The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AARONS INC | COM PAR $0.50 | 002535300 | 69,552 | 2,300,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,300,000 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 66,400 | 2,000,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,000,000 | 0 | 0 | |
CALGON CARBON CORP | COM | 129603106 | 79,134 | 3,625,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,625,000 | 0 | 0 | |
COMPUWARE CORP | COM | 205638109 | 51,450 | 4,900,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,900,000 | 0 | 0 | |
CURTISS WRIGHT CORP | COM | 231561101 | 59,410 | 935,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 935,000 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 368,010 | 7,250,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,250,000 | 0 | 0 | |
DSP GROUP INC | COM | 23332B106 | 14,170 | 1,640,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,640,000 | 0 | 0 | |
ENTROPIC COMMUNICATIONS INC | COM | 29384R105 | 12,066 | 2,950,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,950,000 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 73,380 | 6,000,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 6,000,000 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 10,122 | 87,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 87,000 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 307,138 | 2,640,000 | SH | Put | DFND | 1, 2, 3, 4, 5, 6 | 2,640,000 | 0 | 0 |
LSB INDS INC | COM | 502160104 | 41,723 | 1,115,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,115,000 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 191,318 | 46,323,913 | SH | DFND | 1, 2, 3, 4, 5, 6 | 46,323,913 | 0 | 0 | |
POLYCOM INC | COM | 73172K104 | 30,870 | 2,250,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,250,000 | 0 | 0 | |
QUANTUM CORP | COM DSSG | 747906204 | 31,348 | 25,695,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 25,695,000 | 0 | 0 | |
QUANTUM CORP | NOTE 4.500% 11/1 | 747906AJ4 | 31,467 | 30,550,000 | PRN | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 30,550,000 | |
REALD INC | COM | 75604L105 | 25,133 | 2,250,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,250,000 | 0 | 0 | |
REGIS CORP MINN | COM | 758932107 | 4,392 | 320,600 | SH | DFND | 1, 2, 3, 4, 5, 6 | 320,600 | 0 | 0 | |
REGIS CORP MINN | NOTE 5.000% 7/1 | 758932AA5 | 50,541 | 49,429,000 | PRN | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 49,429,000 | |
RF MICRODEVICES INC | COM | 749941100 | 22,093 | 2,803,741 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,803,741 | 0 | 0 | |
TESSERA TECHNOLOGIES INC | COM | 88164L100 | 112,243 | 4,750,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,750,000 | 0 | 0 | |
TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | 59,739 | 4,461,478 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,461,478 | 0 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 20,516 | 9,454,282 | SH | DFND | 1, 2, 3, 4, 5, 6 | 9,454,282 | 0 | 0 | |
WAUSAU PAPER CORP | COM | 943315101 | 95,475 | 7,500,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,500,000 | 0 | 0 |