The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Advanced Emissions Solutions Inc. | COM | 00770C101 | 6,324 | 277,500 | SH | DFND | 1 | 0 | 277,500 | 0 | |
Allscripts Healtcare Solutions, Inc. | COM | 01988PAD0 | 6,098 | 477,500 | SH | DFND | 1 | 0 | 477,500 | 0 | |
Ally Financial Inc. | COM | 02005N100 | 16,711 | 707,500 | SH | DFND | 1 | 0 | 707,500 | 0 | |
American Realty Cap. PPTYS Inc | COM | 02917T104 | 3,331 | 368,050 | SH | DFND | 1 | 0 | 368,050 | 0 | |
American River Bankshares | COM | 029326105 | 2,402 | 255,000 | SH | DFND | 1 | 0 | 255,000 | 0 | |
Anchor BanCorp | COM | 032838104 | 14,637 | 425,000 | SH | DFND | 1 | 0 | 425,000 | 0 | |
Apache Corporation | COM | 037411105 | 627 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
APCO Oil and Gas Intl | SHS | G0471F109 | 1,436 | 102,323 | SH | DFND | 1 | 0 | 102,323 | 0 | |
Bank of America Corporation | COM | 060505104 | 895 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Barnes & Noble, Inc. | COM | 067774109 | 8,359 | 360,000 | SH | DFND | 1 | 0 | 360,000 | 0 | |
Becton, Dickinson and Co. | COM | 075887109 | 5,566 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
Belmond Ltd. Class A | COM CL A | G1154H107 | 1,113 | 90,000 | SH | DFND | 1 | 0 | 90,000 | 0 | |
Big 5 Sporting Goods Corp. | COM | 08915P101 | 1,878 | 128,338 | SH | DFND | 1 | 0 | 128,338 | 0 | |
Blount International, Inc. | COM | 095180105 | 12,329 | 701,700 | SH | DFND | 1 | 0 | 701,700 | 0 | |
Boeing Co. | COM | 097023105 | 2,600 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
Boston Scientific Corp. | COM | 101137107 | 26,235 | 1,980,000 | SH | DFND | 1 | 0 | 1,980,000 | 0 | |
BRT Realty Trust | SH BEN INT NEW | 055645303 | 1,175 | 168,369 | SH | DFND | 1 | 0 | 168,369 | 0 | |
Cache, Inc. | COM NEW | 127150308 | 41 | 4,072,350 | SH | DFND | 1 | 0 | 4,072,350 | 0 | |
Cape Bancorp, Inc. | COM | 139209100 | 2,439 | 259,200 | SH | DFND | 1 | 0 | 259,200 | 0 | |
CIT Group Inc. | COM NEW | 125581801 | 21,763 | 455,000 | SH | DFND | 1 | 0 | 455,000 | 0 | |
Clifton Bancorp, Inc. | COM | 186373105 | 3,990 | 293,568 | SH | DFND | 1 | 0 | 293,568 | 0 | |
Columbia Banking System, Inc. | COM | 197236102 | 33,886 | 1,227,300 | SH | DFND | 1 | 0 | 1,227,300 | 0 | |
Columbus McKinnon Corp. | COM | 199333105 | 2,128 | 75,900 | SH | DFND | 1 | 0 | 75,900 | 0 | |
ConocoPhillips | COM | 20825C104 | 691 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Continental Resources Inc. | COM | 212015101 | 7,672 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
Demand Media, Inc. | COM | 24802N208 | 1,851 | 302,500 | SH | DFND | 1 | 0 | 302,500 | 0 | |
Devon Energy Corp. New | COM | 25179M103 | 1,836 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
Dolby Laboratories Inc. | COM | 25659T107 | 30,292 | 702,500 | SH | DFND | 1 | 0 | 702,500 | 0 | |
Donegal Group Inc., Cl. A | COM CL A | 257701201 | 2,397 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
Du Pont E I De Nemours & Co | COM | 263534109 | 36,970 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
Du Pont E I De Nemours & Co | COM | 263534109 | 3,697 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
EMC Corporation | COM | 268648102 | 14,870 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
EMC Corporation | COM | 268648102 | 5,948 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
Express, Inc. | COM | 30219E103 | 1,515 | 103,159 | SH | DFND | 1 | 0 | 103,159 | 0 | |
Exxon Mobil Corp. | COM | 30231G102 | 1,109 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
Farmer Brothers Co. | COM | 307675108 | 10,679 | 362,600 | SH | DFND | 1 | 0 | 362,600 | 0 | |
Farmer Brothers Co. | COM | 307675108 | 82 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
First Security Group Inc. | COM NEW | 336312202 | 13,741 | 6,080,000 | SH | DFND | 1 | 0 | 6,080,000 | 0 | |
FMC Corp. | COM | 302491303 | 28,515 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
FMC Corp. | COM | 302491303 | 2,852 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Forest City Enterprises, Inc. | COM | 345550107 | 11,928 | 560,000 | SH | DFND | 1 | 0 | 560,000 | 0 | |
Franklin Financial Corp | COM | 35353C102 | 17,275 | 815,625 | SH | DFND | 1 | 0 | 815,625 | 0 | |
FXCM Inc., Cl. A | COM CL A | 302693106 | 26,194 | 1,580,828 | SH | DFND | 1 | 0 | 1,580,828 | 0 | |
GAMCO Investors, Inc. | COM | 361438104 | 1,468 | 16,500 | SH | DFND | 1 | 0 | 16,500 | 0 | |
Gencorp Inc. | COM | 368682100 | 13,524 | 739,000 | SH | DFND | 1 | 0 | 739,000 | 0 | |
Gencorp Inc. | COM | 368682100 | 454 | 24,794 | SH | SOLE | 0 | 24,794 | 0 | 0 | |
General Electric Co. | COM | 369604103 | 758 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
General Motors Corp. | COM | 37045V100 | 6,516 | 186,657 | SH | DFND | 1 | 0 | 186,657 | 0 | |
Getty Realty Corp. | COM | 374297109 | 5,463 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
Getty Realty Corp. | COM | 374297109 | 655 | 35,969 | SH | SOLE | 0 | 35,969 | 0 | 0 | |
GM '16 WRNT | W EXP 7/10/2016 | 37045V118 | 266 | 10,597 | SH | DFND | 1 | 0 | 10,597 | 0 | |
GM '19 WRNT | W EXP 7/10/2019 | 37045V126 | 180 | 10,597 | SH | DFND | 1 | 0 | 10,597 | 0 | |
Gulf Coast Ultra Deep Rty Trust Unit | ROYALTY TR UNT | 40222T104 | 161 | 127,119 | SH | SOLE | 0 | 127,119 | 0 | 0 | |
GulfMark Offshore, Inc. | CL A NEW | 402629208 | 12,210 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
GulfMark Offshore, Inc. | CL A NEW | 402629208 | 1,221 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Halliburton Co. | COM | 406216101 | 393 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Hardinge, Inc. | COM | 412324303 | 3,516 | 295,000 | SH | DFND | 1 | 0 | 295,000 | 0 | |
Helmerich & Payne Inc. | COM | 423452101 | 6,742 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Heritage Commerce Corp. | COM | 426927109 | 3,974 | 450,000 | SH | DFND | 1 | 0 | 450,000 | 0 | |
Heritage Oaks Bancorp | COM | 42724R107 | 9,788 | 1,166,575 | SH | DFND | 1 | 0 | 1,166,575 | 0 | |
Hess Corporation | COM | 42809H107 | 34,142 | 462,500 | SH | DFND | 1 | 0 | 462,500 | 0 | |
Hess Corporation | COM | 42809H107 | 13,288 | 180,000 | SH | SOLE | 0 | 180,000 | 0 | 0 | |
Highland Bankshares Inc. | COM | 430893107 | 1,343 | 383,714 | SH | DFND | 1 | 0 | 383,714 | 0 | |
HomeTrust Bancshares, Inc. | COM | 437872104 | 4,325 | 259,622 | SH | DFND | 1 | 0 | 259,622 | 0 | |
Hospira, Inc. | COM | 441060100 | 24,500 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 296 | 35,000 | SH | SOLE | 0 | 35,000 | 0 | 0 | |
Installed Building Products, Inc. | COM | 45780R101 | 2,673 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
Intel Corp. | COM | 458140100 | 18,145 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
Intel Corp. | COM | 458140100 | 48,992 | 1,350,000 | SH | SOLE | 0 | 1,350,000 | 0 | 0 | |
International Game Technology | COM | 459902102 | 6,900 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
Investar Holding Corporation | COM | 46134L105 | 2,424 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
Investors Bancorp, Inc. | COM | 46146L101 | 5,613 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
Johnson & Johnson | COM | 478160104 | 3,660 | 35,000 | SH | SOLE | 0 | 35,000 | 0 | 0 | |
Kaiser Aluminum Corp. | COM PAR $0.01 | 483007704 | 16,429 | 230,000 | SH | DFND | 1 | 0 | 230,000 | 0 | |
Kemper Corp. | COM | 488401100 | 361 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Meridian Bancorp, Inc. | COM | 58958U103 | 1,122 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Motors Liquidation Company | COM | 62010U101 | 1,925 | 100,009 | SH | DFND | 1 | 0 | 100,009 | 0 | |
National Presto Industries, Inc. | COM | 637215104 | 7,835 | 135,000 | SH | DFND | 1 | 0 | 135,000 | 0 | |
News Corp | COM | 65249B109 | 6,394 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
Northeast Bancorp | COM NEW | 663904209 | 3,470 | 360,000 | SH | DFND | 1 | 0 | 360,000 | 0 | |
Northfield Bancorp Inc | COM | 66611T108 | 7,400 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
Old Republic Interrnational Corp. | COM | 680223104 | 309 | 21,093 | SH | SOLE | 0 | 21,093 | 0 | 0 | |
Peapack-Gladstone Financial Corp. | COM | 704699107 | 1,856 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 737 | 14,363 | SH | SOLE | 0 | 14,363 | 0 | 0 | |
Plains GP Holdings LP | SHS A REP LTPN | 72651A108 | 2,568 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Polypore International, Inc. | COM | 73179V103 | 1,176 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
Popular, Inc. | COM NEW | 733174700 | 9,364 | 275,000 | SH | DFND | 1 | 0 | 275,000 | 0 | |
Prudential Bancorp Inc. | COM | 74431A101 | 1,516 | 121,287 | SH | DFND | 1 | 0 | 121,287 | 0 | |
Realogy Holdings Corp. | COM | 75605Y106 | 4,449 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Resolute Forest Products | COM | 76117w109 | 8,511 | 483,306 | SH | DFND | 1 | 0 | 483,306 | 0 | |
Rightside Group, Ltd. | COM | 76658B100 | 672 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Royal Dutch Shell PLC | Spon ADR A | 780259206 | 1,003 | 14,979 | SH | SOLE | 0 | 14,979 | 0 | 0 | |
Ruth's Hospitality Group, Inc. | COM | 783332109 | 17,175 | 1,145,000 | SH | DFND | 1 | 0 | 1,145,000 | 0 | |
Sanofi-Aventis SA, CVR | RIGHT 12/31/2020 | 80105N113 | 770 | 975,000 | SH | DFND | 1 | 0 | 975,000 | 0 | |
Sanofi-Aventis SA, CVR | RIGHT 12/31/2020 | 80105N113 | 237 | 300,000 | SH | SOLE | 0 | 300,000 | 0 | 0 | |
SI Financial Group | COM | 78425V104 | 2,517 | 222,125 | SH | DFND | 1 | 0 | 222,125 | 0 | |
Symetra Financial Corp. | COM | 87151Q106 | 6,915 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
Symetra Financial Corp. | COM | 87151Q106 | 5,763 | 250,000 | SH | SOLE | 0 | 250,000 | 0 | 0 | |
Tejon Ranch Co. | COM | 879080109 | 15,319 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | |
Tejon Ranch Warrant | W EXP 8/31/2016 | 879080133 | 188 | 76,809 | SH | DFND | 1 | 0 | 76,809 | 0 | |
Teva Pharmaceutical Industries Ltd. | COM | 881624209 | 25,736 | 447,500 | SH | DFND | 1 | 0 | 447,500 | 0 | |
The Bancorp Bank | COM | 05969A105 | 4,438 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
Time Warner Cable Inc. | COM | 88732J207 | 15,206 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Waterstone Financial Inc. | COM | 94188P101 | 16,428 | 1,249,300 | SH | DFND | 1 | 0 | 1,249,300 | 0 | |
Wright Investors Service Holdings | COM | 982345100 | 1,395 | 825,691 | SH | DFND | 1 | 0 | 825,691 | 0 |