The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPHA & OMEGA SEMICONDUCTOR | SHS | G6331P104 | 23,844 | 2,594,565 | SH | OTR | 1 | 0 | 2,594,565 | 0 | |
| CASTLE A M & CO | COM | 148411101 | 7,363 | 4,630,795 | SH | OTR | 1 | 0 | 4,630,795 | 0 | |
| CASTLE A M & CO | NOTE 7.000%12/1 | 148411AF8 | 1,604 | 4,200,000 | PRN | OTR | 1 | 0 | 4,200,000 | 0 | |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 22,348 | 1,586,064 | SH | OTR | 1 | 0 | 1,586,064 | 0 | |
| ASHFORD INC | COM | 044104107 | 2,845 | 53,429 | SH | OTR | 1 | 0 | 53,429 | 0 | |
| BANKRATE INC DEL | COM | 06647F102 | 5,957 | 447,927 | SH | OTR | 1 | 0 | 447,927 | 0 | |
| BARNES & NOBLE INC | COM | 067774109 | 10,888 | 1,250,000 | SH | Call | OTR | 1 | 0 | 1,250,000 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 28,470 | 2,569,479 | SH | OTR | 1 | 0 | 2,569,479 | 0 | |
| COMPUGEN LTD | ORD | M25722105 | 6,252 | 978,469 | SH | OTR | 1 | 0 | 978,469 | 0 | |
| CONSOL ENERGY INC | COM | 20854P109 | 8,398 | 1,063,000 | SH | Call | OTR | 1 | 0 | 1,063,000 | 0 |
| EQT CORP | COM | 26884L109 | 18,747 | 359,615 | SH | OTR | 1 | 0 | 359,615 | 0 | |
| EZCHIP SEMICONDUCTOR LIMITED | ORD | M4146Y108 | 59,790 | 2,418,695 | SH | OTR | 1 | 0 | 2,418,695 | 0 | |
| EZCHIP SEMICONDUCTOR LIMITED | ORD | M4146Y108 | 3,085 | 124,800 | SH | Put | OTR | 1 | 0 | 124,800 | 0 |
| FERRARI N V | COM | N3167J106 | 3,048 | 63,500 | SH | Put | OTR | 1 | 0 | 63,500 | 0 |
| FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 22,432 | 1,603,396 | SH | OTR | 1 | 0 | 1,603,396 | 0 | |
| GSI TECHNOLOGY | COM | 36241U106 | 4,026 | 1,082,248 | SH | OTR | 1 | 0 | 1,082,248 | 0 | |
| GULFMARK OFFSHORE INC | CL A NEW | 402629208 | 23,878 | 5,113,155 | SH | OTR | 1 | 0 | 5,113,155 | 0 | |
| HC2 HLDGS INC | COM | 404139107 | 2,602 | 491,800 | SH | OTR | 1 | 0 | 491,800 | 0 | |
| HORNBECK OFFSHORE SVCS INC N | COM | 440543106 | 14,791 | 1,488,055 | SH | OTR | 1 | 0 | 1,488,055 | 0 | |
| INTERMOLECULAR INC | COM | 45882D109 | 26,331 | 11,349,627 | SH | OTR | 1 | 0 | 11,349,627 | 0 | |
| MARIN SOFTWARE INC | COM | 56804T106 | 2,282 | 637,316 | SH | OTR | 1 | 0 | 637,316 | 0 | |
| MRV COMMUNICATIONS INC | COM NEW | 553477407 | 26,112 | 2,136,864 | SH | OTR | 1 | 0 | 2,136,864 | 0 | |
| ORBCOMM INC | COM | 68555P100 | 63,789 | 8,810,614 | SH | OTR | 1 | 0 | 8,810,614 | 0 | |
| OUTERWALL INC | COM | 690070107 | 15,609 | 427,184 | SH | OTR | 1 | 0 | 427,184 | 0 | |
| OUTERWALL INC | COM | 690070107 | 27,405 | 750,000 | SH | Call | OTR | 1 | 0 | 750,000 | 0 |
| PLY GEM HLDGS INC | COM | 72941W100 | 46,303 | 3,692,429 | SH | OTR | 1 | 0 | 3,692,429 | 0 | |
| RANGE RES CORP | COM | 75281A109 | 37,585 | 1,527,233 | SH | OTR | 1 | 0 | 1,527,233 | 0 | |
| RANGE RES CORP | COM | 75281A109 | 26,210 | 1,065,000 | SH | Call | OTR | 1 | 0 | 1,065,000 | 0 |
| RANGE RES CORP | COM | 75281A109 | 367 | 14,900 | SH | Put | OTR | 1 | 0 | 14,900 | 0 |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,259 | 524,144 | SH | OTR | 1 | 0 | 524,144 | 0 | |
| SCORPIO BULKERS INC | COM | Y7546A122 | 10,874 | 1,099,460 | SH | OTR | 1 | 0 | 1,099,460 | 0 | |
| SEARS HLDGS CORP | COM | 812350106 | 12,682 | 616,805 | SH | OTR | 1 | 0 | 616,805 | 0 | |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 36,237 | 5,096,555 | SH | OTR | 1 | 0 | 5,096,555 | 0 | |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 12,354 | 1,737,500 | SH | Call | OTR | 1 | 0 | 1,737,500 | 0 |
| STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 8,693 | 530,701 | SH | OTR | 1 | 0 | 530,701 | 0 | |
| THESTREET INC | COM | 88368Q103 | 4,310 | 2,873,051 | SH | OTR | 1 | 0 | 2,873,051 | 0 | |
| TICC CAPITAL CORP | COM | 87244T109 | 17,815 | 2,930,018 | SH | OTR | 1 | 0 | 2,930,018 | 0 | |
| UNITED STATES STL CORP NEW | COM | 912909108 | 7,980 | 1,000,000 | SH | Call | OTR | 1 | 0 | 1,000,000 | 0 |