The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | NOTE 3.500% 2/0 | 004397AC9 | 8,642 | 5,000,000 | PRN | DFND | 1 | 5,000,000 | 0 | 0 | |
ACCURAY INC | NOTE 3.750% 8/0 | 004397AB1 | 23,716 | 21,200,000 | PRN | DFND | 1 | 21,200,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 5,388 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 22,429 | 327,000 | SH | DFND | 1 | 327,000 | 0 | 0 | |
AIR METHODS CORP | COM PAR $.06 | 009128307 | 14,291 | 245,292 | SH | DFND | 1 | 245,292 | 0 | 0 | |
AIR METHODS CORP | COM PAR $.06 | 009128307 | 7,283 | 125,000 | SH | Call | DFND | 1 | 125,000 | 0 | 0 |
ALBANY MOLECULAR RESH INC | NOTE 2.250%11/1 | 012423AA7 | 2,407 | 2,575,000 | PRN | DFND | 1 | 2,575,000 | 0 | 0 | |
ALERE INC | NOTE 3.000% 5/1 | 01449JAA3 | 6,441 | 5,750,000 | PRN | DFND | 1 | 5,750,000 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 16,884 | 152,000 | SH | DFND | 1 | 152,000 | 0 | 0 | |
ALPHATEC HOLDINGS INC | COM | 02081G102 | 8,005 | 3,982,738 | SH | DFND | 1 | 3,982,738 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,141 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 45,341 | 10,141,174 | SH | DFND | 1 | 10,141,174 | 0 | 0 | |
ANTHERA PHARMACEUTICALS INC | COM NEW | 03674U201 | 5,194 | 1,691,857 | SH | DFND | 1 | 1,691,857 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM | 040047102 | 7,117 | 1,216,579 | SH | DFND | 1 | 1,216,579 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 56,289 | 11,235,406 | SH | DFND | 1 | 11,235,406 | 0 | 0 | |
ARRAY BIOPHARMA INC | NOTE 3.000% 6/0 | 04269XAA3 | 23,978 | 23,000,000 | PRN | DFND | 1 | 23,000,000 | 0 | 0 | |
ARROWHEAD RESH CORP | COM NEW | 042797209 | 1,541 | 142,017 | SH | DFND | 1 | 142,017 | 0 | 0 | |
ARTHROCARE CORP | COM | 043136100 | 805 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 85,270 | 4,113,385 | SH | DFND | 1 | 4,113,385 | 0 | 0 | |
AUXILIUM PHARMACEUTICALS INC | NOTE 1.500% 7/1 | 05334DAA5 | 2,771 | 2,500,000 | PRN | DFND | 1 | 2,500,000 | 0 | 0 | |
BACTERIN INTL HLDGS INC | COM | 05644R101 | 196 | 391,796 | SH | DFND | 1 | 391,796 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 7,129 | 102,500 | SH | DFND | 1 | 102,500 | 0 | 0 | |
BIND THERAPEUTICS INC | COM | 05548N107 | 3,869 | 256,384 | SH | DFND | 1 | 256,384 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 6,601 | 868,570 | SH | DFND | 1 | 868,570 | 0 | 0 | |
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 10,371 | 1,760,725 | SH | DFND | 1 | 1,760,725 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 518 | 70,022 | SH | DFND | 1 | 70,022 | 0 | 0 | |
BIOTELEMETRY INC | COM | 090672106 | 437 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 8,879 | 423,224 | SH | DFND | 1 | 423,224 | 0 | 0 | |
BROOKDALE SR LIVING INC | NOTE 2.750% 6/1 | 112463AA2 | 18,536 | 15,500,000 | PRN | DFND | 1 | 15,500,000 | 0 | 0 | |
CANCER GENETICS INC | COM | 13739U104 | 4,881 | 354,180 | SH | DFND | 1 | 354,180 | 0 | 0 | |
CAPITAL SR LIVING CORP | COM | 140475104 | 34,020 | 1,418,111 | SH | DFND | 1 | 1,418,111 | 0 | 0 | |
CAS MED SYS INC | COM PAR $0.004 | 124769209 | 5,440 | 3,200,000 | SH | DFND | 1 | 3,200,000 | 0 | 0 | |
CEMPRA INC | COM | 15130J109 | 3,837 | 309,655 | SH | DFND | 1 | 309,655 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 18,440 | 312,812 | SH | DFND | 1 | 312,812 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 26,603 | 386,282 | SH | DFND | 1 | 386,282 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 68,870 | 1,000,000 | SH | Call | DFND | 1 | 1,000,000 | 0 | 0 |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 30,734 | 485,000 | SH | DFND | 1 | 485,000 | 0 | 0 | |
DENDREON CORP | NOTE 2.875% 1/1 | 24823QAC1 | 116,343 | 183,660,000 | PRN | DFND | 1 | 183,660,000 | 0 | 0 | |
DENDREON CORP | NOTE 4.750% 6/1 | 24823QAB3 | 14,187 | 14,740,000 | PRN | DFND | 1 | 14,740,000 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 13,338 | 1,260,661 | SH | DFND | 1 | 1,260,661 | 0 | 0 | |
DISCOVERY LABORATORIES INC N | COM NEW | 254668403 | 8,234 | 3,659,700 | SH | DFND | 1 | 3,659,700 | 0 | 0 | |
DYAX CORP | COM | 26746E103 | 25,301 | 3,357,747 | SH | DFND | 1 | 3,357,747 | 0 | 0 | |
ENDOCYTE INC | COM | 29269A102 | 1,196 | 111,967 | SH | DFND | 1 | 111,967 | 0 | 0 | |
EXELIXIS INC | NOTE 4.250% 8/1 | 30161QAC8 | 30,691 | 25,050,000 | PRN | DFND | 1 | 25,050,000 | 0 | 0 | |
FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 34,884 | 4,333,475 | SH | DFND | 1 | 4,333,475 | 0 | 0 | |
FOUNDATION MEDICINE INC | COM | 350465100 | 8,242 | 346,018 | SH | DFND | 1 | 346,018 | 0 | 0 | |
GERON CORP | COM | 374163103 | 4,740 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
GLOBUS MED INC | CL A | 379577208 | 34,194 | 1,694,472 | SH | DFND | 1 | 1,694,472 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 477 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
HMS HLDGS CORP | COM | 40425J101 | 1,312 | 57,800 | SH | DFND | 1 | 57,800 | 0 | 0 | |
HOLOGIC INC | DEBT 2.000% 3/0 | 436440AC5 | 38,338 | 37,516,000 | PRN | DFND | 1 | 37,516,000 | 0 | 0 | |
HORIZON PHARMA INC | COM | 44047T109 | 35,348 | 4,638,888 | SH | DFND | 1 | 4,638,888 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 42,802 | 414,670 | SH | DFND | 1 | 414,670 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 28,902 | 280,000 | SH | Call | DFND | 1 | 280,000 | 0 | 0 |
IMRIS INC | COM | 45322N105 | 305 | 192,051 | SH | DFND | 1 | 192,051 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 54,988 | 3,981,743 | SH | DFND | 1 | 3,981,743 | 0 | 0 | |
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 2,762 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
INSMED INC | COM PAR $.01 | 457669307 | 17,888 | 1,052,245 | SH | DFND | 1 | 1,052,245 | 0 | 0 | |
INTEGRA LIFESCIENCES HLDGS C | COM NEW | 457985208 | 12,980 | 272,055 | SH | DFND | 1 | 272,055 | 0 | 0 | |
INTEGRA LIFESCIENCES HLDGS C | NOTE 1.625%12/1 | 457985AK5 | 44,486 | 41,523,000 | PRN | DFND | 1 | 41,523,000 | 0 | 0 | |
INTERMUNE INC | NOTE 2.500% 9/1 | 45884XAE3 | 37,171 | 41,570,000 | PRN | DFND | 1 | 41,570,000 | 0 | 0 | |
INTERMUNE INC | NOTE 2.500%12/1 | 45884XAF0 | 10,290 | 7,500,000 | PRN | DFND | 1 | 7,500,000 | 0 | 0 | |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 19,208 | 1,483,260 | SH | DFND | 1 | 1,483,260 | 0 | 0 | |
KINDRED BIOSCIENCES INC | COM | 494577109 | 2,513 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
LCA-VISION INC | COM PAR $.001 | 501803308 | 2,850 | 730,856 | SH | DFND | 1 | 730,856 | 0 | 0 | |
LIPOSCIENCE INC | COM | 53630M108 | 5,875 | 1,382,350 | SH | DFND | 1 | 1,382,350 | 0 | 0 | |
MAST THERAPEUTICS INC | COM | 576314108 | 678 | 1,466,249 | SH | DFND | 1 | 1,466,249 | 0 | 0 | |
MEI PHARMA INC | COM NEW | 55279B202 | 10,049 | 1,254,519 | SH | DFND | 1 | 1,254,519 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 36,286 | 725,000 | SH | DFND | 1 | 725,000 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 22,413 | 644,971 | SH | DFND | 1 | 644,971 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 20,096 | 1,136,645 | SH | DFND | 1 | 1,136,645 | 0 | 0 | |
MYLAN INC | COM | 628530107 | 16,579 | 382,000 | SH | DFND | 1 | 382,000 | 0 | 0 | |
MYLAN INC | COM | 628530107 | 6,510 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
NANOSPHERE INC | COM | 63009F105 | 10,870 | 4,746,913 | SH | DFND | 1 | 4,746,913 | 0 | 0 | |
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 10,770 | 624,711 | SH | DFND | 1 | 624,711 | 0 | 0 | |
NOVADAQ TECHNOLOGIES INC | COM | 66987G102 | 1,979 | 120,010 | SH | DFND | 1 | 120,010 | 0 | 0 | |
NUVASIVE INC | NOTE 2.750% 7/0 | 670704AC9 | 45,559 | 42,136,000 | PRN | DFND | 1 | 42,136,000 | 0 | 0 | |
NXSTAGE MEDICAL INC | COM | 67072V103 | 55,706 | 5,570,639 | SH | DFND | 1 | 5,570,639 | 0 | 0 | |
OCERA THERAPEUTICS INC | COM | 67552A108 | 2,742 | 211,119 | SH | DFND | 1 | 211,119 | 0 | 0 | |
OREXIGEN THERAPEUTICS INC | COM | 686164104 | 122 | 21,690 | SH | DFND | 1 | 21,690 | 0 | 0 | |
OVASCIENCE INC | COM | 69014Q101 | 5,535 | 605,561 | SH | DFND | 1 | 605,561 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 22,757 | 4,351,262 | SH | DFND | 1 | 4,351,262 | 0 | 0 | |
PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | 1,468 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 21,261 | 825,675 | SH | DFND | 1 | 825,675 | 0 | 0 | |
PROSENSA HLDG N V | SHS USD | N71546100 | 14,568 | 3,119,381 | SH | DFND | 1 | 3,119,381 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 14,021 | 528,705 | SH | DFND | 1 | 528,705 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 9,249 | 545,027 | SH | DFND | 1 | 545,027 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 82,018 | 1,506,297 | SH | DFND | 1 | 1,506,297 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 27,225 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 2,176 | 763,675 | SH | DFND | 1 | 763,675 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 341 | 29,400 | SH | DFND | 1 | 29,400 | 0 | 0 | |
SEQUENOM INC | NOTE 5.000%10/0 | 817337AB4 | 14,510 | 16,877,000 | PRN | DFND | 1 | 16,877,000 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 20,898 | 2,361,405 | SH | DFND | 1 | 2,361,405 | 0 | 0 | |
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 2,269 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | 1,185 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
SUNSHINE HEART INC | COM | 86782U106 | 4,195 | 432,000 | SH | DFND | 1 | 432,000 | 0 | 0 | |
TARGACEPT INC | COM | 87611R306 | 2,561 | 617,000 | SH | DFND | 1 | 617,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 200 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 14,028 | 350,000 | SH | Call | DFND | 1 | 350,000 | 0 | 0 |
TORNIER N V | SHS | N87237108 | 28,372 | 1,509,974 | SH | DFND | 1 | 1,509,974 | 0 | 0 | |
UNIVERSAL AMERN CORP NEW | COM | 91338E101 | 33,585 | 4,600,692 | SH | DFND | 1 | 4,600,692 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 7,834 | 631,276 | SH | DFND | 1 | 631,276 | 0 | 0 | |
VOLCANO CORPORATION | NOTE 1.750%12/0 | 928645AB6 | 59,747 | 60,500,000 | PRN | DFND | 1 | 60,500,000 | 0 | 0 | |
XENOPORT INC | COM | 98411C100 | 21,384 | 3,719,040 | SH | DFND | 1 | 3,719,040 | 0 | 0 | |
XOMA CORP DEL | COM | 98419J107 | 25,620 | 3,806,868 | SH | DFND | 1 | 3,806,868 | 0 | 0 | |
ZOGENIX INC | COM | 98978L105 | 8,841 | 2,570,000 | SH | DFND | 1 | 2,570,000 | 0 | 0 |