The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 10,369 | 2,090,526 | SH | SOLE | 2,090,526 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 4,989 | 415,043 | SH | SOLE | 415,043 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 3,484 | 220,932 | SH | SOLE | 220,932 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 68,311 | 6,330,910 | SH | SOLE | 6,330,910 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 12,194 | 962,466 | SH | SOLE | 962,466 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 59,765 | 16,509,559 | SH | SOLE | 16,509,559 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 21,299 | 1,284,616 | SH | SOLE | 1,284,616 | 0 | 0 | ||
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 8,450 | 545,522 | SH | SOLE | 545,522 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 37,463 | 2,396,857 | SH | SOLE | 2,396,857 | 0 | 0 | ||
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 6,479 | 409,821 | SH | SOLE | 409,821 | 0 | 0 | ||
BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | 960 | 42,912 | SH | SOLE | 42,912 | 0 | 0 | ||
CDW CORP COM | COM | 12514G108 | 225 | 6,558 | SH | SOLE | 6,558 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 23,398 | 796,400 | SH | Put | SOLE | 796,400 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 1,686 | 57,400 | SH | SOLE | 57,400 | 0 | 0 | ||
CIT GROUP INC | COM NEW | 125581801 | 780 | 16,780 | SH | SOLE | 16,780 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 381 | 16,767 | SH | SOLE | 16,767 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2015 | 18383M563 | 213 | 9,843 | SH | SOLE | 9,843 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 327 | 27,143 | SH | SOLE | 27,143 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 11 | 795,108 | SH | SOLE | 795,108 | 0 | 0 | ||
CONSOL ENERGY INC | COM | 20854P109 | 26,801 | 1,232,800 | SH | Put | SOLE | 1,232,800 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854P109 | 6,982 | 321,154 | SH | SOLE | 321,154 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 4,752 | 1,484,978 | SH | SOLE | 1,484,978 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 168 | 15,555 | SH | SOLE | 15,555 | 0 | 0 | ||
DELAWARE INVTS DIV & INCOME | COM | 245915103 | 2,781 | 280,957 | SH | SOLE | 280,957 | 0 | 0 | ||
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 21,675 | 1,484,594 | SH | SOLE | 1,484,594 | 0 | 0 | ||
DEUTSCHE HIGH INCOME TR | SHS | 25155R100 | 12,817 | 1,504,311 | SH | SOLE | 1,504,311 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 11,742 | 1,447,792 | SH | SOLE | 1,447,792 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 4,064 | 365,762 | SH | SOLE | 365,762 | 0 | 0 | ||
DYNEGY INC NEW DEL | *W EXP 10/02/201 | 26817R116 | 3,491 | 863,094 | SH | SOLE | 863,094 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 243 | 18,053 | SH | SOLE | 18,053 | 0 | 0 | ||
EMCOR GROUP INC | COM | 29084Q100 | 1,288 | 26,957 | SH | SOLE | 26,957 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 5,442 | 347,978 | SH | SOLE | 347,978 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 474 | 33,591 | SH | SOLE | 33,591 | 0 | 0 | ||
FLEXTRONICS INTL LTD | ORD | 443510201 | 647 | 5,973 | SH | SOLE | 5,973 | 0 | 0 | ||
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 13,292 | 1,140,936 | SH | SOLE | 1,140,936 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 32,084 | 6,481,600 | SH | Put | SOLE | 6,481,600 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 3,050 | 616,190 | SH | SOLE | 616,190 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 33,330 | 1,000,000 | SH | Call | SOLE | 0 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 3,537 | 467,258 | SH | SOLE | 467,258 | 0 | 0 | ||
GLOBAL HIGH INCOME FUND INC | COM | 37933G108 | 15,999 | 1,884,471 | SH | SOLE | 1,884,471 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 766 | 47,278 | SH | SOLE | 47,278 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 933 | 9,306 | SH | SOLE | 9,306 | 0 | 0 | ||
GREIF INC | CL A | 397624107 | 689 | 19,223 | SH | SOLE | 19,223 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 4,324 | 118,552 | SH | SOLE | 118,552 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 4,688 | 327,161 | SH | SOLE | 327,161 | 0 | 0 | ||
ISHARES | 10+ YR CR BD ETF | 464289511 | 2,341 | 40,954 | SH | SOLE | 40,954 | 0 | 0 | ||
ISHARES | INTERM CR BD ETF | 464288638 | 3,225 | 29,623 | SH | SOLE | 29,623 | 0 | 0 | ||
ISHARES | JP MOR EM MK ETF | 464288281 | 665 | 6,049 | SH | SOLE | 6,049 | 0 | 0 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 347 | 3,913 | SH | SOLE | 3,913 | 0 | 0 | ||
ISHARES TR | A RATE CP BD ETF | 46429B291 | 2,388 | 47,278 | SH | SOLE | 47,278 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 22,041 | 202,619 | SH | SOLE | 202,619 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 1,084 | 31,486 | SH | SOLE | 31,486 | 0 | 0 | ||
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 1,228 | 82,164 | SH | SOLE | 82,164 | 0 | 0 | ||
KBR INC | COM | 48242W106 | 804 | 41,288 | SH | SOLE | 41,288 | 0 | 0 | ||
KLX INC | COM | 482539103 | 526 | 11,913 | SH | SOLE | 11,913 | 0 | 0 | ||
LANDS END INC NEW | COM | 51509F105 | 720 | 29,013 | SH | SOLE | 29,013 | 0 | 0 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 5,000 | 351,372 | SH | SOLE | 351,372 | 0 | 0 | ||
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 747 | 8,590 | SH | SOLE | 8,590 | 0 | 0 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 8,579 | 962,800 | SH | Put | SOLE | 962,800 | 0 | 0 | |
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 1,468 | 164,781 | SH | SOLE | 164,781 | 0 | 0 | ||
LMP CAP & INCOME FD INC | COM | 50208A102 | 282 | 18,712 | SH | SOLE | 18,712 | 0 | 0 | ||
MACK CALI RLTY CORP | COM | 554489104 | 5,387 | 292,320 | SH | SOLE | 292,320 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 829 | 12,282 | SH | SOLE | 12,282 | 0 | 0 | ||
MANAGED HIGH YIELD PLUS FD I | COM | 561911108 | 10,976 | 6,132,069 | SH | SOLE | 6,132,069 | 0 | 0 | ||
MATRIX SVC CO | COM | 576853105 | 700 | 38,295 | SH | SOLE | 38,295 | 0 | 0 | ||
MBIA INC | COM | 55262C100 | 8,008 | 1,332,500 | SH | Put | SOLE | 1,332,500 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 620 | 103,105 | SH | SOLE | 103,105 | 0 | 0 | ||
MERITOR INC | COM | 59001K100 | 660 | 50,295 | SH | SOLE | 50,295 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 7,143 | 843,374 | SH | SOLE | 843,374 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 46 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MFS INTERMEDIATE HIGH INC FD | SH BEN INT | 59318T109 | 3,688 | 1,386,337 | SH | SOLE | 1,386,337 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 6,102 | 1,005,275 | SH | SOLE | 1,005,275 | 0 | 0 | ||
MILLER HERMAN INC | COM | 600544100 | 617 | 21,314 | SH | SOLE | 21,314 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 24,927 | 2,881,756 | SH | SOLE | 2,881,756 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 13,186 | 1,119,324 | SH | SOLE | 1,119,324 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 718 | 81,878 | SH | SOLE | 81,878 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 181 | 15,767 | SH | SOLE | 15,767 | 0 | 0 | ||
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 15,479 | 682,186 | SH | SOLE | 682,186 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 368 | 51,051 | SH | SOLE | 51,051 | 0 | 0 | ||
NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | 4,245 | 520,829 | SH | SOLE | 520,829 | 0 | 0 | ||
OI S.A. | SPN ADR PFD NEW | 670851401 | 2,169 | 1,135,357 | SH | SOLE | 1,135,357 | 0 | 0 | ||
PACHOLDER HIGH YIELD FD INC | COM | 693742108 | 623 | 89,901 | SH | SOLE | 89,901 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V408 | 1,674 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V408 | 9,923 | 1,096,500 | SH | Put | SOLE | 1,096,500 | 0 | 0 | |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 33,479 | 1,659,015 | SH | SOLE | 1,659,015 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 270 | 2,702 | SH | SOLE | 2,702 | 0 | 0 | ||
PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | 298 | 19,726 | SH | SOLE | 19,726 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 402 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
PUTMAN HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 3,843 | 493,321 | SH | SOLE | 493,321 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 10,233 | 2,006,433 | SH | SOLE | 2,006,433 | 0 | 0 | ||
ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 1,021 | 39,572 | SH | SOLE | 39,572 | 0 | 0 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 1,446 | 68,484 | SH | SOLE | 68,484 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 3,231 | 312,500 | SH | Put | SOLE | 312,500 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 838 | 81,000 | SH | SOLE | 81,000 | 0 | 0 | ||
SEARS HLDGS CORP | COM | 812350106 | 374 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SEARS HLDGS CORP | COM | 812350106 | 5,540 | 207,500 | SH | Put | SOLE | 207,500 | 0 | 0 | |
SKYWEST INC | COM | 830879102 | 886 | 58,882 | SH | SOLE | 58,882 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 3,586 | 786,400 | SH | Put | SOLE | 786,400 | 0 | 0 | |
SPX CORP | COM | 784635104 | 885 | 12,223 | SH | SOLE | 12,223 | 0 | 0 | ||
STRATEGIC GLOBAL INCOME FD | COM | 862719101 | 1,551 | 187,535 | SH | SOLE | 187,535 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 1,163 | 108,557 | SH | SOLE | 108,557 | 0 | 0 | ||
TETRA TECH INC NEW | COM | 88162G103 | 1,013 | 39,492 | SH | SOLE | 39,492 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 53,202 | 3,300,400 | SH | Put | SOLE | 3,300,400 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,211 | 75,150 | SH | SOLE | 75,150 | 0 | 0 | ||
TRINSEO S A | SHS | L9340P101 | 348 | 12,958 | SH | SOLE | 12,958 | 0 | 0 | ||
UNIFIRST CORP MASS | COM | 904708104 | 1,080 | 9,653 | SH | SOLE | 9,653 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 64,982 | 3,151,400 | SH | Put | SOLE | 3,151,400 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 3,437 | 166,700 | SH | SOLE | 166,700 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 3,017 | 37,622 | SH | SOLE | 37,622 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 2,414 | 27,557 | SH | SOLE | 27,557 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 8,632 | 106,226 | SH | SOLE | 106,226 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 217 | 2,546 | SH | SOLE | 2,546 | 0 | 0 | ||
WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 20,187 | 2,441,012 | SH | SOLE | 2,441,012 | 0 | 0 | ||
WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | 22,103 | 1,745,895 | SH | SOLE | 1,745,895 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 9,994 | 668,066 | SH | SOLE | 668,066 | 0 | 0 | ||
WESTERN ASSET EMRG MKT INCM | COM | 95766E103 | 15,936 | 1,485,149 | SH | SOLE | 1,485,149 | 0 | 0 | ||
WESTERN ASSET GLB PTNRS INCO | COM | 95766G108 | 5,968 | 650,794 | SH | SOLE | 650,794 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 7,860 | 458,294 | SH | SOLE | 458,294 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 20,268 | 1,316,128 | SH | SOLE | 1,316,128 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 16,814 | 3,264,869 | SH | SOLE | 3,264,869 | 0 | 0 | ||
WESTERN ASSET MGD HI INCM FD | COM | 95766L107 | 21,641 | 4,380,705 | SH | SOLE | 4,380,705 | 0 | 0 | ||
WESTERN ASSET WORLDWIDE INCO | COM | 957668106 | 2,895 | 267,056 | SH | SOLE | 267,056 | 0 | 0 | ||
WORTHINGTON INDS INC | COM | 981811102 | 568 | 18,904 | SH | SOLE | 18,904 | 0 | 0 |