The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABENGOA YIELD PLC | ORD SHS | G00349103 | 1,983 | 102,803 | SH | DFND | 1 | 102,803 | 0 | 0 | |
| ADECOAGRO S A | COM | L00849106 | 3,002 | 244,230 | SH | DFND | 1 | 244,230 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 9,375 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 1,554 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 322 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | |
| BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 585 | 42,606 | SH | DFND | 1 | 42,606 | 0 | 0 | |
| BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 1,485 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 1,990 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| CHEMOURS CO | COM | 163851108 | 6,651 | 1,240,950 | SH | DFND | 1 | 1,240,950 | 0 | 0 | |
| CHEMOURS CO | COM | 163851108 | 1,513 | 282,300 | SH | Call | DFND | 1 | 282,300 | 0 | 0 |
| CIMPRESS N V | SHS EURO | N20146101 | 8,682 | 107,000 | SH | DFND | 1 | 107,000 | 0 | 0 | |
| CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 12,030 | 932,540 | SH | DFND | 1 | 932,540 | 0 | 0 | |
| DEL TACO RESTAURANTS INC COM | COM | 245496104 | 3,062 | 287,500 | SH | DFND | 1 | 287,500 | 0 | 0 | |
| DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 784 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 2,000 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| DURECT CORP | COM | 266605104 | 8,962 | 4,055,000 | SH | DFND | 1 | 4,055,000 | 0 | 0 | |
| EASTMAN KODAK CO | COM NEW | 277461406 | 502 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 2,754 | 209,718 | SH | DFND | 1 | 209,718 | 0 | 0 | |
| ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 350 | 1,592,500 | SH | DFND | 1 | 1,592,500 | 0 | 0 | |
| ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 4,579 | 475,000 | SH | DFND | 1 | 475,000 | 0 | 0 | |
| ENERGY RECOVERY INC | COM | 29270J100 | 707 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| ENOVA INTL INC | COM | 29357K103 | 5,281 | 799,000 | SH | DFND | 1 | 799,000 | 0 | 0 | |
| ENPRO INDS INC | COM | 29355X107 | 2,759 | 62,926 | SH | DFND | 1 | 62,926 | 0 | 0 | |
| FIFTH STR ASSET MGMT INC | CL A COM | 31679P109 | 841 | 257,862 | SH | DFND | 1 | 257,862 | 0 | 0 | |
| FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 3,630 | 713,258 | SH | DFND | 1 | 713,258 | 0 | 0 | |
| FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 11,900 | 17,000,000 | PRN | DFND | 1 | 17,000,000 | 0 | 0 | |
| GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 2,014 | 264,600 | SH | DFND | 1 | 264,600 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 1,490 | 43,800 | SH | DFND | 1 | 43,800 | 0 | 0 | |
| GEVO INC | NOTE 7.500% 7/0 | 374396AA7 | 2,634 | 7,525,000 | PRN | DFND | 1 | 7,525,000 | 0 | 0 | |
| GRUBHUB INC | COM | 400110102 | 4,299 | 177,659 | SH | DFND | 1 | 177,659 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 157 | 825,000 | SH | DFND | 1 | 825,000 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 723 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| ICONIX BRAND GROUP INC | NOTE 1.500% 3/1 | 451055AF4 | 7,615 | 15,000,000 | PRN | DFND | 1 | 15,000,000 | 0 | 0 | |
| ICONIX BRAND GROUP INC | NOTE 2.500% 3/1 | 451055AE7 | 2,580 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
| INTERMOLECULAR INC | COM | 45882D109 | 260 | 112,129 | SH | DFND | 1 | 112,129 | 0 | 0 | |
| IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 4,502 | 366,000 | SH | DFND | 1 | 366,000 | 0 | 0 | |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 3,826 | 185,000 | SH | DFND | 1 | 185,000 | 0 | 0 | |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 15,148 | 732,500 | SH | Call | DFND | 1 | 732,500 | 0 | 0 |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 15,665 | 757,500 | SH | Put | DFND | 1 | 757,500 | 0 | 0 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | 1,913 | 38,400 | SH | DFND | 1 | 38,400 | 0 | 0 | |
| ISHARES | MSCI MEX CAP ETF | 464286822 | 9,767 | 196,000 | SH | Call | DFND | 1 | 196,000 | 0 | 0 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | 9,767 | 196,000 | SH | Put | DFND | 1 | 196,000 | 0 | 0 |
| ISHARES | MSCI STH AFR ETF | 464286780 | 7,474 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
| ISHARES | MSCI STH AFR ETF | 464286780 | 15,298 | 327,500 | SH | Call | DFND | 1 | 327,500 | 0 | 0 |
| ISHARES | MSCI STH AFR ETF | 464286780 | 17,166 | 367,500 | SH | Put | DFND | 1 | 367,500 | 0 | 0 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | 6,577 | 515,000 | SH | Call | DFND | 1 | 515,000 | 0 | 0 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | 6,577 | 515,000 | SH | Put | DFND | 1 | 515,000 | 0 | 0 |
| ISHARES | MSCI TURKEY ETF | 464286715 | 2,454 | 67,500 | SH | Call | DFND | 1 | 67,500 | 0 | 0 |
| ISHARES | MSCI TURKEY ETF | 464286715 | 2,454 | 67,500 | SH | Put | DFND | 1 | 67,500 | 0 | 0 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,781 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 1,781 | 135,000 | SH | Put | DFND | 1 | 135,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,816 | 79,800 | SH | DFND | 1 | 79,800 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 64,669 | 1,832,500 | SH | Call | DFND | 1 | 1,832,500 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 77,020 | 2,182,500 | SH | Put | DFND | 1 | 2,182,500 | 0 | 0 |
| ISHARES TR | MSC EMG MKT ETF | 464287234 | 10,652 | 330,900 | SH | DFND | 1 | 330,900 | 0 | 0 | |
| ISHARES TR | MSCI SO KOREA | 46435G888 | 29,355 | 591,000 | SH | Call | DFND | 1 | 591,000 | 0 | 0 |
| ISHARES TR | MSCI SO KOREA | 46435G888 | 45,249 | 911,000 | SH | Put | DFND | 1 | 911,000 | 0 | 0 |
| KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | 1,308 | 120,000 | SH | Put | DFND | 1 | 120,000 | 0 | 0 |
| KENON HLDGS LTD | SHS | Y46717107 | 1,303 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
| KKR & CO L P DEL | COM UNITS | 48248M102 | 8,808 | 565,000 | SH | DFND | 1 | 565,000 | 0 | 0 | |
| KLONDEX MNS LTD | COM | 498696103 | 543 | 265,500 | SH | DFND | 1 | 265,500 | 0 | 0 | |
| LEUCADIA NATL CORP | COM | 527288104 | 9,565 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
| LINDBLAD EXPEDITIONS HLDGS I | *W EXP 07/08/202 | 535219117 | 529 | 173,466 | SH | DFND | 1 | 173,466 | 0 | 0 | |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 586 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 7,142 | 487,500 | SH | Call | DFND | 1 | 487,500 | 0 | 0 |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 7,142 | 487,500 | SH | Put | DFND | 1 | 487,500 | 0 | 0 |
| MEDLEY MGMT INC | CL A COM | 58503T106 | 619 | 108,837 | SH | DFND | 1 | 108,837 | 0 | 0 | |
| MEDTRONIC PLC | SHS | G5960L103 | 1,692 | 22,000 | SH | DFND | 1 | 22,000 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 17,653 | 1,246,677 | SH | DFND | 1 | 1,246,677 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 29,109 | 2,055,700 | SH | Call | DFND | 1 | 2,055,700 | 0 | 0 |
| NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 1,142 | 2,442,000 | PRN | DFND | 1 | 2,442,000 | 0 | 0 | |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 19,883 | 1,635,115 | SH | DFND | 1 | 1,635,115 | 0 | 0 | |
| NEW SR INVT GROUP INC | COM | 648691103 | 17,295 | 1,754,082 | SH | DFND | 1 | 1,754,082 | 0 | 0 | |
| NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 852 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | 20,466 | 1,558,744 | SH | DFND | 1 | 1,558,744 | 0 | 0 | |
| NUVEEN NY DIVID ADVNTG MUN F | COM | 67066X107 | 3,786 | 266,092 | SH | DFND | 1 | 266,092 | 0 | 0 | |
| OWENS RLTY MTG INC | COM | 690828108 | 316 | 23,524 | SH | DFND | 1 | 23,524 | 0 | 0 | |
| PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 1,020 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| PAIN THERAPEUTICS INC | COM | 69562K100 | 756 | 432,128 | SH | DFND | 1 | 432,128 | 0 | 0 | |
| PEABODY ENERGY CORP | COM NEW | 704549203 | 1,512 | 196,900 | SH | Put | DFND | 1 | 196,900 | 0 | 0 |
| SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 3,028 | 382,840 | SH | DFND | 1 | 382,840 | 0 | 0 | |
| SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | 5,228 | 858,531 | SH | DFND | 1 | 858,531 | 0 | 0 | |
| STATE NATL COS INC | COM | 85711T305 | 2,502 | 255,000 | SH | DFND | 1 | 255,000 | 0 | 0 | |
| STONEGATE MTG CORP | COM | 86181Q300 | 2,872 | 526,990 | SH | DFND | 1 | 526,990 | 0 | 0 | |
| SUNEDISON INC | COM | 86732Y109 | 3,563 | 700,000 | SH | Put | DFND | 1 | 700,000 | 0 | 0 |
| SUPERNUS PHARMACEUTICALS INC | NOTE 7.500% 5/0 | 868459AB4 | 13,100 | 4,962,000 | PRN | DFND | 1 | 4,962,000 | 0 | 0 | |
| TERRAFORM GLOBAL INC | CL A | 88104M101 | 584 | 104,500 | SH | DFND | 1 | 104,500 | 0 | 0 | |
| TERRAFORM PWR INC | CL A COM | 88104R100 | 3,397 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 422 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 3,177 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 3,370 | 220,700 | SH | DFND | 1 | 220,700 | 0 | 0 | |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 6,872 | 450,000 | SH | Put | DFND | 1 | 450,000 | 0 | 0 |
| WHEELER REAL ESTATE INVT TR | COM | 963025101 | 1,351 | 699,804 | SH | DFND | 1 | 699,804 | 0 | 0 | |
| WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 557 | 24,632 | SH | DFND | 1 | 24,632 | 0 | 0 | |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 199 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 19,066 | 960,000 | SH | Call | DFND | 1 | 960,000 | 0 | 0 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 19,066 | 960,000 | SH | Put | DFND | 1 | 960,000 | 0 | 0 |
| WORLD ACCEP CORP DEL | COM | 981419104 | 5,272 | 142,089 | SH | DFND | 1 | 142,089 | 0 | 0 | |
| WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 1,245 | 1,222,434 | SH | DFND | 1 | 1,222,434 | 0 | 0 | |
| XCERRA CORP | COM | 98400J108 | 1,388 | 229,474 | SH | DFND | 1 | 229,474 | 0 | 0 | |
| XENIA HOTELS & RESORTS INC | COM | 984017103 | 10,103 | 659,052 | SH | DFND | 1 | 659,052 | 0 | 0 | |