0000891092-13-004559.txt : 20130515 0000891092-13-004559.hdr.sgml : 20130515 20130515085733 ACCESSION NUMBER: 0000891092-13-004559 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOPIA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001279150 IRS NUMBER: 300711986 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11096 FILM NUMBER: 13843903 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-370-0303 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: SCOPIA FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20130116 FORMER COMPANY: FORMER CONFORMED NAME: SCOPIA FUND MANAGEMENT, LLC DATE OF NAME CHANGE: 20120410 FORMER COMPANY: FORMER CONFORMED NAME: SCOPIA MANAGEMENT INC DATE OF NAME CHANGE: 20040206 13F-HR 1 e53711_13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Scopia Capital Management LLC Address: 152 West 57th St, 33rd Fl New York, NY 10019 Form 13F File Number: 28 - 11096 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Morse Title: Chief Operating Officer Phone: 212-370-0303 Signature, Place, and Date of Signing: /s/ Aaron Morse New York, NY May 15, 2013 --------------------- -------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $2,885,889 ----------- (in thousands) List of Other Included Managers: None

Voting Authority ------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ---------- ------- ------ ---- AEROFLEX HLDG CORP COM 007767106 12100 1539388 SH Sole 1539388 AEROPOSTALE COM 007865108 45061 3313338 SH Sole 3313338 ALERE INC COM 01449j105 23454 918700 SH Sole 918700 AMERICAN SUPERCONDUCTOR CORP COM 30111108 586 219367 SH Sole 219367 ARUBA NETWORKS INC COM 043176106 32162 1300000 SH PUT Sole 1300000 ASSURED GUARANTY LTD COM g0585r106 98578 4783016 SH Sole 4783016 BIG LOTS INC COM 089302103 108814 3085158 SH Sole 3085158 CATERPILLAR INC DEL COM 149123101 6209 71397 SH Sole 71397 CISCO SYS INC COM 17275r102 113440 5429072 SH Sole 5429072 COACH INC COM 189754104 15375 307553 SH Sole 307553 CTRIP COM INTL LTD AMERICAN DEP SHS 22943f100 116458 5447040 SH Sole 5447040 DENDREON CORP COM 24823q107 803 169500 SH Sole 169500 DOMTAR CORP COM NEW 257559203 54719 704963 SH Sole 704963 DST SYS INC DEL COM 233326107 59355 832819 SH Sole 832819 ELAN PLC ADR 284131208 59000 5000000 SH Sole 5000000 GEO GROUP INC COM 36159r103 290082 7710844 SH Sole 7710844 G-III APPAREL GROUP LTD COM 36237h101 78861 1966121 SH Sole 1966121 INFORMATICA CORP COM 45666q102 36402 1056048 SH Sole 1056048 ISHARES TR RUSSELL 2000 464287655 48603 514700 SH PUT Sole 514700 JETBLUE AIRWAYS CORP COM 477143101 76438 11077957 SH Sole 11077957 MACYS INC COM 55616p104 89770 2145548 SH Sole 2145548 MEDIVATION INC COM 58501n101 43935 939594 SH Sole 939594 MOMENTA PHARMACEUTICALS INC. COM 60877t100 50689 3799786 SH Sole 3799786 MOTOROLA SOLUTIONS INC COM NEW 620076307 25612 400000 SH PUT Sole 400000 NCR CORP NEW COM 62886e108 65812 2387961 SH Sole 2387961 NETAPP INC COM 64110d104 177372 5192388 SH Sole 5192388 NORDION INC COM 65563c105 31476 4761914 SH Sole 4761914 OMNIVISION TECHNOLOGIES INC com 682128103 1901 138067 SH Sole 138067 PHH CORP COM NEW 693320202 42600 1939896 SH Sole 1939896 PHH CORP NOTE 6.000% 6/1 693320aq6 48004 25000000 PRN Sole 25000000 QLT INC COM 746927102 18622 2106596 SH Sole 2106596 SOURCEFIRE INC COM 83616t108 17769 300000 SH PUT Sole 300000 SPDR S&P 500 ETF TR TR UNIT 78462f103 122203 780000 SH PUT Sole 780000 SPDR S&P 500 ETF TR TR UNIT 78462f103 78288 499700 SH PUT Sole 499700 SPDR S&P 500 ETF TR TR UNIT 78462f103 123769 790000 SH PUT Sole 790000 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 351901 18530855 SH Sole 18530855 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 112131 2825886 SH Sole 2825886 VERIZON COMMUNICATIONS INC COM 92343V104 107737 2192000 SH PUT Sole 2192000 XEROX CORP COM 984121103 99798 11604402 SH Sole 11604402