The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 7,601 | 1,689,038 | SH | SOLE | 1,689,038 | 0 | 0 | ||
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 602 | 73,455 | SH | SOLE | 73,455 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 5,615 | 507,245 | SH | SOLE | 507,245 | 0 | 0 | ||
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 3,664 | 253,565 | SH | SOLE | 253,565 | 0 | 0 | ||
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 26,147 | 1,961,500 | SH | Put | SOLE | 1,961,500 | 0 | 0 | |
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 2,170 | 162,760 | SH | SOLE | 162,760 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 61,295 | 6,210,192 | SH | SOLE | 6,210,192 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 10,982 | 902,401 | SH | SOLE | 902,401 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 55,305 | 16,558,346 | SH | SOLE | 16,558,346 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 488 | 33,797 | SH | SOLE | 33,797 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 19,872 | 1,264,935 | SH | SOLE | 1,264,935 | 0 | 0 | ||
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 7,810 | 548,092 | SH | SOLE | 548,092 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 36,989 | 2,603,004 | SH | SOLE | 2,603,004 | 0 | 0 | ||
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 9,028 | 612,507 | SH | SOLE | 612,507 | 0 | 0 | ||
BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | 1,818 | 85,285 | SH | SOLE | 85,285 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 15,549 | 619,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 77,199 | 3,073,200 | SH | Put | SOLE | 3,073,200 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 290 | 27,143 | SH | SOLE | 27,143 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 01/27/2016 | 203668116 | 7 | 795,108 | SH | SOLE | 795,108 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 6,009 | 2,123,256 | SH | SOLE | 2,123,256 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 144 | 15,555 | SH | SOLE | 15,555 | 0 | 0 | ||
DELAWARE INVTS DIV & INCOME | COM | 245915103 | 1,624 | 193,980 | SH | SOLE | 193,980 | 0 | 0 | ||
DEUTSCHE GLOBAL HIGH INCOME | COM | 25158V108 | 1,902 | 251,561 | SH | SOLE | 251,561 | 0 | 0 | ||
DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | 23,942 | 1,820,659 | SH | SOLE | 1,820,659 | 0 | 0 | ||
DEUTSCHE HIGH INCOME TR | SHS | 25155R100 | 14,656 | 1,869,423 | SH | SOLE | 1,869,423 | 0 | 0 | ||
DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | 11,680 | 1,580,472 | SH | SOLE | 1,580,472 | 0 | 0 | ||
DEUTSCHE STRATEGIC INCOME TR | SHS | 25160F109 | 3,752 | 364,934 | SH | SOLE | 364,934 | 0 | 0 | ||
DYNEGY INC NEW DEL | *W EXP 10/02/201 | 26817R116 | 932 | 810,813 | SH | SOLE | 810,813 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 146 | 11,548 | SH | SOLE | 11,548 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 173 | 13,096 | SH | SOLE | 13,096 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 5,329 | 378,229 | SH | SOLE | 378,229 | 0 | 0 | ||
FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | 583 | 40,521 | SH | SOLE | 40,521 | 0 | 0 | ||
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 14,310 | 1,312,813 | SH | SOLE | 1,312,813 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 30,748 | 3,173,200 | SH | Put | SOLE | 3,173,200 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 51,559 | 10,854,600 | SH | Put | SOLE | 10,854,600 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 1,049 | 220,932 | SH | SOLE | 220,932 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 30,020 | 1,000,000 | SH | Call | SOLE | 0 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 2,528 | 547,258 | SH | SOLE | 547,258 | 0 | 0 | ||
GLOBAL HIGH INCOME FUND INC | COM | 37933G108 | 8,694 | 1,126,157 | SH | SOLE | 1,126,157 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 4,076 | 109,412 | SH | SOLE | 109,412 | 0 | 0 | ||
INTERVAL LEISURE GROUP INC | COM | 46113M108 | 336 | 18,287 | SH | SOLE | 18,287 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 4,538 | 352,573 | SH | SOLE | 352,573 | 0 | 0 | ||
ISHARES | 10+ YR CR BD ETF | 464289511 | 2,271 | 39,817 | SH | SOLE | 39,817 | 0 | 0 | ||
ISHARES | INTERM CR BD ETF | 464288638 | 4,151 | 38,224 | SH | SOLE | 38,224 | 0 | 0 | ||
ISHARES | JP MOR EM MK ETF | 464288281 | 558 | 5,241 | SH | SOLE | 5,241 | 0 | 0 | ||
ISHARES TR | 20+ YR TR BD ETF | 464287432 | 123,540 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
ISHARES TR | A RATE CP BD ETF | 46429B291 | 1,158 | 22,687 | SH | SOLE | 22,687 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 4,451 | 40,618 | SH | SOLE | 40,618 | 0 | 0 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 620 | 5,894 | SH | SOLE | 5,894 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 22,696 | 639,864 | SH | SOLE | 639,864 | 0 | 0 | ||
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 1,335 | 102,904 | SH | SOLE | 102,904 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 1,226 | 64,172 | SH | SOLE | 64,172 | 0 | 0 | ||
KB HOME | COM | 48666K109 | 25,462 | 1,879,100 | SH | Put | SOLE | 1,879,100 | 0 | 0 | |
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 3,431 | 295,530 | SH | SOLE | 295,530 | 0 | 0 | ||
LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 2,696 | 1,002,400 | SH | Put | SOLE | 1,002,400 | 0 | 0 | |
LMP CAP & INCOME FD INC | COM | 50208A102 | 228 | 18,712 | SH | SOLE | 18,712 | 0 | 0 | ||
MACK CALI RLTY CORP | COM | 554489104 | 4,915 | 260,320 | SH | SOLE | 260,320 | 0 | 0 | ||
MANAGED HIGH YIELD PLUS FD I | COM | 561911108 | 9,811 | 6,132,069 | SH | SOLE | 6,132,069 | 0 | 0 | ||
MBIA INC | COM | 55262C100 | 293 | 48,200 | SH | Put | SOLE | 48,200 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 136 | 22,408 | SH | SOLE | 22,408 | 0 | 0 | ||
MERITOR INC | COM | 59001K100 | 535 | 50,295 | SH | SOLE | 50,295 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 6,602 | 851,902 | SH | SOLE | 851,902 | 0 | 0 | ||
MFS INTERMEDIATE HIGH INC FD | SH BEN INT | 59318T109 | 3,113 | 1,371,243 | SH | SOLE | 1,371,243 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 5,254 | 939,948 | SH | SOLE | 939,948 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 17,923 | 2,605,092 | SH | SOLE | 2,605,092 | 0 | 0 | ||
MURPHY OIL CORP | COM | 626717102 | 7,267 | 300,300 | SH | Put | SOLE | 300,300 | 0 | 0 | |
MURPHY OIL CORP | COM | 626717102 | 1,472 | 60,833 | SH | SOLE | 60,833 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 11,503 | 1,128,829 | SH | SOLE | 1,128,829 | 0 | 0 | ||
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 1,081 | 135,656 | SH | SOLE | 135,656 | 0 | 0 | ||
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 163 | 15,767 | SH | SOLE | 15,767 | 0 | 0 | ||
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 6,794 | 303,289 | SH | SOLE | 303,289 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 366 | 52,651 | SH | SOLE | 52,651 | 0 | 0 | ||
NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | 4,177 | 520,829 | SH | SOLE | 520,829 | 0 | 0 | ||
OI S.A. | SPN ADR PFD NEW | 670851401 | 1,573 | 2,326,689 | SH | SOLE | 2,326,689 | 0 | 0 | ||
PACHOLDER HIGH YIELD FD INC | COM | 693742108 | 803 | 127,601 | SH | SOLE | 127,601 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 13,143 | 1,414,700 | SH | Put | SOLE | 1,414,700 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 2,371 | 545,001 | SH | SOLE | 545,001 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 56,825 | 13,063,300 | SH | Put | SOLE | 13,063,300 | 0 | 0 | |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 34,943 | 1,912,599 | SH | SOLE | 1,912,599 | 0 | 0 | ||
PRUDENTIAL GLB SHT DUR HG YL | COM | 74433A109 | 2,001 | 145,071 | SH | SOLE | 145,071 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 381 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
PUTMAN HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 3,522 | 499,621 | SH | SOLE | 499,621 | 0 | 0 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 257 | 56,893 | SH | SOLE | 56,893 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 26,328 | 5,384,015 | SH | SOLE | 5,384,015 | 0 | 0 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 13,127 | 812,800 | SH | Put | SOLE | 812,800 | 0 | 0 | |
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 1,114 | 69,000 | SH | SOLE | 69,000 | 0 | 0 | ||
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 303 | 11,237 | SH | SOLE | 11,237 | 0 | 0 | ||
STRATEGIC GLOBAL INCOME FD | COM | 862719101 | 670 | 84,432 | SH | SOLE | 84,432 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 286 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 414 | 42,734 | SH | SOLE | 42,734 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 37,632 | 2,912,700 | SH | Put | SOLE | 2,912,700 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 86,525 | 8,303,700 | SH | Put | SOLE | 8,303,700 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 1,764 | 169,317 | SH | SOLE | 169,317 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 23,064 | 2,719,800 | SH | Put | SOLE | 2,719,800 | 0 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 1,706 | 201,217 | SH | SOLE | 201,217 | 0 | 0 | ||
WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 15,082 | 1,992,288 | SH | SOLE | 1,992,288 | 0 | 0 | ||
WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | 25,645 | 2,259,484 | SH | SOLE | 2,259,484 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 6,936 | 520,732 | SH | SOLE | 520,732 | 0 | 0 | ||
WESTERN ASSET EMRG MKT INCM | COM | 95766E103 | 13,753 | 1,438,577 | SH | SOLE | 1,438,577 | 0 | 0 | ||
WESTERN ASSET GLB PTNRS INCO | COM | 95766G108 | 5,193 | 650,794 | SH | SOLE | 650,794 | 0 | 0 | ||
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 6,806 | 429,935 | SH | SOLE | 429,935 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 19,015 | 1,358,224 | SH | SOLE | 1,358,224 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 16,494 | 3,516,847 | SH | SOLE | 3,516,847 | 0 | 0 | ||
WESTERN ASSET MGD HI INCM FD | COM | 95766L107 | 19,726 | 4,412,924 | SH | SOLE | 4,412,924 | 0 | 0 | ||
WESTERN ASSET WORLDWIDE INCO | COM | 957668106 | 2,513 | 255,656 | SH | SOLE | 255,656 | 0 | 0 |