The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 3,241 | 338,146 | SH | SOLE | 338,146 | 0 | 0 | ||
1347 CAP CORP | UNIT 99/99/9999 | 68245V202 | 2,071 | 206,871 | SH | SOLE | 206,871 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 64 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
1347 CAP CORP | *W EXP 07/15/202 | 68245V129 | 40 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
ABM INDS INC | COM | 000957100 | 5,546 | 193,570 | SH | SOLE | 193,570 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 11,511 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ACTUA CORP | COM | 005094107 | 10,705 | 579,615 | SH | SOLE | 579,615 | 0 | 0 | ||
AK STL HLDG CORP | COM | 001547108 | 8,910 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
AK STL HLDG CORP | COM | 001547108 | 8,902 | 1,498,700 | SH | Call | SOLE | 0 | 0 | 0 | |
ALERE INC | NOTE 3.000% 5/1 | 01449JAA3 | 2,098 | 2,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALLIED NEVADA GOLD CORP | COM | 019344100 | 10 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 24,772 | 25,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 15,518 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 10,654 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 3,395 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 99/99/9999 | 00191R208 | 2,716 | 275,140 | SH | SOLE | 275,140 | 0 | 0 | ||
AR CAP ACQUISITION CORP | *W EXP 10/06/201 | 00191R117 | 42 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | 236 | 4,782 | SH | SOLE | 4,782 | 0 | 0 | ||
AURICO GOLD INC | COM | 05155C105 | 2,743 | 833,334 | SH | SOLE | 833,334 | 0 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | NOTE 1.500% 7/1 | 05334DAA5 | 3,708 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
B2GOLD CORP | NOTE 3.250%10/0 | 11777QAB6 | 7,007 | 8,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
B2GOLD CORP | COM | 11777Q209 | 29 | 17,600 | SH | SOLE | 17,600 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 217 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
BELLATRIX EXPLORATION LTD | COM | 078314101 | 8,203 | 2,253,900 | SH | SOLE | 2,253,900 | 0 | 0 | ||
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 180 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 23,847 | 197,800 | SH | SOLE | 197,800 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | COM | 10157P104 | 9,766 | 1,006,845 | SH | SOLE | 1,006,845 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | UNIT 99/99/9999 | 10157P203 | 1,366 | 136,201 | SH | SOLE | 136,201 | 0 | 0 | ||
BOULEVARD ACQUISITION CORP | *W EXP 02/19/201 | 10157P112 | 56 | 106,135 | SH | SOLE | 106,135 | 0 | 0 | ||
BOYD GAMING CORP | COM | 103304101 | 201 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
BPZ RESOURCES INC | COM | 055639108 | 3 | 11,950 | SH | SOLE | 11,950 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 5,587 | 109,000 | SH | SOLE | 109,000 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 99/99/9999 | G2029P100 | 7,530 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
C&J ENERGY SVCS INC | COM | 12467B304 | 156 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 9,770 | 515,000 | SH | SOLE | 515,000 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 5,789 | 590,364 | SH | SOLE | 590,364 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | UNIT 03/17/2014 | 13215Q205 | 964 | 94,185 | SH | SOLE | 94,185 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | *W EXP 12/17/201 | 13215Q114 | 25 | 81,237 | SH | SOLE | 81,237 | 0 | 0 | ||
CANADIAN NAT RES LTD | COM | 136385101 | 463 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 2,419 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 3,819 | 386,506 | SH | SOLE | 386,506 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | UNIT 99/99/9999 | 14056V204 | 1,811 | 180,206 | SH | SOLE | 180,206 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | *W EXP 05/15/201 | 14056V113 | 16 | 30,100 | SH | SOLE | 30,100 | 0 | 0 | ||
CARDTRONICS INC | COM | 14161H108 | 15,400 | 399,172 | SH | SOLE | 399,172 | 0 | 0 | ||
CAREFUSION CORP | COM | 14170T101 | 1,780 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CARMIKE CINEMAS INC | COM | 143436400 | 8,982 | 341,898 | SH | SOLE | 341,898 | 0 | 0 | ||
CENTRAL FD CDA LTD | CL A | 153501101 | 21,307 | 1,839,961 | SH | SOLE | 1,839,961 | 0 | 0 | ||
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 27,486 | 676,157 | SH | SOLE | 676,157 | 0 | 0 | ||
CENTURY ALUM CO | COM | 156431108 | 239 | 9,815 | SH | SOLE | 9,815 | 0 | 0 | ||
CHART ACQUISITION CORP | COM | 161151105 | 7,165 | 733,378 | SH | SOLE | 733,378 | 0 | 0 | ||
CHART ACQUISITION CORP | *W EXP 12/19/201 | 161151113 | 39 | 73,192 | SH | SOLE | 73,192 | 0 | 0 | ||
CHUYS HLDGS INC | COM | 171604101 | 2,459 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CIMAREX ENERGY CO | COM | 171798101 | 14,734 | 139,000 | SH | SOLE | 139,000 | 0 | 0 | ||
CIS ACQUISITION LTD | *W EXP 12/18/201 | G21490118 | 10 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
CLOUD PEAK ENERGY INC | COM | 18911Q102 | 234 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 1,138 | 1,800,000 | PRN | SOLE | 0 | 0 | 0 | ||
COLLABRIUM JAPAN ACQUISITN C | *W EXP 04/01/201 | G2266G110 | 31 | 521,421 | SH | SOLE | 521,421 | 0 | 0 | ||
CONTINENTAL BLDG PRODS INC | COM | 211171103 | 223 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
COVISINT CORP | COM | 22357R103 | 53 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 906 | 25,000 | SH | Put | SOLE | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 326 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | NOTE 2.500%11/0 | 229678AD9 | 147,969 | 42,638,000 | PRN | SOLE | 0 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | NOTE 1.875% 9/0 | 229678AH0 | 27,251 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 1,177 | 43,123 | SH | SOLE | 43,123 | 0 | 0 | ||
DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 5,726 | 241,200 | SH | SOLE | 241,200 | 0 | 0 | ||
DEMAND MEDIA INC | COM NEW | 24802N208 | 116 | 18,900 | SH | SOLE | 18,900 | 0 | 0 | ||
DEX MEDIA INC NEW | COM | 25213A107 | 103 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
DICE HLDGS INC | COM | 253017107 | 148 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 5,622 | 54,243 | SH | SOLE | 54,243 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 19,024 | 261,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 19,024 | 261,000 | SH | SOLE | 261,000 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 2,111 | 30,000 | SH | Put | SOLE | 0 | 0 | 0 | |
DT ASIA INVTS LTD | UNIT 99/99/9999T | G2615J120 | 6,477 | 642,581 | SH | SOLE | 642,581 | 0 | 0 | ||
DT ASIA INVTS LTD | SHS | G2615J104 | 4,850 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
DT ASIA INVTS LTD | RIGHT 03/30/2016 | G2615J112 | 72 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
DT ASIA INVTS LTD | *W EXP 03/29/202 | G2615J138 | 38 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
EASTMAN CHEM CO | COM | 277432100 | 18,965 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 4,820 | 193,416 | SH | SOLE | 193,416 | 0 | 0 | ||
EMCORE CORP | COM NEW | 290846203 | 6,625 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 7,120 | 138,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 303 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
ENDEAVOUR SILVER CORP | COM | 29258Y103 | 2,598 | 1,188,800 | SH | SOLE | 1,188,800 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 4,327 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ENERGY XXI LTD | USD UNRS SHS | G10082140 | 35 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
ENTEGRIS INC | COM | 29362U104 | 5,124 | 387,900 | SH | SOLE | 387,900 | 0 | 0 | ||
ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 10,344 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | 1,388 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
EVINE LIVE INC | CL A | 300487105 | 14,675 | 2,226,865 | SH | SOLE | 2,226,865 | 0 | 0 | ||
EXFO INC | SUB VTG SHS | 302046107 | 4,668 | 1,352,962 | SH | SOLE | 1,352,962 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 1,584 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FEDERAL SIGNAL CORP | COM | 313855108 | 249 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
FLEXTRONICS INTL LTD | ORD | Y2573F102 | 10,442 | 934,000 | SH | SOLE | 934,000 | 0 | 0 | ||
FURMANITE CORPORATION | COM | 361086101 | 3,898 | 498,500 | SH | SOLE | 498,500 | 0 | 0 | ||
FUTUREFUEL CORPORATION | COM | 36116M106 | 211 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
GALENA BIOPHARMA INC | COM | 363256108 | 19 | 12,500 | SH | Call | SOLE | 0 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 17,128 | 1,793,510 | SH | SOLE | 1,793,510 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 99/99/9999 | G5866L124 | 4,808 | 480,331 | SH | SOLE | 480,331 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 376 | 1,254,900 | SH | SOLE | 1,254,900 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | *W EXP 06/24/201 | G5866L116 | 164 | 1,260,000 | SH | SOLE | 1,260,000 | 0 | 0 | ||
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 219 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | 240 | 18,200 | SH | SOLE | 18,200 | 0 | 0 | ||
GLOBAL DEFENSE & NATL SEC SY | COM | 37953N108 | 11,614 | 1,128,686 | SH | SOLE | 1,128,686 | 0 | 0 | ||
GOLD RESOURCE CORP | COM | 38068T105 | 350 | 103,500 | SH | SOLE | 103,500 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 20,898 | 39,700 | SH | SOLE | 39,700 | 0 | 0 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 435 | 113,400 | SH | SOLE | 113,400 | 0 | 0 | ||
GREENBRIER COS INC | NOTE 3.500% 4/0 | 393657AH4 | 13,214 | 8,750,000 | PRN | SOLE | 0 | 0 | 0 | ||
GRIFFON CORP | COM | 398433102 | 230 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
GSI GROUP INC CDA NEW | COM NEW | 36191C205 | 13,837 | 940,000 | SH | SOLE | 940,000 | 0 | 0 | ||
GULF ISLAND FABRICATION INC | COM | 402307102 | 262 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 13,176 | 335,000 | SH | Put | SOLE | 0 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 13,176 | 335,000 | SH | SOLE | 335,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 787 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
HEARTWARE INTL INC | NOTE 3.500%12/1 | 422368AA8 | 5,287 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 425886108 | 3,864 | 394,329 | SH | SOLE | 394,329 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 425886207 | 2,092 | 203,122 | SH | SOLE | 203,122 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | *W EXP 01/23/201 | 425886116 | 16 | 39,070 | SH | SOLE | 39,070 | 0 | 0 | ||
HF2 FINL MGMT INC | CL A | 40421A104 | 21,817 | 2,095,805 | SH | SOLE | 2,095,805 | 0 | 0 | ||
HOMEAWAY INC | COM | 43739Q100 | 6,164 | 207,000 | SH | SOLE | 207,000 | 0 | 0 | ||
HOMEAWAY INC | COM | 43739Q100 | 3,425 | 115,000 | SH | Call | SOLE | 0 | 0 | 0 | |
HUDSON GLOBAL INC | COM | 443787106 | 5,033 | 1,626,264 | SH | SOLE | 1,626,264 | 0 | 0 | ||
HURON CONSULTING GROUP INC | COM | 447462102 | 10,217 | 149,400 | SH | SOLE | 149,400 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 4,770 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 4,498 | 450,300 | SH | SOLE | 450,300 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 160 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | *W EXP 10/20/202 | 448740118 | 90 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ICON PLC | SHS | G4705A100 | 5,002 | 98,100 | SH | SOLE | 98,100 | 0 | 0 | ||
IMPERIAL OIL LTD | COM NEW | 453038408 | 645 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
INCONTACT INC | COM | 45336E109 | 14,088 | 1,602,696 | SH | SOLE | 1,602,696 | 0 | 0 | ||
INFINERA CORPORATION | COM | 45667G103 | 11,040 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
INNOSPEC INC | COM | 45768S105 | 247 | 5,795 | SH | SOLE | 5,795 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 4,370 | 236,469 | SH | SOLE | 236,469 | 0 | 0 | ||
INTERACTIVE INTELLIGENCE GRO | COM | 45841V109 | 7,791 | 162,655 | SH | SOLE | 162,655 | 0 | 0 | ||
INTERFACE INC | COM | 458665304 | 5,764 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 38,636 | 35,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 105 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
KAR AUCTION SVCS INC | COM | 48238T109 | 20,929 | 604,000 | SH | SOLE | 604,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 10,578 | 250,000 | SH | Put | SOLE | 0 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 10,578 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 9,111 | 385,390 | SH | SOLE | 385,390 | 0 | 0 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 50 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KRISPY KREME DOUGHNUTS INC | COM | 501014104 | 6,100 | 309,000 | SH | SOLE | 309,000 | 0 | 0 | ||
LA Z BOY INC | COM | 505336107 | 10,817 | 403,000 | SH | SOLE | 403,000 | 0 | 0 | ||
LEVY ACQUISITION CORP | COM | 52748T104 | 17,777 | 1,817,656 | SH | SOLE | 1,817,656 | 0 | 0 | ||
LEVY ACQUISITION CORP | UNIT 99/99/9999 | 52748T203 | 455 | 45,279 | SH | SOLE | 45,279 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 7,939 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
M/I HOMES INC | NOTE 3.250% 9/1 | 55292PAA3 | 3,007 | 2,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
MANITEX INTL INC | COM | 563420108 | 7,906 | 622,000 | SH | SOLE | 622,000 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 16,172 | 187,693 | SH | SOLE | 187,693 | 0 | 0 | ||
MATTEL INC | COM | 577081102 | 3,057 | 98,800 | SH | Call | SOLE | 0 | 0 | 0 | |
METHANEX CORP | COM | 59151K108 | 298 | 6,490 | SH | SOLE | 6,490 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 21,366 | 395,000 | SH | SOLE | 395,000 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 5,783 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 182,015 | 50,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MILLER HERMAN INC | COM | 600544100 | 10,300 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
MISTRAS GROUP INC | COM | 60649T107 | 8,201 | 447,400 | SH | SOLE | 447,400 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 9,708 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MOTORCAR PTS AMER INC | COM | 620071100 | 6,333 | 203,689 | SH | SOLE | 203,689 | 0 | 0 | ||
MUELLER WTR PRODS INC | COM SER A | 624758108 | 19,386 | 1,893,200 | SH | SOLE | 1,893,200 | 0 | 0 | ||
NATIONAL CINEMEDIA INC | COM | 635309107 | 145 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | NOTE 4.500%10/1 | 63934EAQ1 | 4,773 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NEVSUN RES LTD | COM | 64156L101 | 583 | 151,200 | SH | SOLE | 151,200 | 0 | 0 | ||
NEWPORT CORP | COM | 651824104 | 27,571 | 1,442,742 | SH | SOLE | 1,442,742 | 0 | 0 | ||
NEWS CORP NEW | CL B | 65249B208 | 302 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NORANDA ALUM HLDG CORP | COM | 65542W107 | 138 | 39,200 | SH | SOLE | 39,200 | 0 | 0 | ||
NORTH AMERN ENERGY PARTNERS | COM | 656844107 | 4,676 | 1,485,000 | SH | SOLE | 1,485,000 | 0 | 0 | ||
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 84 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,997 | 65,400 | SH | SOLE | 65,400 | 0 | 0 | ||
ORBCOMM INC | COM | 68555P100 | 7,078 | 1,082,211 | SH | SOLE | 1,082,211 | 0 | 0 | ||
ORCHIDS PAPER PRODS CO DEL | COM | 68572N104 | 217 | 7,470 | SH | SOLE | 7,470 | 0 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 205 | 8,447 | SH | SOLE | 8,447 | 0 | 0 | ||
PAN AMERICAN SILVER CORP | COM | 697900108 | 108 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
PAPA MURPHYS HLDGS INC | COM | 698814100 | 215 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
PARAMOUNT GOLD & SILVER CORP | COM | 69924P102 | 612 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
PENGROWTH ENERGY CORP | COM | 70706P104 | 37 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
PENN WEST PETE LTD NEW | COM | 707887105 | 1,840 | 880,000 | SH | SOLE | 880,000 | 0 | 0 | ||
PERKINELMER INC | COM | 714046109 | 18,804 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
PIER 1 IMPORTS INC | COM | 720279108 | 4,758 | 308,972 | SH | SOLE | 308,972 | 0 | 0 | ||
POLYCOM INC | COM | 73172K104 | 184 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
PRECISION DRILLING CORP | COM 2010 | 74022D308 | 245 | 40,400 | SH | SOLE | 40,400 | 0 | 0 | ||
PROSENSA HLDG N V | SHS USD | N71546100 | 281 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 4,466 | 78,000 | SH | Call | SOLE | 0 | 0 | 0 | |
RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | 15,318 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 137 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 1,132 | 29,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 294 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
REX AMERICAN RESOURCES CORP | COM | 761624105 | 270 | 4,360 | SH | SOLE | 4,360 | 0 | 0 | ||
RIGHTSIDE GROUP LTD | COM | 76658B100 | 148 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 5,282 | 226,200 | SH | SOLE | 226,200 | 0 | 0 | ||
ROI ACQUISITION CORP II | COM | 74966G101 | 7,855 | 799,131 | SH | SOLE | 799,131 | 0 | 0 | ||
ROI ACQUISITION CORP II | *W EXP 09/17/201 | 74966G119 | 25 | 94,017 | SH | SOLE | 94,017 | 0 | 0 | ||
RYDER SYS INC | COM | 783549108 | 15,552 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 7,916 | 100,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 199 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
SILVER BULL RES INC | COM | 827458100 | 46 | 312,500 | SH | SOLE | 312,500 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | COM | 82936K102 | 2,923 | 294,700 | SH | SOLE | 294,700 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | UNIT 99/99/9999 | 82936K201 | 1,002 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SINO MERCURY ACQUISITION COR | RIGHT 99/99/9999 | 82936K110 | 102 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SKECHERS U S A INC | CL A | 830566105 | 237 | 4,283 | SH | SOLE | 4,283 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92,493 | 450,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPECTRANETICS CORP | MTNF 2.625% 6/0 | 84760CAA5 | 12,908 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 6,318 | 182,700 | SH | SOLE | 182,700 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 288 | 69,400 | SH | Put | SOLE | 0 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 288 | 69,400 | SH | SOLE | 69,400 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 17,569 | 1,798,267 | SH | SOLE | 1,798,267 | 0 | 0 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 11,790 | 1,362,901 | SH | SOLE | 1,362,901 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 6,648 | 1,081,029 | SH | SOLE | 1,081,029 | 0 | 0 | ||
SWIFT TRANSN CO | CL A | 87074U101 | 5,440 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
SYNOPSYS INC | COM | 871607107 | 9,476 | 218,000 | SH | SOLE | 218,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 11,216 | 8,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.750%12/0 | 874054AC3 | 7,583 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM | 875372104 | 2,755 | 216,967 | SH | SOLE | 216,967 | 0 | 0 | ||
TANGOE INC | COM | 87582Y108 | 10,555 | 810,074 | SH | SOLE | 810,074 | 0 | 0 | ||
TASER INTL INC | COM | 87651B104 | 3,019 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
TECNOGLASS INC | SHS | G87264100 | 5,910 | 582,221 | SH | SOLE | 582,221 | 0 | 0 | ||
TEEKAY TANKERS LTD | CL A | Y8565N102 | 65 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 37,551 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TELENAV INC | COM | 879455103 | 272 | 40,811 | SH | SOLE | 40,811 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 5,873 | 599,895 | SH | SOLE | 599,895 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 314 | 31,278 | SH | SOLE | 31,278 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | *W EXP 06/27/201 | 88104P112 | 98 | 390,000 | SH | SOLE | 390,000 | 0 | 0 | ||
TESARO INC | NOTE 3.000%10/0 | 881569AA5 | 18,839 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
THERMON GROUP HLDGS INC | COM | 88362T103 | 273 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
TIPTREE FINL INC | CL A | 88822Q103 | 12,020 | 1,483,994 | SH | SOLE | 1,483,994 | 0 | 0 | ||
TOWERS WATSON & CO | CL A | 891894107 | 7,956 | 70,300 | SH | SOLE | 70,300 | 0 | 0 | ||
TRANSCANADA CORP | COM | 89353D107 | 4,174 | 85,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TRANSGLOBE ENERGY CORP | COM | 893662106 | 10,166 | 2,455,400 | SH | SOLE | 2,455,400 | 0 | 0 | ||
TRINITY INDS INC | COM | 896522109 | 5,378 | 192,000 | SH | SOLE | 192,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 172 | 55,700 | SH | SOLE | 55,700 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 738 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
U S CONCRETE INC | COM NEW | 90333L201 | 255 | 8,955 | SH | SOLE | 8,955 | 0 | 0 | ||
U S G CORP | COM NEW | 903293405 | 18,627 | 665,500 | SH | SOLE | 665,500 | 0 | 0 | ||
UNIFI INC | COM NEW | 904677200 | 287 | 9,665 | SH | SOLE | 9,665 | 0 | 0 | ||
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 48,864 | 2,400,000 | SH | Call | SOLE | 0 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 9,671 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 2,674 | 100,000 | SH | Put | SOLE | 0 | 0 | 0 | |
UNIVERSAL FST PRODS INC | COM | 913543104 | 13,114 | 246,500 | SH | SOLE | 246,500 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 2,862 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 2,467 | 17,240 | SH | SOLE | 17,240 | 0 | 0 | ||
VCA INC | COM | 918194101 | 5,365 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
VIGGLE INC | COM NEW | 92672V204 | 79 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 69 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 17,148 | 65,400 | SH | SOLE | 65,400 | 0 | 0 | ||
VOLCANO CORPORATION | NOTE 1.750%12/0 | 928645AB6 | 991 | 1,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 45 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
WEST CORP | COM | 952355204 | 221 | 6,703 | SH | SOLE | 6,703 | 0 | 0 | ||
WESTERN REFNG INC | COM | 959319104 | 210 | 5,566 | SH | SOLE | 5,566 | 0 | 0 | ||
WL ROSS HLDG CORP | UNIT 99/99/9999 | 92939D203 | 1,855 | 159,875 | SH | SOLE | 159,875 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 934 | 91,035 | SH | SOLE | 91,035 | 0 | 0 | ||
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 80 | 67,728 | SH | SOLE | 67,728 | 0 | 0 | ||
YAMANA GOLD INC | COM | 98462Y100 | 52 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
YODLEE INC | COM | 98600P201 | 2,928 | 240,000 | SH | SOLE | 240,000 | 0 | 0 |