 312,800 DOUBLE EAGLE 9.25% A PREFERR 258570407 956 39,815 x 400 0 39,415 ENERGYCONNECT GROUP E COMMON 292748100 177 947,366 x 59,000 0 888,366 ENSIGN GROUP INC ENSG COMMON 29358P101 1,044 60,435 x 6,225 0 54,210 ENVIROSTAR INC EVI COMMON 29414M100 325 268,050 x 37,000 0 231,050 EVOLUTION PETROLEUM E COMMON 30049A107 2,264 479,175 x 34,400 0 444,775 EXCEL MARITIME CARRIE COMMON V3267N107 357 58,401 x 4,976 0 53,425 FID/CLAY MLP FMO COMMON 31647Q106 260 13,524 x 0 0 13,524 FID/CLAY PFD FFC PREFERR 338478100 377 24,675 x 0 0 24,675 FIRST MAJESTIC SILVER COMMON 32076V103 662 210,700 x 9,100 0 201,600 FIRST POTOMAC RLTY TR REAL ES 33610F109 557 37,090 x 0 0 37,090 FLEXIBLE SOLUTIONS FS COMMON 33938T104 710 428,575 x 14,000 0 414,575 GENERAL FINANCE CORP COMMON 369822101 258 205,574 x 6,000 0 199,574 GLACIER WATER 9.06% A PREFERR 376398202 542 23,050 x 0 0 23,050 GLADSTONE COML CORP G REAL ES 376536108 934 64,669 x 600 0 64,069 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 55,650 x 0 0 55,650 GLOBUS MARITIME GBMLF COMMON G39929107 30 32,620 x 0 0 32,620 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 600 746,000 x 0 0 746,000 GMX BONDS 32.50 5.00% CONVERT 38011MAB4 568 700,000 x 0 0 700,000 GMX RES INC 9.25% B G PREFERR 38011M405 368 16,525 x 0 0 16,525 GOLDCORP INC NEW GG COMMON 380956409 1,965 52,106 x 4,300 0 47,806 GRACE ACQUI 8.75% WGC PREFERR 982568206 16 27,080 x 0 0 27,080 GRAMERCY 8.125%A GKK- PREFERR 384871307 309 24,935 x 0 0 24,935 GRAN TIERRA ENERGY IN COMMON 38500T101 305 51,728 x 0 0 51,728 GSE SYS INC GVP COMMON 36227K106 677 125,015 x 5,000 0 120,015 H & Q LIFE SCIENCES H MUTUAL 404053100 531 51,611 x 580 0 51,031 HAIN CELESTIAL GROUP COMMON 405217100 441 25,111 x 2,300 0 22,811 HALLADOR ENERGY COMPA COMMON 40609P105 851 106,321 x 0 0 106,321 HAMPSHIRE GROUP LTD H COMMON 408859106 250 58,455 x 4,600 0 53,855 HARD CREEK NICKEL COR COMMON 411637101 63 187,950 x 0 0 187,950 HEALTH CARE REIT INC REAL ES 42217K106 1,560 34,480 x 540 0 33,940 HEARX LTD EAR COMMON 422360305 585 396,450 x 35,000 0 361,450 HENRY JACK & ASSOC JK COMMON 426281101 490 20,370 x 0 0 20,370 HILLTOP HOLD 8.25% A PREFERR 432748200 738 29,170 x 600 0 28,570 HOST MARRIOTT 8.87% E PREFERR 44107P609 341 13,500 x 0 0 13,500 HRPT PPTYS TR HRP REAL ES 40426W101 1,759 226,095 x 2,000 0 224,095 HUDSON TECHNOLOGIES I COMMON 444144109 875 336,300 x 13,000 0 323,300 ICON PUB LTD CO ICLR COMMON 45103T107 364 13,800 x 0 0 13,800 IDEX CORP IEX COMMON 45167R104 704 21,267 x 800 0 20,467 II-VI INC IIVI COMMON 902104108 4,249 125,337 x 5,500 0 119,837 IMAGE SENSING SYS INC COMMON 45244C104 754 57,540 x 4,700 0 52,840 INDIA FD INC IFN FOREIGN 454089103 346 10,985 x 0 0 10,985 INNOVARO INC INV COMMON 45777T102 103 25,315 x 2,500 0 22,815 INTELLIGROUP INC ITIG COMMON 45816A106 859 215,250 x 7,000 0 208,250 INTERNATIONAL COAL GR COMMON 45928H106 956 207,705 x 11,000 0 196,705 INTL COAL 6.10 9.00% CONVERT 45928HAD8 848 725,000 x 0 0 725,000 INTL COAL NC 10.25% 0 CONVERT 45928HAA4 631 595,000 x 0 0 595,000 ISHARES SILVER TRUST MUTUAL 46428Q109 494 28,815 x 0 0 28,815 ITERIS INC ITI COMMON 46564T107 29 14,600 x 2,400 0 12,200 J ALEXANDER CORP JAX COMMON 466096104 367 86,862 x 7,500 0 79,362 JAGUAR MNG INC JAG COMMON 47009M103 937 101,125 x 4,525 0 96,600 KAYNE ANDERSON MLP KY MUTUAL 486606106 882 32,835 x 0 0 32,835 KENSEY NASH CORP KNSY COMMON 490057106 760 32,320 x 2,400 0 29,920 KMG CHEMICALS INC KMG COMMON 482564101 2,085 118,360 x 6,500 0 111,860 KRATOS DEFENSE & SEC COMMON 50077B207 541 37,890 x 2,250 0 35,640 LAYNE CHRISTENSEN CO COMMON 521050104 524 19,550 x 2,100 0 17,450 LEXINGTON CORP 8.05% PREFERR 529043200 584 24,715 x 0 0 24,715 LEXINGTON PPTYS LXP REAL ES 529043101 304 46,737 x 782 0 45,955 LIME ENERGY CO LIME COMMON 53261U205 900 198,411 x 8,570 0 189,841 LINN ENERGY LLC LINE COMMON 536020100 215 8,350 x 0 0 8,350 LUMINA COPPER LCC.V COMMON 55025N104 527 459,800 x 44,000 0 415,800 MAC-GRAY CORP TUC COMMON 554153106 591 52,230 x 5,000 0 47,230 MAGNUM HUN RE 10.25% PREFERR 55973B201 892 35,745 x 0 0 35,745 MAGNUM HUNTER MHR COMMON 55973B102 49 16,150 x 0 0 16,150 MAGUIRE PYS 7.625%A M PREFERR 559775200 418 27,770 x 0 0 27,770 MARTEN TRANS LTD MRTN COMMON 573075108 745 37,775 x 0 0 37,775 MARTIN MIDSTREAM COMMON 573331105 1,189 38,245 x 400 0 37,845 MEDICAL PPTYS TRUST I REAL ES 58463J304 1,024 97,670 x 1,500 0 96,170 MILLER INDS INC TENN COMMON 600551204 767 61,710 x 1,000 0 60,710 MOCON INC MOCO COMMON 607494101 1,131 103,087 x 6,000 0 97,087 MONMOUTH REAL ESTATE REAL ES 609720107 1,265 150,450 x 1,000 0 149,450 MTS SYS CORP MTSC COMMON 553777103 649 22,275 x 2,850 0 19,425 MV GOLD STX ETF GDX MUTUAL 57060U100 486 10,950 x 0 0 10,950 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 1,039 40,410 x 400 0 40,010 NATURAL RES PTNRS COMMON 63900P103 959 36,580 x 0 0 36,580 NCI INC NCIT COMMON 62886K104 1,812 60,105 x 3,700 0 56,405 NEOGENOMICS INC NGNM COMMON 64049M209 785 560,600 x 55,000 0 505,600 NEOSTEM INC NBS COMMON 640650305 93 50,375 x 4,000 0 46,375 NEWMONT MNG CORP NEM COMMON 651639106 510 9,850 x 1,600 0 8,250 NGAS RESOURCES INC NG COMMON 62912T103 607 403,550 x 31,500 0 372,050 NGP CAP RES CO NGPC MUTUAL 62912R107 276 32,150 x 0 0 32,150 NORTHERN OIL & GAS NO COMMON 665531109 1,454 91,675 x 4,600 0 87,075 OMEGA NAVIGATION CL A COMMON Y6476R105 223 77,055 x 1,800 0 75,255 OPHTHALMIC IMAGING SY COMMON 683737209 688 601,800 x 43,000 0 558,800 PACIFIC OFFICE PPTY P REAL ES 694714106 223 53,125 x 2,000 0 51,125 PARAMOUNT GOLD & SILV COMMON 69924P102 503 354,750 x 26,000 0 328,750 PATRICK INDS INC PATK COMMON 703343103 111 38,116 x 0 0 38,116 PETMED EXPRESS INC PE COMMON 716382106 1,318 59,455 x 3,800 0 55,655 PICO HLDGS INC PICO COMMON 693366205 2,775 74,832 x 5,500 0 69,332 POWERSHS DB AGRICULTU MUTUAL 73936B408 604 24,922 x 0 0 24,922 PRIVATEBANC 10.00% A PREFERR 74272L208 920 37,030 x 500 0 36,530 PSIVIDA CORP PSDV COMMON 74440J101 385 93,009 x 20,000 0 73,009 PURE TECHNOLOGIES LTD COMMON 745915108 1,002 225,825 x 24,000 0 201,825 QUAKER CHEM CORP KWR COMMON 747316107 1,107 40,500 x 2,400 0 38,100 QUALSTAR CORP QBAK COMMON 74758R109 488 246,585 x 13,000 0 233,585 RAND LOGISTICS CORP R COMMON 752182105 517 101,299 x 18,592 0 82,707 RCM TECHNOLOGIES INC COMMON 749360400 354 109,885 x 12,000 0 97,885 ROYCE MICRO TRUST COMMON 780915104 1,397 170,614 x 0 0 170,614 ROYAL GOLD INC RGLD COMMON 780287108 1,054 22,650 x 1,900 0 20,750 SAN JUAN COMMON 798241105 1,655 79,400 x 800 0 78,600 SAUL CENTERS 8.00% A PREFERR 804095200 530 26,125 x 0 0 26,125 SCIENTIFIC LEARNING S COMMON 808760102 572 118,850 x 8,000 0 110,850 SEABRIDGE GOLD INC SA COMMON 811916105 2,659 107,570 x 5,200 0 102,370 SEASPAN CORP SSW COMMON Y75638109 699 69,160 x 3,500 0 65,660 SILVER WHEATON CORP S COMMON 828336107 1,731 109,432 x 5,860 0 103,572 SMARTPROS LTD SPRO COMMON 83171G103 585 186,075 x 7,000 0 179,075 SPACEHAB 5.5% CONVERT 846243AD5 1,661 1,845,000 x 12,000 0 1,833,000 SPARTON CORP SPA COMMON 847235108 782 132,625 x 6,400 0 126,225 SPORT SUPPLY GROUP RB COMMON 84916A104 1,475 109,750 x 8,000 0 101,750 STANDARD PARKING CORP COMMON 853790103 1,233 75,050 x 3,300 0 71,750 STAR BUFFET INC STRZ COMMON 855086104 311 109,335 x 12,000 0 97,335 STERICYCLE INC SRCL COMMON 858912108 3,238 59,150 x 4,400 0 54,750 STORM CAT ENERGY CORP COMMON 862168101 0 207,450 x 0 0 207,450 STRATEGIC HOTEL8.25% PREFERR 86272T502 666 36,905 x 400 0 36,505 SUNOPTA INC STKL COMMON 8676EP108 708 169,665 x 11,400 0 158,265 SYNOVIS LIFE TECH SYN COMMON 87162G105 1,686 108,720 x 5,000 0 103,720 TARGA RESOURCES COMMON 87611X105 1,456 54,935 x 1,000 0 53,935 TEAM INC TISI COMMON 878155100 1,655 99,455 x 6,000 0 93,455 TEVA PHARMACEUTICALS COMMON 881624209 259 4,110 x 0 0 4,110 TORTOISE INFRA TYG MUTUAL 89147L100 581 18,461 x 600 0 17,861 TORTOISE CAP RES TTO MUTUAL 89147N304 1,200 161,670 x 4,000 0 157,670 TYLER TECHNOLOGIES TY COMMON 902252105 1,883 100,750 x 4,500 0 96,250 U M H PROPERTIES UMH REAL ES 903002103 298 36,500 x 0 0 36,500 UROPLASTY INC UPI COMMON 917277204 552 252,406 x 20,000 0 232,406 US NATL GAS UNG MUTUAL 912318102 382 55,325 x 0 0 55,325 VANGUARD NAT RES COMMON 92205F106 1,279 53,245 x 600 0 52,645 VASCO DATA SEC INTL I COMMON 92230Y104 88 11,160 x 2,500 0 8,660 WAVE SYSTEMS CORP WAV COMMON 943526301 1,626 406,625 x 25,000 0 381,625 WCA WASTE CORP WCAA COMMON 92926K103 540 106,250 x 9,400 0 96,850 WESCORP ENERGY INC WS COMMON 95083L103 159 760,200 x 106,000 0 654,200 WESDOME GOLD MINES WD COMMON 95083R100 881 429,100 x 15,600 0 413,500 WESTPORT INNOVATIONS COMMON 960908309 1,533 92,480 x 4,200 0 88,280 WILLDAN GROUP INC WLD COMMON 96924N100 233 107,710 x 1,200 0 106,510 YAMANA GOLD INC AUY COMMON 98462Y100 846 85,410 x 5,364 0 80,046 YELLOW PAGES INCOME F COMMON 985569102 530 87,420 x 900 0 86,520 139,459 -----END PRIVACY-ENHANCED MESSAGE-----