0001422107-13-000065.txt : 20130514 0001422107-13-000065.hdr.sgml : 20130514 20130514120730 ACCESSION NUMBER: 0001422107-13-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp CENTRAL INDEX KEY: 0001491719 IRS NUMBER: 061603711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13939 FILM NUMBER: 13840178 BUSINESS ADDRESS: STREET 1: 888 7TH AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-295-6200 MAIL ADDRESS: STREET 1: 888 7TH AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 loam13f2013q1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lombard Odier Asset Management (USA) Corp Address: 888 7th Avenue 11th Floor New York, New York 10106 Form 13F File Number: 28-13939 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Laura Keeler Title: Authorized Signatory Phone: (212) 295-6145 Signature, Place, and Date of Signing: /s/ Laura Keeler --------------------------- New York, New York May 14, 2013 Laura Keeler Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 203 Form 13F Information Table Value Total: $1,854,615 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH PUT/ INVEST OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- ------- --- ---- ------ --------- ---------- --------- ----- ACTAVIS INC COM 00507K103 2,303 25,000 SH DEFINED 0 25,000 ADVANTAGE OIL & GAS LTD COM 00765F101 1,241 330,000 SH DEFINED 0 330,000 AETNA INC NEW COM 00817Y108 1,020 19,948 SH DEFINED 0 19,948 AMARIN CORP PLC SPONS ADR NEW 023111206 1,853 250,000 SH DEFINED 0 250,000 AMAZON COM INC COM 023135106 33,311 125,000 SH DEFINED 0 125,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4,305 315,400 SH DEFINED 0 315,400 AMERICAN CAP LTD COM 02503Y103 11,366 778,786 SH DEFINED 0 778,786 AMERISOURCEBERGEN CORP COM 03073E105 2,573 50,000 SH DEFINED 0 50,000 AMERISTAR CASINOS INC COM 03070Q101 3,279 125,000 SH DEFINED 0 125,000 ANACOR PHARMACEUTICALS INC COM 032420101 646 100,000 SH DEFINED 0 100,000 ANADARKO PETE CORP COM 032511107 2,624 30,000 SH CALL DEFINED 0 30,000 ANADARKO PETE CORP COM 032511107 47,759 546,125 SH DEFINED 0 546,125 ANNIES INC COM 03600T104 15,304 400,000 SH DEFINED 0 400,000 APACHE CORP COM 037411105 18,248 236,494 SH DEFINED 0 236,494 APPLE INC COM 037833100 3,099 7,000 SH DEFINED 0 7,000 AUXILIUM PHARMACEUTICALS INC COM 05334D107 6,916 400,000 SH DEFINED 0 400,000 AVIS BUDGET GROUP COM 053774105 16,960 609,430 SH DEFINED 0 609,430 BELO CORP COM SER A 080555105 8,833 898,600 SH DEFINED 0 898,600 BERRY PETE CO CL A 085789105 6,897 149,000 SH DEFINED 0 149,000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 12,768 645,500 SH DEFINED 0 645,500 BMC SOFTWARE INC COM 055921100 3,938 85,000 SH DEFINED 0 85,000 BOISE CASCADE CO DEL COM 09739D100 5,318 156,684 SH DEFINED 0 156,684 BONANZA CREEK ENERGY INC COM 097793103 387 10,000 SH DEFINED 0 10,000 BON-TON STORES INC COM 09776J101 21,052 1,619,394 SH DEFINED 0 1,619,394 BPZ RESOURCES INC COM 055639108 3,058 1,347,000 SH DEFINED 0 1,347,000 BRIGHT HORIZONS FAM SOL IN D COM 109194100 13,516 400,000 SH DEFINED 0 400,000 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 2,439 2,000,000 PRN DEFINED 0 2,000,000 BUFFALO WILD WINGS INC COM 119848109 21,883 250,000 SH DEFINED 0 250,000 CABOT OIL & GAS CORP COM 127097103 7,288 107,800 SH DEFINED 0 107,800 CAL DIVE INTL INC DEL COM 12802T101 4,443 2,468,344 SH DEFINED 0 2,468,344 CALLON PETE CO DEL COM 13123X102 945 255,491 SH DEFINED 0 255,491 CANADIAN NAT RES LTD COM 136385101 1,368 42,000 SH DEFINED 0 42,000 CANADIAN NATL RY CO COM 136375102 306 3,000 SH DEFINED 0 3,000 CANADIAN PAC RY LTD COM 13645T100 530 4,000 SH DEFINED 0 4,000 CARRIZO OIL & GAS INC NOTE 4.375% 6/0 144577AA1 2,046 2,000,000 PRN DEFINED 0 2,000,000 CARTER INC COM 146229109 22,908 400,000 SH DEFINED 0 400,000 CBS CORP NEW CL B 124857202 1,868 40,000 SH DEFINED 0 40,000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1,146 11,000 SH DEFINED 0 11,000 CHESAPEAKE ENERGY CORP COM 165167107 1,225 60,000 SH CALL DEFINED 0 60,000 CHEVRON CORP NEW COM 166764100 2,376 20,000 SH PUT DEFINED 0 20,000 CIRRUS LOGIC INC COM 172755100 1,411 62,000 SH DEFINED 0 62,000 CIT GROUP INC COM NEW 125581801 435 10,000 SH DEFINED 0 10,000 CITRIX SYS INC COM 177376100 1,443 20,000 SH DEFINED 0 20,000 COEUR D ALENE MINES CORP IDA COM NEW 192108504 189 10,000 SH DEFINED 0 10,000 COMCAST CORP NEW CL A 20030N101 3,149 75,000 SH DEFINED 0 75,000 COMMUNITY HEALTH SYS INC NEW COM 203668108 4,739 100,000 SH DEFINED 0 100,000 COMVERSE INC COM 20585P105 2,514 89,670 SH DEFINED 0 89,670 CONCHO RES INC COM 20605P101 3,410 35,000 SH DEFINED 0 35,000 CONSTELLATION BRANDS INC CL A 21036P108 1,906 40,000 SH DEFINED 0 40,000 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 1,490 37,170 SH DEFINED 0 37,170 CONTINENTAL RESOURCES INC COM 212015101 3,849 44,275 SH DEFINED 0 44,275 COPART INC COM 217204106 22,690 661,905 SH DEFINED 0 661,905 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 7,638 195,500 SH DEFINED 0 195,500 COVENTRY HEALTH CARE INC COM 222862104 6,702 142,512 SH DEFINED 0 142,512 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 6,596 3,500,000 PRN DEFINED 0 3,500,000 DELL INC COM 24702R101 5,732 400,000 SH CALL DEFINED 0 400,000 DELL INC COM 24702R101 4,299 300,000 SH DEFINED 0 300,000 DENBURY RES INC COM NEW 247916208 3,784 202,900 SH DEFINED 0 202,900 DEVON ENERGY CORP NEW COM 25179M103 1,693 30,000 SH CALL DEFINED 0 30,000 DEVON ENERGY CORP NEW COM 25179M103 11,743 208,143 SH DEFINED 0 208,143 DIAMONDBACK ENERGY INC COM 25278X109 134 5,000 SH DEFINED 0 5,000 DISH NETWORK CORP CL A 25470M109 2,274 60,000 SH DEFINED 0 60,000 DOMINOS PIZZA INC COM 25754A201 25,720 500,000 SH DEFINED 0 500,000 DRESSER-RAND GROUP INC COM 261608103 1,889 30,643 SH DEFINED 0 30,643 DRIL-QUIP INC COM 262037104 1,046 12,000 SH DEFINED 0 12,000 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 1,763 2,000,000 PRN DEFINED 0 2,000,000 E M C CORP MASS COM 268648102 3,321 139,000 SH DEFINED 0 139,000 EAGLE MATERIALS INC COM 26969P108 29,984 450,000 SH DEFINED 0 450,000 ELAN PLC ADR 284131208 2,655 225,000 SH DEFINED 0 225,000 ELONG INC SPONSORED ADR 290138205 2,914 193,212 SH DEFINED 0 193,212 ENDO HEALTH SOLUTIONS INC COM 29264F205 3,076 100,000 SH DEFINED 0 100,000 ENTROPIC COMMUNICATIONS INC COM 29384R105 2,516 619,000 SH DEFINED 0 619,000 EOG RES INC COM 26875P101 12,103 94,500 SH DEFINED 0 94,500 EQT CORP COM 26884L109 5,508 81,300 SH DEFINED 0 81,300 ERICSSON ADR B SEK 10 294821608 1,764 140,000 SH DEFINED 0 140,000 EXCO RESOURCES INC COM 269279402 357 50,000 SH CALL DEFINED 0 50,000 EXPEDIA INC DEL COM NEW 30212P303 27,005 450,000 SH DEFINED 0 450,000 EXXON MOBIL CORP COM 30231G102 3,154 35,000 SH DEFINED 0 35,000 FELCOR LODGING TR INC COM 31430F101 20,791 3,494,263 SH DEFINED 0 3,494,263 FINISAR CORP NOTE 5.000%10/1 31787AAK7 1,542 1,000,000 PRN DEFINED 0 1,000,000 FOSSIL INC COM 349882100 33,810 350,000 SH DEFINED 0 350,000 FX ENERGY INC COM 302695101 684 203,428 SH DEFINED 0 203,428 GARDNER DENVER INC COM 365558105 1,127 15,000 SH DEFINED 0 15,000 GENERAL MTRS CO COM 37045V100 22,198 797,900 SH CALL DEFINED 0 797,900 GENERAL MTRS CO COM 37045V100 6,480 232,925 SH DEFINED 0 232,925 GILEAD SCIENCES INC COM 375558103 979 20,000 SH DEFINED 0 20,000 GNC HLDGS INC COM CL A 36191G107 49,100 1,250,000 SH DEFINED 0 1,250,000 GOOGLE INC CL A 38259P508 1,985 2,500 SH DEFINED 0 2,500 GRAN TIERRA ENERGY INC COM 38500T101 13,767 2,321,600 SH DEFINED 0 2,321,600 HALCON RES CORP COM NEW 40537Q209 654 84,000 SH DEFINED 0 84,000 HALLIBURTON CO COM 406216101 1,212 30,000 SH CALL DEFINED 0 30,000 HALLIBURTON CO COM 406216101 11,348 280,823 SH DEFINED 0 280,823 HARLEY DAVIDSON INC COM 412822108 26,650 500,000 SH DEFINED 0 500,000 HCA HOLDINGS INC COM 40412C101 5,891 145,000 SH DEFINED 0 145,000 HEADWATERS INC COM 42210P102 12,864 1,180,203 SH DEFINED 0 1,180,203 HELMERICH & PAYNE INC COM 423452101 8,920 146,949 SH DEFINED 0 146,949 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 15,059 5,500,000 PRN DEFINED 0 5,500,000 HOMEAWAY INC COM 43739Q100 23,563 725,000 SH DEFINED 0 725,000 HOT TOPIC INC COM 441339108 416 30,000 SH DEFINED 0 30,000 HOWARD HUGHES CORP COM 44267D107 38,322 457,250 SH DEFINED 0 457,250 INTERPUBLIC GROUP COS INC COM 460690100 2,411 185,000 SH DEFINED 0 185,000 ISHARES TR S&P GBL ENER 464287341 280 7,000 SH DEFINED 0 7,000 ISTAR FINL INC COM 45031U101 3,594 330,000 SH DEFINED 0 330,000 JOS A BANK CLOTHIERS INC COM 480838101 3,990 100,000 SH PUT DEFINED 0 100,000 KODIAK OIL & GAS CORP COM 50015Q100 1,818 200,000 SH DEFINED 0 200,000 LAM RESEARCH CORP COM 512807108 1,949 47,000 SH DEFINED 0 47,000 LEVEL 3 COMMUNICATIONS INC NOTE 6.500%10/0 52729NBR0 2,035 1,500,000 PRN DEFINED 0 1,500,000 LIFEPOINT HOSPITALS INC COM 53219L109 2,908 60,000 SH DEFINED 0 60,000 LINN ENERGY LLC UNIT LTD LIAB 536020100 2,658 70,000 SH PUT DEFINED 0 70,000 LINNCO LLC COMSHS LTD INT 535782106 4,881 125,000 SH PUT DEFINED 0 125,000 MADISON SQUARE GARDEN CO CL A 55826P100 2,880 50,000 SH DEFINED 0 50,000 MARATHON PETE CORP COM 56585A102 5,107 57,000 SH DEFINED 0 57,000 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 26,819 625,000 SH DEFINED 0 625,000 MARTIN MARIETTA MATLS INC COM 573284106 5,101 50,000 SH DEFINED 0 50,000 MASTEC INC COM 576323109 437 15,000 SH DEFINED 0 15,000 MDU RES GROUP INC COM 552690109 6,306 252,341 SH DEFINED 0 252,341 MERCK & CO INC NEW COM 58933Y105 4,420 100,000 SH DEFINED 0 100,000 METALS USA HLDGS CORP COM 59132A104 3,098 150,000 SH DEFINED 0 150,000 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 1,148 1,000,000 PRN DEFINED 0 1,000,000 MIDSTATES PETE CO INC COM 59804T100 1,197 139,966 SH DEFINED 0 139,966 MOVADO GROUP INC COM 624580106 20,112 600,000 SH DEFINED 0 600,000 NATIONAL FINL PARTNERS CORP COM 63607P208 561 25,000 SH DEFINED 0 25,000 NEWFIELD EXPL CO COM 651290108 998 44,500 SH DEFINED 0 44,500 NEWS CORP CL A 65248E104 1,007 33,000 SH DEFINED 0 33,000 NOBLE ENERGY INC COM 655044105 23,023 199,055 SH DEFINED 0 199,055 NORFOLK SOUTHERN CORP COM 655844108 385 5,000 SH DEFINED 0 5,000 NORTEK INC COM NEW 656559309 28,000 392,372 SH DEFINED 0 392,372 NYSE EURONEXT COM 629491101 5,885 152,315 SH DEFINED 0 152,315 OBAGI MEDICAL PRODUCTS INC COM 67423R108 1,975 100,000 SH DEFINED 0 100,000 OCCIDENTAL PETE CORP DEL COM 674599105 21,058 268,701 SH DEFINED 0 268,701 OFFICE DEPOT INC COM 676220106 1,113 283,261 SH DEFINED 0 283,261 ONYX PHARMACEUTICALS INC COM 683399109 5,776 65,000 SH DEFINED 0 65,000 OWENS CORNING NEW COM 690742101 29,573 750,000 SH DEFINED 0 750,000 PANERA BREAD CO CL A 69840W108 49,572 300,000 SH DEFINED 0 300,000 PEABODY ENERGY CORP COM 704549104 10,575 500,000 SH DEFINED 0 500,000 PENN VA CORP COM 707882106 101 25,000 SH DEFINED 0 25,000 PEREGRINE SEMICONDUCTOR CORP COM 71366R703 977 100,000 SH DEFINED 0 100,000 PFIZER INC COM 717081103 4,329 150,000 SH DEFINED 0 150,000 PHARMERICA CORP COM 71714F104 420 30,000 SH DEFINED 0 30,000 PHH CORP COM NEW 693320202 10,178 463,500 SH DEFINED 0 463,500 PHILLIPS 66 COM 718546104 7,977 114,000 SH DEFINED 0 114,000 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 10,877 5,000,000 PRN DEFINED 0 5,000,000 PLAINS EXPL& PRODTN CO COM 726505100 4,747 100,000 SH DEFINED 0 100,000 PRICELINE COM INC COM NEW 741503403 1,032 1,500 SH DEFINED 0 1,500 PULTE GROUP INC COM 745867101 7,286 360,000 SH DEFINED 0 360,000 QEP RES INC COM 74733V100 1,926 60,500 SH DEFINED 0 60,500 QUALCOMM INC COM 747525103 4,552 68,000 SH DEFINED 0 68,000 QUESTAR CORP COM 748356102 8,681 356,800 SH DEFINED 0 356,800 RALPH LAUREN CORP CL A 751212101 8,466 50,000 SH DEFINED 0 50,000 RANGE RES CORP COM 75281A109 4,830 59,600 SH DEFINED 0 59,600 REALOGY HLDGS CORP COM 75605Y106 34,750 711,500 SH DEFINED 0 711,500 REGENERON PHARMACEUTICALS COM 75886F107 5,292 30,000 SH DEFINED 0 30,000 REPROS THERAPEUTICS INC COM NEW 76028H209 6,440 400,000 SH DEFINED 0 400,000 RESPONSYS INC COM 761248103 1,549 175,000 SH DEFINED 0 175,000 SALIX PHARMACEUTICALS INC COM 795435106 10,236 200,000 SH DEFINED 0 200,000 SANCHEZ ENERGY CORP COM 79970Y105 598 30,000 SH DEFINED 0 30,000 SANDISK CORP COM 80004C101 1,374 25,000 SH DEFINED 0 25,000 SANOFI RIGHT 12/31/2020 80105N113 537 300,000 SH DEFINED 0 300,000 SBA COMMUNICATIONS CORP COM 78388J106 504 7,000 SH DEFINED 0 7,000 SCHLUMBERGER LTD COM 806857108 1,498 20,000 SH CALL DEFINED 0 20,000 SCHLUMBERGER LTD COM 806857108 11,166 149,103 SH DEFINED 0 149,103 SEALED AIR CORP NEW COM 81211K100 14,225 590,000 SH DEFINED 0 590,000 SHERWIN WILLIAMS CO COM 824348106 25,334 150,000 SH DEFINED 0 150,000 SILICON IMAGE INC COM 82705T102 1,861 383,000 SH DEFINED 0 383,000 SINCLAIR BROADCAST GROUP INC CL A 829226109 17,204 850,000 SH DEFINED 0 850,000 SIRIUS XM RADIO INC COM 82967N108 3,373 1,095,000 SH DEFINED 0 1,095,000 SM ENERGY CO COM 78454L100 5,016 84,700 SH DEFINED 0 84,700 SOUTHWESTERN ENERGY CO COM 845467109 1,490 40,000 SH CALL DEFINED 0 40,000 SOUTHWESTERN ENERGY CO COM 845467109 7,130 191,351 SH DEFINED 0 191,351 SPANSION INC COM CL A NEW 84649R200 5 371 SH DEFINED 0 371 SPDR S&P 500 ETF TR TR UNIT 78462F103 235,005 1,500,000 SH PUT DEFINED 0 1,500,000 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2,420 40,000 SH PUT DEFINED 0 40,000 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 2,398 2,000,000 PRN DEFINED 0 2,000,000 STONE ENERGY CORP COM 861642106 870 40,000 SH DEFINED 0 40,000 SUPERVALU INC COM 868536103 4,463 885,500 SH CALL DEFINED 0 885,500 SUPERVALU INC COM 868536103 16,642 3,302,034 SH DEFINED 0 3,302,034 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,955 183,000 SH DEFINED 0 183,000 TALISMAN ENERGY INC COM 87425E103 3,912 315,000 SH DEFINED 0 315,000 TEMPUR PEDIC INTL INC COM 88023U101 26,180 527,500 SH DEFINED 0 527,500 TENET HEALTHCARE CORP COM NEW 88033G407 2,379 50,000 SH DEFINED 0 50,000 TESORO CORP COM 881609101 23,221 396,600 SH DEFINED 0 396,600 TEXAS ROADHOUSE INC COM 882681109 11,105 550,000 SH DEFINED 0 550,000 TGC INDS INC COM NEW 872417308 545 55,000 SH DEFINED 0 55,000 TIME WARNER INC COM NEW 887317303 1,037 18,000 SH DEFINED 0 18,000 TIVO INC COM 888706108 4,895 395,057 SH DEFINED 0 395,057 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7,487 72,940 SH DEFINED 0 72,940 TRIPADVISOR INC COM 896945201 9,191 175,000 SH DEFINED 0 175,000 UNDER ARMOUR INC CL A 904311107 11,520 225,000 SH DEFINED 0 225,000 URBAN OUTFITTERS INC COM 917047102 15,496 400,000 SH DEFINED 0 400,000 VALERO ENERGY CORP NEW COM 91913Y100 3,740 90,000 SH CALL DEFINED 0 90,000 VALERO ENERGY CORP NEW COM 91913Y100 16,877 371,000 SH DEFINED 0 371,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 10,402 7,000,000 PRN DEFINED 0 7,000,000 VERSO PAPER CORP COM 92531L108 1,816 1,375,721 SH DEFINED 0 1,375,721 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 12,148 400,000 SH DEFINED 0 400,000 VIRGIN MEDIA INC COM 92769L101 7,519 153,550 SH DEFINED 0 153,550 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 9,277 3,500,000 PRN DEFINED 0 3,500,000 VIROPHARMA INC COM 928241108 10,819 430,000 SH DEFINED 0 430,000 WALGREEN CO COM 931422109 1,192 25,000 SH DEFINED 0 25,000 WALTER ENERGY INC COM 93317Q105 12,386 434,600 SH DEFINED 0 434,600 WHITING PETE CORP NEW COM 966387102 4,870 95,800 SH DEFINED 0 95,800 WHOLE FOODS MKT INC COM 966837106 32,531 375,000 SH DEFINED 0 375,000 WMS INDS INC COM 929297109 252 10,000 SH DEFINED 0 10,000 WPX ENERGY INC COM 98212B103 1,161 72,500 SH DEFINED 0 72,500