The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 1 | 100,000 | SH | DFND | Compagnie Lombard, Odier SCA | 100,000 | 0 | 0 | |
| ATMEL CORP | COM | 049513104 | 197 | 20,000 | SH | DFND | Compagnie Lombard, Odier SCA | 20,000 | 0 | 0 | |
| ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 210 | 50,000 | SH | DFND | Compagnie Lombard, Odier SCA | 50,000 | 0 | 0 | |
| CAMPBELL SOUP CO | COM | 134429109 | 238 | 5,000 | SH | DFND | Compagnie Lombard, Odier SCA | 5,000 | 0 | 0 | |
| RTI INTL METALS INC | COM | 74973W107 | 241 | 7,647 | SH | DFND | Compagnie Lombard, Odier SCA | 7,647 | 0 | 0 | |
| LINNCO LLC | COM SHS LTD INT | 535782106 | 241 | 25,500 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 25,500 | 0 | 0 |
| JOHNSON CTLS INC | COM | 478366107 | 248 | 5,000 | SH | DFND | Compagnie Lombard, Odier SCA | 5,000 | 0 | 0 | |
| AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | 267 | 5,000 | SH | DFND | Compagnie Lombard, Odier SCA | 5,000 | 0 | 0 | |
| MYLAN N V | SHS EURO | N59465109 | 271 | 4,000 | SH | DFND | Compagnie Lombard, Odier SCA | 4,000 | 0 | 0 | |
| MORGANS HOTEL GROUP CO | COM | 61748W108 | 303 | 45,000 | SH | DFND | Compagnie Lombard, Odier SCA | 45,000 | 0 | 0 | |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 314 | 104,003 | SH | DFND | Compagnie Lombard, Odier SCA | 104,003 | 0 | 0 | |
| MACERICH CO | COM | 554382101 | 373 | 5,000 | SH | DFND | Compagnie Lombard, Odier SCA | 5,000 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 383 | 2,000 | SH | DFND | Compagnie Lombard, Odier SCA | 2,000 | 0 | 0 | |
| M & T BK CORP | COM | 55261F104 | 420 | 3,361 | SH | DFND | Compagnie Lombard, Odier SCA | 3,361 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 455 | 1,500 | SH | DFND | Compagnie Lombard, Odier SCA | 1,500 | 0 | 0 | |
| ANTHEM INC | COM | 036752103 | 492 | 3,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 3,000 | 0 | 0 |
| OFFICE DEPOT INC | COM | 676220106 | 520 | 60,000 | SH | DFND | Compagnie Lombard, Odier SCA | 60,000 | 0 | 0 | |
| FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 530 | 51,658 | SH | DFND | Compagnie Lombard, Odier SCA | 51,658 | 0 | 0 | |
| SQUARE 1 FINL INC | CL A | 85223W101 | 547 | 20,000 | SH | DFND | Compagnie Lombard, Odier SCA | 20,000 | 0 | 0 | |
| VIRTU FINL INC | CL A | 928254101 | 606 | 25,829 | SH | DFND | Compagnie Lombard, Odier SCA | 25,829 | 0 | 0 | |
| BAKER HUGHES INC | COM | 057224107 | 617 | 10,000 | SH | DFND | Compagnie Lombard, Odier SCA | 10,000 | 0 | 0 | |
| MARTHA STEWART LIVING OMNIME | CL A | 573083102 | 624 | 100,000 | SH | DFND | Compagnie Lombard, Odier SCA | 100,000 | 0 | 0 | |
| EPIRUS BIOPHARMACEUTICALS IN | COM | 29428P107 | 724 | 126,807 | SH | DFND | Compagnie Lombard, Odier SCA | 126,807 | 0 | 0 | |
| PERRIGO CO PLC | SHS | G97822103 | 739 | 4,000 | SH | DFND | Compagnie Lombard, Odier SCA | 4,000 | 0 | 0 | |
| TOWERS WATSON & CO | CL A | 891894107 | 755 | 6,000 | SH | DFND | Compagnie Lombard, Odier SCA | 6,000 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 846 | 97,700 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 97,700 | 0 | 0 |
| BALL CORP | COM | 058498106 | 877 | 12,500 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 12,500 | 0 | 0 |
| CIGNA CORPORATION | COM | 125509109 | 972 | 6,000 | SH | DFND | Compagnie Lombard, Odier SCA | 6,000 | 0 | 0 | |
| ATLAS ENERGY GROUP LLC | COM | 04929Q102 | 1,122 | 224,442 | SH | DFND | Compagnie Lombard, Odier SCA | 224,442 | 0 | 0 | |
| ONCOTHYREON INC | COM | 682324108 | 1,122 | 300,000 | SH | DFND | Compagnie Lombard, Odier SCA | 300,000 | 0 | 0 | |
| KROGER CO | COM | 501044101 | 1,280 | 35,300 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 35,300 | 0 | 0 |
| HOSPIRA INC | COM | 441060100 | 1,331 | 15,000 | SH | DFND | Compagnie Lombard, Odier SCA | 15,000 | 0 | 0 | |
| DERMIRA INC | COM | 24983L104 | 1,368 | 77,915 | SH | DFND | Compagnie Lombard, Odier SCA | 77,915 | 0 | 0 | |
| CORIUM INTL INC | COM | 21887L107 | 1,369 | 100,000 | SH | DFND | Compagnie Lombard, Odier SCA | 100,000 | 0 | 0 | |
| SIGMA ALDRICH CORP | COM | 826552101 | 1,394 | 10,000 | SH | DFND | Compagnie Lombard, Odier SCA | 10,000 | 0 | 0 | |
| KYTHERA BIOPHARMACEUTICALS I | COM | 501570105 | 1,506 | 20,000 | SH | DFND | Compagnie Lombard, Odier SCA | 20,000 | 0 | 0 | |
| DEALERTRACK TECHNOLOGIES INC | COM | 242309102 | 1,570 | 25,000 | SH | DFND | Compagnie Lombard, Odier SCA | 25,000 | 0 | 0 | |
| MIRATI THERAPEUTICS INC | COM | 60468T105 | 1,596 | 50,722 | SH | DFND | Compagnie Lombard, Odier SCA | 50,722 | 0 | 0 | |
| FLEX PHARMA INC | COM | 33938A105 | 1,777 | 103,318 | SH | DFND | Compagnie Lombard, Odier SCA | 103,318 | 0 | 0 | |
| FATE THERAPEUTICS INC | COM | 31189P102 | 1,976 | 305,481 | SH | DFND | Compagnie Lombard, Odier SCA | 305,481 | 0 | 0 | |
| SCORPIO BULKERS INC | SHS | Y7546A106 | 1,989 | 1,220,552 | SH | DFND | Compagnie Lombard, Odier SCA | 1,220,552 | 0 | 0 | |
| CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,996 | 742,126 | SH | DFND | Compagnie Lombard, Odier SCA | 742,126 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 2,080 | 1,000,000 | SH | DFND | Compagnie Lombard, Odier SCA | 1,000,000 | 0 | 0 | |
| WINGSTOP INC | COM | 974155103 | 2,161 | 76,084 | SH | DFND | Compagnie Lombard, Odier SCA | 76,084 | 0 | 0 | |
| COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 2,230 | 125,000 | SH | DFND | Compagnie Lombard, Odier SCA | 125,000 | 0 | 0 | |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2,260 | 17,000 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 17,000 | 0 | 0 |
| TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 2,828 | 315,259 | SH | DFND | Compagnie Lombard, Odier SCA | 315,259 | 0 | 0 | |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | 2,908 | 97,097 | SH | DFND | Compagnie Lombard, Odier SCA | 97,097 | 0 | 0 | |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 2,914 | 79,152 | SH | DFND | Compagnie Lombard, Odier SCA | 79,152 | 0 | 0 | |
| CIT GROUP INC | COM NEW | 125581801 | 2,922 | 62,855 | SH | DFND | Compagnie Lombard, Odier SCA | 62,855 | 0 | 0 | |
| ZIONS BANCORPORATION | COM | 989701107 | 2,940 | 92,630 | SH | DFND | Compagnie Lombard, Odier SCA | 92,630 | 0 | 0 | |
| ZOSANO PHARMA CORP | COM | 98979H103 | 2,996 | 413,272 | SH | DFND | Compagnie Lombard, Odier SCA | 413,272 | 0 | 0 | |
| ALTERA CORP | COM | 021441100 | 3,093 | 60,415 | SH | DFND | Compagnie Lombard, Odier SCA | 60,415 | 0 | 0 | |
| RENTECH INC | COM | 760112102 | 3,110 | 2,906,353 | SH | DFND | Compagnie Lombard, Odier SCA | 2,906,353 | 0 | 0 | |
| AT&T INC | COM | 00206R102 | 3,197 | 90,000 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 90,000 | 0 | 0 |
| SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 3,302 | 233,851 | SH | DFND | Compagnie Lombard, Odier SCA | 233,851 | 0 | 0 | |
| TJX COS INC NEW | COM | 872540109 | 3,308 | 50,000 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 50,000 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 | 3,308 | 50,000 | SH | DFND | Compagnie Lombard, Odier SCA | 50,000 | 0 | 0 | |
| DINEEQUITY INC | COM | 254423106 | 3,537 | 35,699 | SH | DFND | Compagnie Lombard, Odier SCA | 35,699 | 0 | 0 | |
| ZAFGEN INC | COM | 98885E103 | 3,554 | 102,641 | SH | DFND | Compagnie Lombard, Odier SCA | 102,641 | 0 | 0 | |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 | 3,607 | 140,000 | SH | DFND | Compagnie Lombard, Odier SCA | 140,000 | 0 | 0 | |
| MILACRON HLDGS CORP | COM | 59870L106 | 3,739 | 190,000 | SH | DFND | Compagnie Lombard, Odier SCA | 190,000 | 0 | 0 | |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 3,780 | 150,000 | SH | DFND | Compagnie Lombard, Odier SCA | 150,000 | 0 | 0 | |
| BROADCOM CORP | CL A | 111320107 | 3,862 | 75,000 | SH | DFND | Compagnie Lombard, Odier SCA | 75,000 | 0 | 0 | |
| FIFTH THIRD BANCORP | COM | 316773100 | 3,864 | 185,577 | SH | DFND | Compagnie Lombard, Odier SCA | 185,577 | 0 | 0 | |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | 3,903 | 345,117 | SH | DFND | Compagnie Lombard, Odier SCA | 345,117 | 0 | 0 | |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 4,210 | 507,223 | SH | DFND | Compagnie Lombard, Odier SCA | 507,223 | 0 | 0 | |
| DRESSER-RAND GROUP INC | COM | 261608103 | 4,259 | 50,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 50,000 | 0 | 0 |
| CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 4,282 | 25,000 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 25,000 | 0 | 0 |
| SUNEDISON SEMICONDUCTOR LTD | SHS | Y8213L102 | 4,318 | 250,000 | SH | DFND | Compagnie Lombard, Odier SCA | 250,000 | 0 | 0 | |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 4,392 | 33,035 | SH | DFND | Compagnie Lombard, Odier SCA | 33,035 | 0 | 0 | |
| LAUDER ESTEE COS INC | CL A | 518439104 | 4,396 | 50,722 | SH | DFND | Compagnie Lombard, Odier SCA | 50,722 | 0 | 0 | |
| LIPOCINE INC NEW | COM | 53630X104 | 4,433 | 516,590 | SH | DFND | Compagnie Lombard, Odier SCA | 516,590 | 0 | 0 | |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | 4,658 | 115,711 | SH | DFND | Compagnie Lombard, Odier SCA | 115,711 | 0 | 0 | |
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 4,658 | 396,055 | SH | DFND | Compagnie Lombard, Odier SCA | 396,055 | 0 | 0 | |
| SYNERGY RES CORP | COM | 87164P103 | 4,677 | 409,129 | SH | DFND | Compagnie Lombard, Odier SCA | 409,129 | 0 | 0 | |
| ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | 4,699 | 30,426 | SH | DFND | Compagnie Lombard, Odier SCA | 30,426 | 0 | 0 | |
| TRINSEO S A | SHS | L9340P101 | 4,737 | 176,492 | SH | DFND | Compagnie Lombard, Odier SCA | 176,492 | 0 | 0 | |
| CALLON PETE CO DEL | COM | 13123X102 | 4,745 | 570,251 | SH | DFND | Compagnie Lombard, Odier SCA | 570,251 | 0 | 0 | |
| WL ROSS HLDG CORP | UNIT 06/11/2019 | 92939D203 | 4,782 | 420,573 | SH | DFND | Compagnie Lombard, Odier SCA | 420,573 | 0 | 0 | |
| CRITEO S A | SPONS ADS | 226718104 | 4,836 | 101,445 | SH | DFND | Compagnie Lombard, Odier SCA | 101,445 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 4,853 | 285,132 | SH | DFND | Compagnie Lombard, Odier SCA | 285,132 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,855 | 23,254 | SH | DFND | Compagnie Lombard, Odier SCA | 23,254 | 0 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 4,871 | 88,173 | SH | DFND | Compagnie Lombard, Odier SCA | 88,173 | 0 | 0 | |
| MORGAN STANLEY | COM NEW | 617446448 | 4,878 | 125,764 | SH | DFND | Compagnie Lombard, Odier SCA | 125,764 | 0 | 0 | |
| SCHWAB CHARLES CORP NEW | COM | 808513105 | 4,887 | 149,659 | SH | DFND | Compagnie Lombard, Odier SCA | 149,659 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 4,891 | 72,186 | SH | DFND | Compagnie Lombard, Odier SCA | 72,186 | 0 | 0 | |
| MAXLINEAR INC | CL A | 57776J100 | 4,893 | 404,336 | SH | DFND | Compagnie Lombard, Odier SCA | 404,336 | 0 | 0 | |
| RANGE RES CORP | COM | 75281A109 | 4,906 | 99,357 | SH | DFND | Compagnie Lombard, Odier SCA | 99,357 | 0 | 0 | |
| QUALYS INC | COM | 74758T303 | 4,915 | 121,806 | SH | DFND | Compagnie Lombard, Odier SCA | 121,806 | 0 | 0 | |
| PDC ENERGY INC | COM | 69327R101 | 4,934 | 91,982 | SH | DFND | Compagnie Lombard, Odier SCA | 91,982 | 0 | 0 | |
| ZOGENIX INC | COM | 98978L105 | 5,112 | 3,042,607 | SH | DFND | Compagnie Lombard, Odier SCA | 3,042,607 | 0 | 0 | |
| LOWES COS INC | COM | 548661107 | 5,120 | 76,444 | SH | DFND | Compagnie Lombard, Odier SCA | 76,444 | 0 | 0 | |
| TRANSDIGM GROUP INC | COM | 893641100 | 5,144 | 22,896 | SH | DFND | Compagnie Lombard, Odier SCA | 22,896 | 0 | 0 | |
| CABOT OIL & GAS CORP | COM | 127097103 | 5,149 | 163,242 | SH | DFND | Compagnie Lombard, Odier SCA | 163,242 | 0 | 0 | |
| BURLINGTON STORES INC | COM | 122017106 | 5,194 | 101,444 | SH | DFND | Compagnie Lombard, Odier SCA | 101,444 | 0 | 0 | |
| ATWOOD OCEANICS INC | COM | 050095108 | 5,229 | 197,788 | SH | DFND | Compagnie Lombard, Odier SCA | 197,788 | 0 | 0 | |
| UNITED CONTL HLDGS INC | COM | 910047109 | 5,301 | 100,000 | SH | DFND | Compagnie Lombard, Odier SCA | 100,000 | 0 | 0 | |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 5,314 | 65,000 | SH | DFND | Compagnie Lombard, Odier SCA | 65,000 | 0 | 0 | |
| QORVO INC | COM | 74736K101 | 5,376 | 66,969 | SH | DFND | Compagnie Lombard, Odier SCA | 66,969 | 0 | 0 | |
| CTI BIOPHARMA CORP | COM | 12648L106 | 5,398 | 2,768,341 | SH | DFND | Compagnie Lombard, Odier SCA | 2,768,341 | 0 | 0 | |
| CIENA CORP | COM NEW | 171779309 | 5,423 | 229,014 | SH | DFND | Compagnie Lombard, Odier SCA | 229,014 | 0 | 0 | |
| STARBUCKS CORP | COM | 855244109 | 5,487 | 102,335 | SH | DFND | Compagnie Lombard, Odier SCA | 102,335 | 0 | 0 | |
| KROGER CO | COM | 501044101 | 5,543 | 76,446 | SH | DFND | Compagnie Lombard, Odier SCA | 76,446 | 0 | 0 | |
| SKECHERS U S A INC | CL A | 830566105 | 5,569 | 50,722 | SH | DFND | Compagnie Lombard, Odier SCA | 50,722 | 0 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 5,611 | 32,114 | SH | DFND | Compagnie Lombard, Odier SCA | 32,114 | 0 | 0 | |
| EQT CORP | COM | 26884L109 | 5,671 | 69,716 | SH | DFND | Compagnie Lombard, Odier SCA | 69,716 | 0 | 0 | |
| PAPA JOHNS INTL INC | COM | 698813102 | 5,671 | 75,000 | SH | DFND | Compagnie Lombard, Odier SCA | 75,000 | 0 | 0 | |
| IGATE CORP | COM | 45169U105 | 5,723 | 120,000 | SH | DFND | Compagnie Lombard, Odier SCA | 120,000 | 0 | 0 | |
| HCC INS HLDGS INC | COM | 404132102 | 5,763 | 75,000 | SH | DFND | Compagnie Lombard, Odier SCA | 75,000 | 0 | 0 | |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | 5,843 | 50,362 | SH | DFND | Compagnie Lombard, Odier SCA | 50,362 | 0 | 0 | |
| HERON THERAPEUTICS INC | COM | 427746102 | 5,920 | 190,000 | SH | DFND | Compagnie Lombard, Odier SCA | 190,000 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 5,973 | 130,609 | SH | DFND | Compagnie Lombard, Odier SCA | 130,609 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,977 | 60,866 | SH | DFND | Compagnie Lombard, Odier SCA | 60,866 | 0 | 0 | |
| RUCKUS WIRELESS INC | COM | 781220108 | 6,037 | 583,768 | SH | DFND | Compagnie Lombard, Odier SCA | 583,768 | 0 | 0 | |
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 6,117 | 507,224 | SH | DFND | Compagnie Lombard, Odier SCA | 507,224 | 0 | 0 | |
| QLIK TECHNOLOGIES INC | COM | 74733T105 | 6,184 | 176,894 | SH | DFND | Compagnie Lombard, Odier SCA | 176,894 | 0 | 0 | |
| NETFLIX INC | COM | 64110L106 | 6,191 | 9,423 | SH | DFND | Compagnie Lombard, Odier SCA | 9,423 | 0 | 0 | |
| GOOGLE INC | CL A | 38259P508 | 6,208 | 11,495 | SH | DFND | Compagnie Lombard, Odier SCA | 11,495 | 0 | 0 | |
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 6,232 | 976,756 | SH | DFND | Compagnie Lombard, Odier SCA | 976,756 | 0 | 0 | |
| DOMINOS PIZZA INC | COM | 25754A201 | 6,327 | 55,794 | SH | DFND | Compagnie Lombard, Odier SCA | 55,794 | 0 | 0 | |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | 6,542 | 62,841 | SH | DFND | Compagnie Lombard, Odier SCA | 62,841 | 0 | 0 | |
| OMNICARE INC | COM | 681904108 | 6,598 | 70,000 | SH | DFND | Compagnie Lombard, Odier SCA | 70,000 | 0 | 0 | |
| SYSCO CORP | COM | 871829107 | 6,763 | 187,343 | SH | DFND | Compagnie Lombard, Odier SCA | 187,343 | 0 | 0 | |
| INFORMATICA CORP | COM | 45666Q102 | 6,786 | 140,000 | SH | DFND | Compagnie Lombard, Odier SCA | 140,000 | 0 | 0 | |
| CASEYS GEN STORES INC | COM | 147528103 | 6,799 | 71,012 | SH | DFND | Compagnie Lombard, Odier SCA | 71,012 | 0 | 0 | |
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 6,825 | 314,495 | SH | DFND | Compagnie Lombard, Odier SCA | 314,495 | 0 | 0 | |
| EXPEDIA INC DEL | COM NEW | 30212P303 | 6,871 | 62,834 | SH | DFND | Compagnie Lombard, Odier SCA | 62,834 | 0 | 0 | |
| JD COM INC | SPON ADR CL A | 47215P106 | 6,919 | 202,891 | SH | DFND | Compagnie Lombard, Odier SCA | 202,891 | 0 | 0 | |
| DIRECTV | COM | 25490A309 | 6,927 | 74,654 | SH | DFND | Compagnie Lombard, Odier SCA | 74,654 | 0 | 0 | |
| DIRECTV | COM | 25490A309 | 6,959 | 75,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 75,000 | 0 | 0 |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 7,027 | 300,000 | SH | DFND | Compagnie Lombard, Odier SCA | 300,000 | 0 | 0 | |
| OMNICARE INC | COM | 681904108 | 7,069 | 75,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 75,000 | 0 | 0 |
| FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 7,098 | 335,000 | SH | DFND | Compagnie Lombard, Odier SCA | 335,000 | 0 | 0 | |
| PIERIS PHARMACEUTICALS INC | COM | 720795103 | 7,125 | 2,590,909 | SH | DFND | Compagnie Lombard, Odier SCA | 2,590,909 | 0 | 0 | |
| ANN INC | COM | 035623107 | 7,160 | 148,271 | SH | DFND | Compagnie Lombard, Odier SCA | 148,271 | 0 | 0 | |
| CITY NATL CORP | COM | 178566105 | 7,231 | 80,000 | SH | DFND | Compagnie Lombard, Odier SCA | 80,000 | 0 | 0 | |
| T MOBILE US INC | COM | 872590104 | 7,298 | 188,231 | SH | DFND | Compagnie Lombard, Odier SCA | 188,231 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 7,352 | 58,619 | SH | DFND | Compagnie Lombard, Odier SCA | 58,619 | 0 | 0 | |
| MASONITE INTL CORP NEW | COM | 575385109 | 7,435 | 106,041 | SH | DFND | Compagnie Lombard, Odier SCA | 106,041 | 0 | 0 | |
| HONEYWELL INTL INC | COM | 438516106 | 7,487 | 73,426 | SH | DFND | Compagnie Lombard, Odier SCA | 73,426 | 0 | 0 | |
| ANALOG DEVICES INC | COM | 032654105 | 7,798 | 121,499 | SH | DFND | Compagnie Lombard, Odier SCA | 121,499 | 0 | 0 | |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 7,923 | 228,919 | SH | DFND | Compagnie Lombard, Odier SCA | 228,919 | 0 | 0 | |
| REVANCE THERAPEUTICS INC | COM | 761330109 | 7,995 | 250,000 | SH | DFND | Compagnie Lombard, Odier SCA | 250,000 | 0 | 0 | |
| RSP PERMIAN INC | COM | 74978Q105 | 8,048 | 286,322 | SH | DFND | Compagnie Lombard, Odier SCA | 286,322 | 0 | 0 | |
| INFINERA CORPORATION | COM | 45667G103 | 8,438 | 402,153 | SH | DFND | Compagnie Lombard, Odier SCA | 402,153 | 0 | 0 | |
| ASHLAND INC NEW | COM | 044209104 | 8,440 | 69,235 | SH | DFND | Compagnie Lombard, Odier SCA | 69,235 | 0 | 0 | |
| EXTERRAN HLDGS INC | COM | 30225X103 | 8,603 | 263,464 | SH | DFND | Compagnie Lombard, Odier SCA | 263,464 | 0 | 0 | |
| AFFIMED N V | COM | N01045108 | 8,755 | 650,000 | SH | DFND | Compagnie Lombard, Odier SCA | 650,000 | 0 | 0 | |
| RICE ENERGY INC | COM | 762760106 | 8,761 | 420,605 | SH | DFND | Compagnie Lombard, Odier SCA | 420,605 | 0 | 0 | |
| SCHLUMBERGER LTD | COM | 806857108 | 8,779 | 101,848 | SH | DFND | Compagnie Lombard, Odier SCA | 101,848 | 0 | 0 | |
| HOSPIRA INC | COM | 441060100 | 8,871 | 100,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 100,000 | 0 | 0 |
| CITRIX SYS INC | COM | 177376100 | 8,892 | 126,734 | SH | DFND | Compagnie Lombard, Odier SCA | 126,734 | 0 | 0 | |
| PALL CORP | COM | 696429307 | 9,023 | 72,500 | SH | DFND | Compagnie Lombard, Odier SCA | 72,500 | 0 | 0 | |
| CATAMARAN CORP | COM | 148887102 | 9,467 | 155,000 | SH | DFND | Compagnie Lombard, Odier SCA | 155,000 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 9,563 | 111,497 | SH | DFND | Compagnie Lombard, Odier SCA | 111,497 | 0 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 10,125 | 74,001 | SH | DFND | Compagnie Lombard, Odier SCA | 74,001 | 0 | 0 | |
| RYDER SYS INC | COM | 783549108 | 10,212 | 116,885 | SH | DFND | Compagnie Lombard, Odier SCA | 116,885 | 0 | 0 | |
| HOWARD HUGHES CORP | COM | 44267D107 | 10,361 | 72,181 | SH | DFND | Compagnie Lombard, Odier SCA | 72,181 | 0 | 0 | |
| TIME WARNER CABLE INC | COM | 88732J207 | 10,690 | 60,000 | SH | DFND | Compagnie Lombard, Odier SCA | 60,000 | 0 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 11,107 | 50,000 | SH | DFND | Compagnie Lombard, Odier SCA | 50,000 | 0 | 0 | |
| CONCHO RES INC | COM | 20605P101 | 11,550 | 101,445 | SH | DFND | Compagnie Lombard, Odier SCA | 101,445 | 0 | 0 | |
| ANACOR PHARMACEUTICALS INC | COM | 032420101 | 11,615 | 150,000 | SH | DFND | Compagnie Lombard, Odier SCA | 150,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 11,787 | 300,000 | SH | DFND | Compagnie Lombard, Odier SCA | 300,000 | 0 | 0 | |
| EP ENERGY CORP | CL A | 268785102 | 12,091 | 949,846 | SH | DFND | Compagnie Lombard, Odier SCA | 949,846 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 12,324 | 300,000 | SH | DFND | Compagnie Lombard, Odier SCA | 300,000 | 0 | 0 | |
| HALLIBURTON CO | COM | 406216101 | 12,442 | 288,870 | SH | DFND | Compagnie Lombard, Odier SCA | 288,870 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 12,812 | 29,514 | SH | DFND | Compagnie Lombard, Odier SCA | 29,514 | 0 | 0 | |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | 13,476 | 178,766 | SH | DFND | Compagnie Lombard, Odier SCA | 178,766 | 0 | 0 | |
| PARSLEY ENERGY INC | CL A | 701877102 | 13,583 | 779,738 | SH | DFND | Compagnie Lombard, Odier SCA | 779,738 | 0 | 0 | |
| CARRIZO OIL & GAS INC | COM | 144577103 | 14,384 | 292,112 | SH | DFND | Compagnie Lombard, Odier SCA | 292,112 | 0 | 0 | |
| NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 14,597 | 3,923,931 | SH | DFND | Compagnie Lombard, Odier SCA | 3,923,931 | 0 | 0 | |
| CHEVRON CORP NEW | COM | 166764100 | 14,900 | 154,454 | SH | DFND | Compagnie Lombard, Odier SCA | 154,454 | 0 | 0 | |
| NEWFIELD EXPL CO | COM | 651290108 | 17,288 | 478,628 | SH | DFND | Compagnie Lombard, Odier SCA | 478,628 | 0 | 0 | |
| KB HOME | COM | 48666K109 | 17,428 | 1,049,889 | SH | DFND | Compagnie Lombard, Odier SCA | 1,049,889 | 0 | 0 | |
| HESS CORP | COM | 42809H107 | 17,979 | 268,829 | SH | DFND | Compagnie Lombard, Odier SCA | 268,829 | 0 | 0 | |
| OWENS CORNING NEW | COM | 690742101 | 18,559 | 449,920 | SH | DFND | Compagnie Lombard, Odier SCA | 449,920 | 0 | 0 | |
| SERVICE CORP INTL | COM | 817565104 | 19,675 | 668,532 | SH | DFND | Compagnie Lombard, Odier SCA | 668,532 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 20,540 | 500,000 | SH | Call | DFND | Compagnie Lombard, Odier SCA | 500,000 | 0 | 0 |
| ASSURED GUARANTY LTD | COM | G0585R106 | 21,370 | 890,813 | SH | DFND | Compagnie Lombard, Odier SCA | 890,813 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 23,390 | 1,550,000 | SH | DFND | Compagnie Lombard, Odier SCA | 1,550,000 | 0 | 0 | |
| SANTANDER CONSUMER USA HDG I | COM | 80283M101 | 25,331 | 990,611 | SH | DFND | Compagnie Lombard, Odier SCA | 990,611 | 0 | 0 | |
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 26,008 | 862,628 | SH | DFND | Compagnie Lombard, Odier SCA | 862,628 | 0 | 0 | |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 28,381 | 710,695 | SH | DFND | Compagnie Lombard, Odier SCA | 710,695 | 0 | 0 | |
| INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 35,251 | 848,177 | SH | DFND | Compagnie Lombard, Odier SCA | 848,177 | 0 | 0 | |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | 38,329 | 1,697,504 | SH | DFND | Compagnie Lombard, Odier SCA | 1,697,504 | 0 | 0 | |
| RETROPHIN INC | COM | 761299106 | 45,812 | 1,381,949 | SH | DFND | Compagnie Lombard, Odier SCA | 1,381,949 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 61,755 | 300,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 300,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 115,371 | 924,000 | SH | Put | DFND | Compagnie Lombard, Odier SCA | 924,000 | 0 | 0 |