0001144204-12-008844.txt : 20120214 0001144204-12-008844.hdr.sgml : 20120214 20120214163302 ACCESSION NUMBER: 0001144204-12-008844 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global X Management CO LLC CENTRAL INDEX KEY: 0001432354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14399 FILM NUMBER: 12610588 BUSINESS ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 MAIL ADDRESS: STREET 1: Dechert LLP STREET 2: 1775 I Street NW CITY: Washington STATE: DC ZIP: 20006 13F-HR 1 v302656_13f-hr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Global X Management Company LLC Address: 399 Park Avenue, 32nd Floor New York, NY 10022 Form 13F File Number: 028-14399 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bruno del Ama Title: CEO Phone: (212) 644-6440 Signature, Place, and Date of Signing: /s/ Bruno del Ama New York, NY February 12, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 756 Form 13F Information Table Value Total: $338,679 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Voting Authority Value Shares/ Sh/ Put/ Invstmt Other -------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- --------- ------------------ 21VIANET GROUP INC SPONSORED ADR 90138A103 42 4603 SH SOLE 4603 0 0 A123 SYS INC COM 03739T108 2920 1813797 SH SOLE 1813797 0 0 ABIOMED INC COM 003654100 3 164 SH SOLE 164 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 7 180 SH SOLE 180 0 0 ACI WORLDWIDE INC COM 004498101 4 142 SH SOLE 142 0 0 ACME PACKET INC COM 004764106 9 280 SH SOLE 280 0 0 ACORDA THERAPEUTICS INC COM 00484M106 4 168 SH SOLE 168 0 0 ACTIVISION BLIZZARD INC COM 00507V109 11 874 SH SOLE 874 0 0 ACXIOM CORP COM 005125109 4 344 SH SOLE 344 0 0 ADECOAGRO S A COM L00849106 36 4369 SH SOLE 4369 0 0 ADOBE SYS INC COM 00724F101 11 378 SH SOLE 378 0 0 ADTRAN INC COM 00738A106 8 272 SH SOLE 272 0 0 ADVANCED BATTERY TECHNOLOG I COM 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