0001172661-13-000829.txt : 20130515 0001172661-13-000829.hdr.sgml : 20130515 20130515061609 ACCESSION NUMBER: 0001172661-13-000829 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 40 North Industries LLC CENTRAL INDEX KEY: 0001539436 IRS NUMBER: 264203244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14692 FILM NUMBER: 13843611 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET - 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212.821.1600 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET - 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 40NorthIndustries1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 40 North Industries LLC Address: 9 West 57th Street, 30th Floor New York, New York 10019 13F File Number: 028-14260 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Owens Title: Chief Financial Officer Phone: 212-821-1617 Signature, Place, and Date of Signing: /s/ Michael Owens New York, New York May 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 50 Form 13F Information Table Value Total: $2,591,183 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANADARKO PETE CORP COM 032511107 18802 215000 SH CALL SOLE 215000 0 0 APPLE INC COM 037833100 39397 89000 SH SOLE 89000 0 0 APPLE INC COM 037833100 29924 67600 SH CALL SOLE 67600 0 0 ASHLAND INC NEW COM 044209104 8322 112000 SH SOLE 112000 0 0 BEAM INC COM 073730103 33144 521626 SH SOLE 521626 0 0 CBS CORP NEW CL B 124857202 48791 1045000 SH SOLE 1045000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 8164 400000 SH SOLE 400000 0 0 COMPUWARE CORP COM 205638109 25292 2025000 SH SOLE 2025000 0 0 COPART INC COM 217204106 34510 1007000 SH SOLE 1007000 0 0 DEAN FOODS CO NEW COM 242370104 30730 1695000 SH SOLE 1695000 0 0 DELL INC COM 24702R101 34105 2380000 SH SOLE 2380000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 8782 820000 SH SOLE 820000 0 0 FORESTAR GROUP INC COM 346233109 13619 623000 SH SOLE 623000 0 0 GENWORTH FINL INC COM CL A 37247D106 19200 1920000 SH SOLE 1920000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 34948 1570000 SH SOLE 1570000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 4452 200000 SH CALL SOLE 200000 0 0 HESS CORP COM 42809H107 35805 500000 SH SOLE 500000 0 0 HILLSHIRE BRANDS CO COM 432589109 48261 1373000 SH SOLE 1373000 0 0 HUMANA INC COM 444859102 29026 420000 SH CALL SOLE 420000 0 0 HUNTSMAN CORP COM 447011107 16173 870000 SH SOLE 870000 0 0 IRON MTN INC COM 462846106 18155 500000 SH CALL SOLE 500000 0 0 ISHARES TR RUSSELL 2000 464287655 49576 525000 SH PUT SOLE 525000 0 0 ISHARES TR DJ US REAL EST 464287739 69480 1000000 SH PUT SOLE 1000000 0 0 LAMAR ADVERTISING CO CL A 512815101 32354 666000 SH SOLE 666000 0 0 LAMAR ADVERTISING CO CL A 512815101 19918 410000 SH CALL SOLE 410000 0 0 LONE PINE RES INC COM 54222A106 1553 1293923 SH SOLE 1293923 0 0 MARATHON PETE CORP COM 56585A102 7974 89000 SH SOLE 89000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 37419 988625 SH SOLE 988625 0 0 MATTRESS FIRM HLDG CORP COM 57722W106 43358 1255300 SH SOLE 1255300 0 0 METROPCS COMMUNICATIONS INC COM 591708102 4142 380000 SH SOLE 380000 0 0 METROPCS COMMUNICATIONS INC COM 591708102 26160 2400000 SH CALL SOLE 2400000 0 0 MICROS SYS INC COM 594901100 15997 351500 SH SOLE 351500 0 0 MOSAIC CO NEW COM 61945C103 33024 554000 SH SOLE 554000 0 0 MYRIAD GENETICS INC COM 62855J104 21599 850000 SH PUT SOLE 850000 0 0 NEWS CORP CL A 65248E104 34019 1115000 SH SOLE 1115000 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 20754 544000 SH SOLE 544000 0 0 PENN NATL GAMING INC COM 707569109 47354 870000 SH SOLE 870000 0 0 PHILLIPS 66 COM 718546104 8816 126000 SH SOLE 126000 0 0 RAYONIER INC COM 754907103 42008 704000 SH SOLE 704000 0 0 ROCKWOOD HLDGS INC COM 774415103 41869 639800 SH SOLE 639800 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 37103 811000 SH SOLE 811000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 678303 4329500 SH CALL SOLE 4329500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 582029 3715000 SH PUT SOLE 3715000 0 0 SUNCOKE ENERGY INC COM 86722A103 24266 1485978 SH SOLE 1485978 0 0 TEMPUR PEDIC INTL INC COM 88023U101 47943 966000 SH SOLE 966000 0 0 TESORO CORP COM 881609101 9075 155000 SH SOLE 155000 0 0 THE ADT CORPORATION COM 00101J106 32007 654000 SH SOLE 654000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 32000 1000000 SH SOLE 1000000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 8188 180000 SH SOLE 180000 0 0 YAHOO INC COM 984332106 43293 1840000 SH SOLE 1840000 0 0