The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AECOM | COM | 00766T100 | 24,287 | 734,200 | SH | DFND | 1, 2, 3, 4, 5, 6 | 734,200 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 50,030 | 593,700 | SH | DFND | 1, 2, 3, 4, 5, 6 | 593,700 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 1,972 | 6,500 | SH | DFND | 1, 2, 3, 4, 5, 6 | 6,500 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 7,977 | 427,500 | SH | DFND | 1, 2, 3, 4, 5, 6 | 427,500 | 0 | 0 | |
BOULDER BRANDS INC | COM | 101405108 | 20,571 | 2,964,100 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,964,100 | 0 | 0 | |
BRINKS CO | COM | 109696104 | 126,531 | 4,299,400 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,299,400 | 0 | 0 | |
BWX TECHNOLOGIES INC | COM | 05605H100 | 48,967 | 1,492,900 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,492,900 | 0 | 0 | |
CURTISS WRIGHT CORP | COM | 231561101 | 47,731 | 658,900 | SH | DFND | 1, 2, 3, 4, 5, 6 | 658,900 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 827,016 | 11,635,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 11,635,000 | 0 | 0 | |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 7,608 | 170,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 170,000 | 0 | 0 | |
DSP GROUP INC | COM | 23332B106 | 2,371 | 229,500 | SH | DFND | 1, 2, 3, 4, 5, 6 | 229,500 | 0 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 45,240 | 343,900 | SH | DFND | 1, 2, 3, 4, 5, 6 | 343,900 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 66,948 | 350,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
HUMANA INC | COM | 444859102 | 3,826 | 20,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 20,000 | 0 | 0 | |
INSPERITY INC | COM | 45778Q107 | 169,801 | 3,335,976 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,335,976 | 0 | 0 | |
INTEGRATED SILICON SOLUTION | COM | 45812P107 | 18,320 | 827,441 | SH | DFND | 1, 2, 3, 4, 5, 6 | 827,441 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,073,796 | 8,600,000 | SH | Put | DFND | 1, 2, 3, 4, 5, 6 | 8,600,000 | 0 | 0 |
LSB INDS INC | COM | 502160104 | 61,873 | 1,515,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,515,000 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 197,318 | 2,924,534 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,924,534 | 0 | 0 | |
MEADWESTVACO CORP | COM | 583334107 | 416,992 | 8,836,440 | SH | DFND | 1, 2, 3, 4, 5, 6 | 8,836,440 | 0 | 0 | |
MICREL INC | COM | 594793101 | 51,283 | 3,689,432 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,689,432 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 70,146 | 8,100,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
OFFICE DEPOT INC | COM | 676220106 | 377,174 | 43,553,611 | SH | DFND | 1, 2, 3, 4, 5, 6 | 43,553,611 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 16,776 | 450,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
QUANTUM CORP | NOTE 4.500% 11/1 | 747906AJ4 | 36,551 | 30,550,000 | PRN | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 30,550,000 | |
QUANTUM CORP | COM DSSG | 747906204 | 43,168 | 25,695,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 25,695,000 | 0 | 0 | |
REALD INC | COM | 75604L105 | 61,033 | 4,950,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,950,000 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 122,480 | 8,000,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
STAPLES INC | COM | 855030102 | 124,570 | 8,136,527 | SH | DFND | 1, 2, 3, 4, 5, 6 | 8,136,527 | 0 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 4,358 | 525,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 525,000 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 14,412 | 218,700 | SH | DFND | 1, 2, 3, 4, 5, 6 | 218,700 | 0 | 0 | |
TESSERA TECHNOLOGIES INC | COM | 88164L100 | 74,061 | 1,950,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,950,000 | 0 | 0 | |
TREEHOUSE FOODS INC | COM | 89469A104 | 4,538 | 56,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 56,000 | 0 | 0 | |
UNWIRED PLANET INC NEW | COM | 91531F103 | 6,304 | 10,168,282 | SH | DFND | 1, 2, 3, 4, 5, 6 | 10,168,282 | 0 | 0 | |
WAUSAU PAPER CORP | COM | 943315101 | 68,850 | 7,500,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,500,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 139,464 | 3,549,604 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,549,604 | 0 | 0 |