The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Advanced Emissions Solutions Inc. | COM | 00770C101 | 3,616 | 170,000 | SH | DFND | 1 | 0 | 170,000 | 0 | |
| Aegerion Pharmaceuticals, Inc. | COM | 00767E102 | 8,011 | 240,000 | SH | DFND | 1 | 0 | 240,000 | 0 | |
| Alamos Gold Inc. | COM | 011527108 | 1,596 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| Allscripts Healthcare Solutn | COM | 01988P108 | 6,406 | 477,500 | SH | DFND | 1 | 0 | 477,500 | 0 | |
| Ally Financial Inc. | COM | 02005N100 | 16,372 | 707,500 | SH | DFND | 1 | 0 | 707,500 | 0 | |
| American River Bankshares | COM | 029326105 | 2,333 | 255,000 | SH | DFND | 1 | 0 | 255,000 | 0 | |
| American Woodmark Corp. | COM | 030506109 | 82 | 2,213 | SH | DFND | 1 | 0 | 2,213 | 0 | |
| APCO Oil and Gas Intl | SHS | G0471F109 | 799 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
| Bank of America Corporation | COM | 060505104 | 853 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| Barnes & Noble Inc. | COM | 067774109 | 8,538 | 432,500 | SH | DFND | 1 | 0 | 432,500 | 0 | |
| Becton, Dickinson & Co. | COM | 075887109 | 15,364 | 135,000 | SH | DFND | 1 | 0 | 135,000 | 0 | |
| Belmond Ltd. Class A | COM CL A | G1154H107 | 1,049 | 90,000 | SH | DFND | 1 | 0 | 90,000 | 0 | |
| Big 5 Sporting Goods Corp. | COM | 08915P101 | 1,472 | 157,138 | SH | DFND | 1 | 0 | 157,138 | 0 | |
| Blount International, Inc. | COM | 095180105 | 10,617 | 701,700 | SH | DFND | 1 | 0 | 701,700 | 0 | |
| Boeing Co. | COM | 097023105 | 2,548 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| Boston Scientific Corp. | COM | 101137107 | 23,620 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | |
| BRT Realty Trust | SH BEN INT NEW | 055645303 | 1,263 | 168,369 | SH | DFND | 1 | 0 | 168,369 | 0 | |
| Cache, Inc. | COM NEW | 127150308 | 2,036 | 4,072,350 | SH | DFND | 1 | 0 | 4,072,350 | 0 | |
| Callon Pete Co Del | COM | 13123X102 | 881 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Cape Bancorp Inc. | COM | 139209100 | 2,444 | 259,200 | SH | DFND | 1 | 0 | 259,200 | 0 | |
| Castle A M & Co. | COM | 148411101 | 5,487 | 642,500 | SH | DFND | 1 | 0 | 642,500 | 0 | |
| CIT Group Inc. | COM NEW | 125581801 | 20,912 | 455,000 | SH | DFND | 1 | 0 | 455,000 | 0 | |
| Clifton Savings Bancorp, Inc. | COM | 18712Q103 | 3,696 | 293,568 | SH | DFND | 1 | 0 | 293,568 | 0 | |
| Columbia Banking System, Inc. | COM | 197236102 | 31,013 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
| Columbus McKinnon Corp. | COM | 199333105 | 732 | 33,268 | SH | DFND | 1 | 0 | 33,268 | 0 | |
| Demand Media, Inc. | COM | 24802N109 | 2,677 | 302,500 | SH | DFND | 1 | 0 | 302,500 | 0 | |
| Dolby Laboratories Inc. | COM | 25659T107 | 29,357 | 702,500 | SH | DFND | 1 | 0 | 702,500 | 0 | |
| Donegal Group Inc. | COM CL A | 257701201 | 2,304 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| Du Pont E I De Nemours & Co | COM | 263534109 | 34,114 | 475,397 | SH | DFND | 1 | 0 | 475,397 | 0 | |
| Du Pont E I De Nemours & Co | COM | 263534109 | 1,435 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| EMC Corporation | COM | 268648102 | 20,482 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | |
| EMC Corporation | COM | 268648102 | 3,658 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| Enzon Pharmaceuticals Inc. | COM | 293904108 | 367 | 340,000 | SH | DFND | 1 | 0 | 340,000 | 0 | |
| Express, Inc. | COM | 30219E103 | 1,610 | 103,159 | SH | DFND | 1 | 0 | 103,159 | 0 | |
| Exxon Mobil Corp. | COM | 30231G102 | 1,129 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| Farmer Bros Co. | COM | 307675108 | 10,575 | 365,300 | SH | DFND | 1 | 0 | 365,300 | 0 | |
| Farmer Bros Co. | COM | 307675108 | 81 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
| First Security Group Inc. | COM NEW | 336312025 | 12,038 | 6,080,000 | SH | DFND | 1 | 0 | 6,080,000 | 0 | |
| FMC Corp. | COM | 302491303 | 11,724 | 205,000 | SH | DFND | 1 | 0 | 205,000 | 0 | |
| FMC Corp. | COM | 302491303 | 2,860 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| Forest City Enterprises Inc. | CL A | 345550107 | 13,496 | 690,000 | SH | DFND | 1 | 0 | 690,000 | 0 | |
| Franklin Financial Corp VA | COM | 35353C102 | 15,121 | 812,500 | SH | DFND | 1 | 0 | 812,500 | 0 | |
| FXCM Inc | COM CL A | 302693106 | 27,153 | 1,713,100 | SH | DFND | 1 | 0 | 1,713,100 | 0 | |
| GAMCO Investors Inc. | COM | 361438104 | 1,521 | 21,500 | SH | DFND | 1 | 0 | 21,500 | 0 | |
| Gencorp Inc. | COM | 368682100 | 11,802 | 739,000 | SH | DFND | 1 | 0 | 739,000 | 0 | |
| Gencorp Inc. | COM | 368682100 | 396 | 24,794 | SH | SOLE | 24,794 | 0 | 0 | ||
| General Electric Co. | COM | 369604103 | 769 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| General Motors Co. | W EXP 7/10/2019 | 37045V126 | 2,892 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| General Motors Corp. | COM | 37045V100 | 5,590 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| Getty Realty Corp. | COM | 374297109 | 5,100 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| Getty Realty Corp. | COM | 374297109 | 611 | 35,969 | SH | SOLE | 35,969 | 0 | 0 | ||
| GulfMark Offshore, Inc. | CL A NEW | 402629208 | 13,324 | 425,000 | SH | DFND | 1 | 0 | 425,000 | 0 | |
| Hardinge, Inc. | COM | 412324303 | 3,227 | 295,000 | SH | DFND | 1 | 0 | 295,000 | 0 | |
| Heritage Commerce Corp. | COM | 426927109 | 4,105 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Heritage Oaks Bancorp | COM | 42724R107 | 8,166 | 1,166,575 | SH | DFND | 1 | 0 | 1,166,575 | 0 | |
| Hess Corporation | COM | 42809H107 | 42,444 | 450,000 | SH | DFND | 1 | 0 | 450,000 | 0 | |
| Hess Corporation | COM | 42809H107 | 16,978 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
| HomeTrust Bancshares, Inc. | COM | 437872104 | 3,793 | 259,622 | SH | DFND | 1 | 0 | 259,622 | 0 | |
| Hospira Inc. | COM | 441060100 | 20,812 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| Hugoton RTY TR TEX | UNIT BEN INT | 444717102 | 314 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| Installed Building Products, Inc. | COM | 45780R101 | 2,108 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| Intel Corp. | COM | 458140100 | 17,410 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Intel Corp. | COM | 458140100 | 47,007 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | ||
| International Game Technology | COM | 459902102 | 6,748 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| Investar Holding Corporation | COM | 46134L105 | 2,328 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| Investors Bancorp, Inc. NEW | COM | 46146L101 | 5,065 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Johnson & Johnson | COM | 478160104 | 3,731 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| Kaiser Aluminum Corp. | COM PAR $0.01 | 483007704 | 21,136 | 277,300 | SH | DFND | 1 | 0 | 277,300 | 0 | |
| Kemper Corp. Del | COM | 488401100 | 342 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| Liberty Interactive Corp | INT COM SER A | 53071M104 | 2,353 | 82,500 | SH | DFND | 1 | 0 | 82,500 | 0 | |
| Meridian Bancorp | COM | 58958U103 | 1,056 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Mohawk Industries, Inc. | COM | 608190104 | 3,371 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| National Presto Industries, Inc. | COM | 637215104 | 7,614 | 125,415 | SH | DFND | 1 | 0 | 125,415 | 0 | |
| News Corp | CL A | 65248E104 | 6,540 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| Northeast Bancorp | COM NEW | 663904209 | 3,119 | 336,861 | SH | DFND | 1 | 0 | 336,861 | 0 | |
| Northfield Bancorp Inc | COM | 66611T105 | 9,534 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | |
| Old Republic Intl Corp. | COM | 680223104 | 301 | 21,093 | SH | SOLE | 21,093 | 0 | 0 | ||
| Pfizer Inc. | COM | 717081103 | 1,393 | 47,100 | SH | SOLE | 47,100 | 0 | 0 | ||
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 845 | 14,363 | SH | SOLE | 14,363 | 0 | 0 | ||
| Polypore International, Inc. | COM | 73179V103 | 973 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| Popular, Inc. | COM NEW | 733174700 | 7,432 | 252,500 | SH | DFND | 1 | 0 | 252,500 | 0 | |
| Prudential Bancorp Inc. PA | COM | 744319104 | 1,483 | 121,287 | SH | DFND | 1 | 0 | 121,287 | 0 | |
| QEP resources Inc. | COM | 74733V100 | 12,312 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| Quanex Building Products | COM | 747619104 | 1,085 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| Realogy Holdings Corp. | COM | 75605Y106 | 3,720 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Resolute Forest Products Inc. | COM | 76117W109 | 7,559 | 483,306 | SH | DFND | 1 | 0 | 483,306 | 0 | |
| Rightside Group, Ltd. | COM | 76658B100 | 975 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Royal Dutch Shell PLC | Spon ADR A | 780259206 | 1,140 | 14,979 | SH | SOLE | 14,979 | 0 | 0 | ||
| Ruths Hospitality Group Inc. | COM | 783332109 | 15,346 | 1,390,000 | SH | DFND | 1 | 0 | 1,390,000 | 0 | |
| SandRidge Energy, Inc. | COM | 80007P307 | 2,145 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | 453 | 975,000 | SH | DFND | 1 | 0 | 975,000 | 0 | |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | 141 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| SI Financial Group Inc MD | COM | 78425V104 | 2,486 | 222,125 | SH | DFND | 1 | 0 | 222,125 | 0 | |
| Symetra Financial Corp. | COM | 87151Q106 | 8,049 | 345,000 | SH | DFND | 1 | 0 | 345,000 | 0 | |
| Symetra Financial Corp. | COM | 87151Q106 | 5,833 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| Tejon Ranch Co. | COM | 879080109 | 14,581 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | |
| Tejon Ranch Co. | W EXP 8/31/2016 | 879080133 | 156 | 76,809 | SH | DFND | 1 | 0 | 76,809 | 0 | |
| Teva Pharmaceutical Inds Ltd. | ADR | 881624209 | 26,875 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| The Bancorp Bank | COM | 05969F104 | 6,443 | 750,000 | SH | DFND | 1 | 0 | 750,000 | 0 | |
| Time Warner Cable Inc. | COM | 88732J207 | 14,349 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Titan International, Inc ILL. | COM | 88830M102 | 3,546 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| Waterstone Financial Inc. MD | COM | 94188P101 | 14,429 | 1,249,300 | SH | DFND | 1 | 0 | 1,249,300 | 0 | |
| Wright Investors Service Holdings | COM | 982345100 | 1,437 | 825,691 | SH | DFND | 1 | 0 | 825,691 | 0 | |
| Yadkin Valley Financial Corp | COM | 984314104 | 2,737 | 150,700 | SH | DFND | 1 | 0 | 150,700 | 0 | |