The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 227 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 289 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 1,444 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 273 | 17,660 | SH | DFND | 1 | 17,660 | 0 | 0 | |
ACI WORLDWIDE INC | COM | 004498101 | 4,464 | 237,929 | SH | DFND | 2 | 237,929 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 4,222 | 17,500 | SH | DFND | 1 | 17,500 | 0 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 4,584 | 66,246 | SH | DFND | 2 | 66,246 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 85 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
AECOM TECHNOLOGY CORP DELAWA | COM | 00766T100 | 3,389 | 100,400 | SH | Call | DFND | 1 | 100,400 | 0 | 0 |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,107 | 19,431 | SH | DFND | 1 | 19,431 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 4,734 | 36,365 | SH | DFND | 2 | 36,365 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 4,728 | 79,058 | SH | DFND | 2 | 79,058 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 671 | 17,300 | SH | DFND | 1 | 17,300 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 300 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 11,494 | 64,505 | SH | DFND | 1 | 64,505 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 8,910 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
ALLIANT TECHSYSTEMS INC | COM | 018804104 | 4,205 | 32,946 | SH | DFND | 1 | 32,946 | 0 | 0 | |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 894 | 31,394 | SH | DFND | 1 | 31,394 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,119 | 3,470 | SH | DFND | 1 | 3,470 | 0 | 0 | |
AMERICAN RAILCAR INDS INC | COM | 02916P103 | 839 | 11,350 | SH | DFND | 1 | 11,350 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 4,201 | 348,315 | SH | DFND | 2 | 348,315 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 773 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
ANN INC | COM | 035623107 | 553 | 13,448 | SH | DFND | 1 | 13,448 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,195 | 21,787 | SH | DFND | 1 | 21,787 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 270 | 12,500 | SH | DFND | 3 | 12,500 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 11,108 | 514,000 | SH | Call | DFND | 1 | 514,000 | 0 | 0 |
ARCH CAP GROUP LTD | ORD | G0450A105 | 405 | 7,400 | SH | DFND | 1 | 7,400 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 714 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 607 | 8,500 | SH | DFND | 3 | 8,500 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 177 | 5,100 | SH | Call | DFND | 3 | 5,100 | 0 | 0 |
AT&T INC | COM | 00206R102 | 10,572 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 8,502 | 248,674 | SH | DFND | 1 | 248,674 | 0 | 0 | |
AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 2,816 | 236,300 | SH | Call | DFND | 3 | 236,300 | 0 | 0 |
AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 775 | 65,000 | SH | Put | DFND | 3 | 65,000 | 0 | 0 |
B/E AEROSPACE INC | COM | 073302101 | 3,165 | 37,700 | SH | DFND | 1 | 37,700 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 4,524 | 53,900 | SH | Call | DFND | 3 | 53,900 | 0 | 0 |
B/E AEROSPACE INC | COM | 073302101 | 2,174 | 25,900 | SH | Put | DFND | 3 | 25,900 | 0 | 0 |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 4,469 | 161,398 | SH | DFND | 2 | 161,398 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 1,537 | 55,500 | SH | DFND | 1 | 55,500 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 4,261 | 65,488 | SH | DFND | 2 | 65,488 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 4,637 | 119,723 | SH | DFND | 2 | 119,723 | 0 | 0 | |
BARNES & NOBLE INC | COM | 067774109 | 910 | 46,100 | SH | Put | DFND | 3 | 46,100 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 207 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
BIOGEN IDEC INC | COM | 09062X103 | 414 | 1,250 | SH | DFND | 1 | 1,250 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 3,316 | 92,408 | SH | DFND | 1 | 92,408 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 320 | 17,100 | SH | DFND | 1 | 17,100 | 0 | 0 | |
BOB EVANS FARMS INC | COM | 096761101 | 2,021 | 42,686 | SH | DFND | 1 | 42,686 | 0 | 0 | |
BRINKER INTL INC | COM | 109641100 | 406 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 1,135 | 14,250 | SH | DFND | 1 | 14,250 | 0 | 0 | |
BURGER KING WORLDWIDE INC | COM | 121220107 | 3,040 | 102,500 | SH | Call | DFND | 1 | 102,500 | 0 | 0 |
BURGER KING WORLDWIDE INC | COM | 121220107 | 4,320 | 145,665 | SH | DFND | 2 | 145,665 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 4,243 | 63,917 | SH | DFND | 2 | 63,917 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 5,118 | 24,669 | SH | DFND | 2 | 24,669 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 408 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CARRIZO OIL & GAS INC | COM | 144577103 | 2,153 | 40,000 | SH | Call | DFND | 3 | 40,000 | 0 | 0 |
CATALYST PHARM PARTNERS INC | COM | 14888U101 | 255 | 106,250 | SH | DFND | 3 | 106,250 | 0 | 0 | |
CBRE GROUP INC | CL A | 12504L109 | 4,460 | 149,965 | SH | DFND | 2 | 149,965 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 375 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 803 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
CBS OUTDOOR AMERS INC | COM | 14987J106 | 2,360 | 78,825 | SH | DFND | 1 | 78,825 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 400 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CHICOS FAS INC | COM | 168615102 | 2,679 | 181,400 | SH | Call | DFND | 1 | 181,400 | 0 | 0 |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 475 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 986 | 43,598 | SH | DFND | 3 | 43,598 | 0 | 0 | |
CIENA CORP | COM NEW | 171779309 | 418 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 642 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
CIVEO CORP | COM | 178787107 | 325 | 28,026 | SH | DFND | 1 | 28,026 | 0 | 0 | |
COLFAX CORP | COM | 194014106 | 342 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 12,122 | 225,400 | SH | Call | DFND | 1 | 225,400 | 0 | 0 |
COMPUWARE CORP | COM | 205638109 | 358 | 33,707 | SH | DFND | 3 | 33,707 | 0 | 0 | |
COMPUWARE CORP | COM | 205638109 | 1,172 | 110,420 | SH | DFND | 1 | 110,420 | 0 | 0 | |
CONCUR TECHNOLOGIES INC | COM | 206708109 | 21,327 | 168,167 | SH | DFND | 1 | 168,167 | 0 | 0 | |
CONCUR TECHNOLOGIES INC | COM | 206708109 | 317 | 2,500 | SH | DFND | 3 | 2,500 | 0 | 0 | |
CONSTANT CONTACT INC | COM | 210313102 | 475 | 17,500 | SH | DFND | 1 | 17,500 | 0 | 0 | |
COPA HOLDINGS SA | CL A | P31076105 | 322 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 275 | 8,000 | SH | DFND | 3 | 8,000 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 344 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
COVIDIEN PLC | SHS | G2554F113 | 2,146 | 24,806 | SH | DFND | 1 | 24,806 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 87 | 1,000 | SH | DFND | 3 | 1,000 | 0 | 0 | |
COWEN GROUP INC NEW | CL A | 223622101 | 14,211 | 3,789,624 | SH | DFND | 1 | 3,789,624 | 0 | 0 | |
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | 327 | 30,934 | SH | DFND | 1 | 30,934 | 0 | 0 | |
CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | 898 | 39,624 | SH | DFND | 1 | 39,624 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 406 | 6,125 | SH | DFND | 1 | 6,125 | 0 | 0 | |
DELCATH SYS INC | COM NEW | 24661P401 | 149 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
DEX MEDIA INC NEW | COM | 25213A107 | 98 | 10,200 | SH | DFND | 1 | 10,200 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 130 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 130 | 1,500 | SH | Put | DFND | 3 | 1,500 | 0 | 0 |
DIRECTV | COM | 25490A309 | 51,776 | 598,433 | SH | DFND | 1 | 598,433 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 518 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 579 | 7,033 | SH | DFND | 1 | 7,033 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 206 | 2,500 | SH | DFND | 3 | 2,500 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM | 268158102 | 43 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 105 | 10,500 | SH | DFND | 1 | 10,500 | 0 | 0 | |
EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | 7,736 | 192,636 | SH | DFND | 1 | 192,636 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 944 | 44,500 | SH | DFND | 3 | 44,500 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 1,165 | 54,900 | SH | Put | DFND | 3 | 54,900 | 0 | 0 |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 3,279 | 53,150 | SH | DFND | 1 | 53,150 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 976 | 15,250 | SH | DFND | 1 | 15,250 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,723 | 42,750 | SH | DFND | 1 | 42,750 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 495 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 403 | 4,400 | SH | DFND | 1 | 4,400 | 0 | 0 | |
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 872 | 33,905 | SH | DFND | 1 | 33,905 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 353 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 1,003 | 14,200 | SH | Put | DFND | 3 | 14,200 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 270 | 2,871 | SH | DFND | 1 | 2,871 | 0 | 0 | |
F M C CORP | COM NEW | 302491303 | 383 | 6,700 | SH | DFND | 1 | 6,700 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 725 | 9,175 | SH | DFND | 1 | 9,175 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 17,928 | 232,111 | SH | DFND | 1 | 232,111 | 0 | 0 | |
FEDERAL SIGNAL CORP | COM | 313855108 | 142 | 10,708 | SH | DFND | 1 | 10,708 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 4,619 | 166,506 | SH | DFND | 2 | 166,506 | 0 | 0 | |
FOREST OIL CORP | COM PAR $0.01 | 346091705 | 347 | 296,400 | SH | Put | DFND | 1 | 296,400 | 0 | 0 |
FOSTER WHEELER AG | COM | H27178104 | 48,584 | 1,536,504 | SH | DFND | 1 | 1,536,504 | 0 | 0 | |
GALENA BIOPHARMA INC | COM | 363256108 | 35 | 17,200 | SH | DFND | 1 | 17,200 | 0 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 474 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
GENTIVA HEALTH SERVICES INC | COM | 37247A102 | 1,049 | 62,500 | SH | Put | DFND | 1 | 62,500 | 0 | 0 |
GENUINE PARTS CO | COM | 372460105 | 342 | 3,900 | SH | DFND | 1 | 3,900 | 0 | 0 | |
GERON CORP | COM | 374163103 | 39 | 19,400 | SH | DFND | 1 | 19,400 | 0 | 0 | |
GEVO INC | COM | 374396109 | 19 | 54,500 | SH | DFND | 1 | 54,500 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 4,294 | 40,340 | SH | DFND | 1 | 40,340 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 532 | 5,000 | SH | Call | DFND | 3 | 5,000 | 0 | 0 |
GLU MOBILE INC | COM | 379890106 | 1,037 | 200,609 | SH | DFND | 3 | 200,609 | 0 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 3,001 | 77,456 | SH | DFND | 1 | 77,456 | 0 | 0 | |
GOODRICH PETE CORP | COM NEW | 382410405 | 148 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 3,971 | 175,823 | SH | DFND | 2 | 175,823 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,383 | 2,350 | SH | DFND | 1 | 2,350 | 0 | 0 | |
GOOGLE INC | CL C | 38259P706 | 1,039 | 1,800 | SH | DFND | 1 | 1,800 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 80 | 10,200 | SH | DFND | 1 | 10,200 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 264 | 3,600 | SH | DFND | 1 | 3,600 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 355 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
HARMAN INTL INDS INC | COM | 413086109 | 3,938 | 40,170 | SH | DFND | 2 | 40,170 | 0 | 0 | |
HEADWATERS INC | COM | 42210P102 | 147 | 11,700 | SH | DFND | 1 | 11,700 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 730 | 28,752 | SH | DFND | 1 | 28,752 | 0 | 0 | |
HEWLETT PACKARD CO | COM | 428236103 | 4,625 | 130,393 | SH | DFND | 2 | 130,393 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 4,595 | 188,861 | SH | DFND | 2 | 188,861 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 4,307 | 350,766 | SH | DFND | 1 | 350,766 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 36 | 2,900 | SH | DFND | 3 | 2,900 | 0 | 0 | |
HOUSTON AMERN ENERGY CORP | COM | 44183U100 | 12 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | |
HUDSON CITY BANCORP | COM | 443683107 | 204 | 21,020 | SH | DFND | 3 | 21,020 | 0 | 0 | |
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 2,038 | 30,926 | SH | DFND | 1 | 30,926 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 246 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 4,362 | 77,391 | SH | DFND | 2 | 77,391 | 0 | 0 | |
INTELIQUENT INC | COM | 45825N107 | 142 | 11,400 | SH | DFND | 1 | 11,400 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 854 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 1,616 | 95,777 | SH | DFND | 1 | 95,777 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 127 | 7,500 | SH | DFND | 3 | 7,500 | 0 | 0 | |
INTERNATIONAL RECTIFIER CORP | COM | 460254105 | 392 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 4,478 | 442,032 | SH | DFND | 2 | 442,032 | 0 | 0 | |
ISHARES | MSCI CDA ETF | 464286509 | 307 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 1,943 | 7,100 | SH | Put | DFND | 3 | 7,100 | 0 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 465 | 1,700 | SH | Call | DFND | 3 | 1,700 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,154 | 19,700 | SH | DFND | 1 | 19,700 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 19,290 | 176,400 | SH | Put | DFND | 1 | 176,400 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 490 | 3,050 | SH | DFND | 1 | 3,050 | 0 | 0 | |
JETBLUE AIRWAYS CORP | COM | 477143101 | 496 | 46,700 | SH | Call | DFND | 3 | 46,700 | 0 | 0 |
KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | 41,000 | 439,534 | SH | DFND | 1 | 439,534 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 5,000 | 130,400 | SH | Call | DFND | 1 | 130,400 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,537 | 40,100 | SH | Call | DFND | 3 | 40,100 | 0 | 0 |
KODIAK OIL & GAS CORP | COM | 50015Q100 | 136 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 874 | 15,500 | SH | DFND | 3 | 15,500 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,117 | 20,000 | SH | Call | DFND | 3 | 20,000 | 0 | 0 |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,676 | 30,000 | SH | Put | DFND | 3 | 30,000 | 0 | 0 |
LAMAR ADVERTISING CO | CL A | 512815101 | 1,903 | 38,635 | SH | DFND | 1 | 38,635 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 4,873 | 95,255 | SH | DFND | 2 | 95,255 | 0 | 0 | |
LIFE TIME FITNESS INC | COM | 53217R207 | 1,687 | 33,442 | SH | DFND | 1 | 33,442 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 811 | 12,500 | SH | Put | DFND | 3 | 12,500 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 259 | 4,000 | SH | DFND | 3 | 4,000 | 0 | 0 | |
LIN MEDIA LLC | CL A COM | 532771102 | 2,752 | 123,943 | SH | DFND | 1 | 123,943 | 0 | 0 | |
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 2,161 | 30,100 | SH | Put | DFND | 3 | 30,100 | 0 | 0 |
MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | 4,554 | 68,275 | SH | DFND | 2 | 68,275 | 0 | 0 | |
MAGELLAN HEALTH INC | COM NEW | 559079207 | 164 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
MAGELLAN HEALTH INC | COM NEW | 559079207 | 367 | 6,700 | SH | Put | DFND | 3 | 6,700 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 2,553 | 30,326 | SH | DFND | 1 | 30,326 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 1,002 | 11,115 | SH | DFND | 1 | 11,115 | 0 | 0 | |
MANITOWOC INC | COM | 563571108 | 2,112 | 90,043 | SH | DFND | 1 | 90,043 | 0 | 0 | |
MATTSON TECHNOLOGY INC | COM | 577223100 | 272 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
MCEWEN MNG INC | COM | 58039P107 | 63 | 32,300 | SH | DFND | 1 | 32,300 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 292 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
MEDASSETS INC | COM | 584045108 | 4,286 | 206,846 | SH | DFND | 2 | 206,846 | 0 | 0 | |
METHANEX CORP | COM | 59151K108 | 200 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 357 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 232 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,983 | 107,479 | SH | DFND | 2 | 107,479 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 4,462 | 130,225 | SH | DFND | 2 | 130,225 | 0 | 0 | |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 202 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 4,528 | 40,242 | SH | DFND | 2 | 40,242 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 4,965 | 78,467 | SH | DFND | 2 | 78,467 | 0 | 0 | |
MOVE INC | COM NEW | 62458M207 | 210 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 89 | 10,700 | SH | DFND | 1 | 10,700 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 1,344 | 59,072 | SH | DFND | 1 | 59,072 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 609 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
NCR CORP NEW | COM | 62886E108 | 4,625 | 138,436 | SH | DFND | 2 | 138,436 | 0 | 0 | |
NORTHWEST PIPE CO | COM | 667746101 | 335 | 9,820 | SH | DFND | 1 | 9,820 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 259 | 8,500 | SH | DFND | 3 | 8,500 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 838 | 27,500 | SH | Call | DFND | 3 | 27,500 | 0 | 0 |
NRG ENERGY INC | COM NEW | 629377508 | 70 | 2,300 | SH | Put | DFND | 3 | 2,300 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,179 | 141,355 | SH | DFND | 1 | 141,355 | 0 | 0 | |
OILTANKING PARTNERS L P | UNIT LTD | 678049107 | 818 | 16,500 | SH | DFND | 1 | 16,500 | 0 | 0 | |
ON ASSIGNMENT INC | COM | 682159108 | 244 | 9,100 | SH | DFND | 1 | 9,100 | 0 | 0 | |
ONCOMED PHARMACEUTICALS INC | COM | 68234X102 | 189 | 10,000 | SH | Call | DFND | 3 | 10,000 | 0 | 0 |
ONCOTHYREON INC | COM | 682324108 | 192 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ONCOTHYREON INC | COM | 682324108 | 2 | 1,000 | SH | DFND | 3 | 1,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 597 | 9,110 | SH | DFND | 1 | 9,110 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 941 | 16,815 | SH | DFND | 1 | 16,815 | 0 | 0 | |
OUTERWALL INC | COM | 690070107 | 561 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
OUTERWALL INC | COM | 690070107 | 505 | 9,000 | SH | DFND | 3 | 9,000 | 0 | 0 | |
OWENS ILL INC | COM NEW | 690768403 | 3,954 | 151,785 | SH | DFND | 2 | 151,785 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 74 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
PACIFIC DRILLING SA LUXEMBOU | REG SHS | L7257P106 | 632 | 76,475 | SH | DFND | 3 | 76,475 | 0 | 0 | |
PARKERVISION INC | COM | 701354102 | 34 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 332 | 6,600 | SH | DFND | 1 | 6,600 | 0 | 0 | |
PENN VA CORP | COM | 707882106 | 1,691 | 133,040 | SH | DFND | 1 | 133,040 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 4,647 | 49,923 | SH | DFND | 2 | 49,923 | 0 | 0 | |
PEREGRINE SEMICONDUCTOR CORP | COM | 71366R703 | 238 | 19,228 | SH | DFND | 3 | 19,228 | 0 | 0 | |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 901 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 741 | 29,514 | SH | DFND | 1 | 29,514 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,211 | 20,570 | SH | DFND | 1 | 20,570 | 0 | 0 | |
PLAINS GP HLDGS L P | SHS A REP LTPN | 72651A108 | 1,027 | 33,500 | SH | DFND | 1 | 33,500 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 4,528 | 180,983 | SH | DFND | 2 | 180,983 | 0 | 0 | |
PRECISION CASTPARTS CORP | COM | 740189105 | 782 | 3,300 | SH | DFND | 1 | 3,300 | 0 | 0 | |
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 555 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | 455 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
PROSHARES TR II | ULTRASHRT EURO | 74347W882 | 679 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | |
PTC INC | COM | 69370C100 | 4,472 | 121,196 | SH | DFND | 2 | 121,196 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 1,695 | 55,070 | SH | DFND | 1 | 55,070 | 0 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 379 | 14,000 | SH | DFND | 3 | 14,000 | 0 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 595 | 22,000 | SH | Put | DFND | 3 | 22,000 | 0 | 0 |
QR ENERGY LP | UNIT LTD PRTNS | 74734R108 | 2,222 | 114,440 | SH | DFND | 1 | 114,440 | 0 | 0 | |
RACKSPACE HOSTING INC | COM | 750086100 | 4,543 | 139,584 | SH | DFND | 2 | 139,584 | 0 | 0 | |
RACKSPACE HOSTING INC | COM | 750086100 | 16 | 500 | SH | DFND | 3 | 500 | 0 | 0 | |
RARE ELEMENT RES LTD | COM | 75381M102 | 12 | 18,500 | SH | DFND | 1 | 18,500 | 0 | 0 | |
REGENCY ENERGY PARTNERS L P | COM UNITS L P | 75885Y107 | 1,396 | 42,800 | SH | DFND | 1 | 42,800 | 0 | 0 | |
RENESOLA LTD | SPONS ADS | 75971T103 | 44 | 14,700 | SH | DFND | 1 | 14,700 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 60 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 199 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 284 | 28,700 | SH | Call | DFND | 3 | 28,700 | 0 | 0 |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 3,978 | 50,000 | SH | Put | DFND | 3 | 50,000 | 0 | 0 |
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 359 | 185,000 | SH | DFND | 3 | 185,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 121 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 121 | 25,000 | SH | Put | DFND | 3 | 25,000 | 0 | 0 |
RLJ ENTMT INC | COM | 74965F104 | 52 | 13,503 | SH | DFND | 1 | 13,503 | 0 | 0 | |
ROCKWOOD HLDGS INC | COM | 774415103 | 17,341 | 226,825 | SH | DFND | 1 | 226,825 | 0 | 0 | |
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 4,049 | 159,979 | SH | DFND | 2 | 159,979 | 0 | 0 | |
RUBICON TECHNOLOGY INC | COM | 78112T107 | 54 | 12,700 | SH | DFND | 1 | 12,700 | 0 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 5,486 | 159,954 | SH | DFND | 1 | 159,954 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 13,417 | 85,874 | SH | DFND | 1 | 85,874 | 0 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 3,830 | 145,857 | SH | DFND | 1 | 145,857 | 0 | 0 | |
SANGAMO BIOSCIENCES INC | COM | 800677106 | 121 | 11,200 | SH | DFND | 1 | 11,200 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 203 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 1,248 | 42,450 | SH | DFND | 1 | 42,450 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 3,075 | 285,550 | SH | DFND | 1 | 285,550 | 0 | 0 | |
SEATTLE GENETICS INC | COM | 812578102 | 242 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
SEQUENOM INC | COM NEW | 817337405 | 46 | 15,600 | SH | DFND | 1 | 15,600 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 6,035 | 23,295 | SH | DFND | 1 | 23,295 | 0 | 0 | |
SIGA TECHNOLOGIES INC | COM | 826917106 | 420 | 290,665 | SH | DFND | 1 | 290,665 | 0 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 2,639 | 19,406 | SH | DFND | 1 | 19,406 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 303 | 2,700 | SH | DFND | 1 | 2,700 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 4,714 | 41,382 | SH | DFND | 2 | 41,382 | 0 | 0 | |
SLM CORP | COM | 78442P106 | 4,386 | 512,400 | SH | Call | DFND | 3 | 512,400 | 0 | 0 |
SMITH A O | COM | 831865209 | 322 | 6,800 | SH | DFND | 1 | 6,800 | 0 | 0 | |
SOTHEBYS | COM | 835898107 | 4,098 | 114,733 | SH | DFND | 2 | 114,733 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 296 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,308 | 326,400 | SH | Put | DFND | 1 | 326,400 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,478 | 7,500 | SH | Put | DFND | 3 | 7,500 | 0 | 0 |
SPRINT CORP | COM SER 1 | 85207U105 | 951 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 4,102 | 647,000 | SH | Put | DFND | 1 | 647,000 | 0 | 0 |
SPX CORP | COM | 784635104 | 4,254 | 45,294 | SH | DFND | 2 | 45,294 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 665 | 51,960 | SH | DFND | 1 | 51,960 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 439 | 29,200 | SH | Call | DFND | 3 | 29,200 | 0 | 0 |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 570 | 12,797 | SH | DFND | 1 | 12,797 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 1,718 | 91,000 | SH | DFND | 3 | 91,000 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 283 | 15,000 | SH | Call | DFND | 3 | 15,000 | 0 | 0 |
SUNEDISON INC | COM | 86732Y109 | 1,962 | 103,900 | SH | Put | DFND | 3 | 103,900 | 0 | 0 |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,772 | 36,728 | SH | DFND | 1 | 36,728 | 0 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 501 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 3,950 | 104,100 | SH | Put | DFND | 1 | 104,100 | 0 | 0 |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 43 | 750 | SH | DFND | 3 | 750 | 0 | 0 | |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 290 | 5,000 | SH | Put | DFND | 3 | 5,000 | 0 | 0 |
TESARO INC | COM | 881569107 | 810 | 30,100 | SH | Call | DFND | 3 | 30,100 | 0 | 0 |
TESLA MTRS INC | COM | 88160R101 | 204 | 840 | SH | DFND | 1 | 840 | 0 | 0 | |
TESORO CORP | COM | 881609101 | 305 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,276 | 23,745 | SH | DFND | 1 | 23,745 | 0 | 0 | |
TIBCO SOFTWARE INC | COM | 88632Q103 | 548 | 23,200 | SH | DFND | 3 | 23,200 | 0 | 0 | |
TIM HORTONS INC | COM | 88706M103 | 32,964 | 418,271 | SH | DFND | 1 | 418,271 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 82,472 | 574,756 | SH | DFND | 1 | 574,756 | 0 | 0 | |
TIVO INC | COM | 888706108 | 355 | 27,700 | SH | Put | DFND | 3 | 27,700 | 0 | 0 |
TIVO INC | COM | 888706108 | 921 | 72,000 | SH | DFND | 3 | 72,000 | 0 | 0 | |
TIVO INC | COM | 888706108 | 2,008 | 156,900 | SH | Call | DFND | 3 | 156,900 | 0 | 0 |
T-MOBILE US INC | COM | 872590104 | 8,115 | 281,102 | SH | DFND | 1 | 281,102 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 3,560 | 123,300 | SH | Call | DFND | 1 | 123,300 | 0 | 0 |
TRIANGLE PETE CORP | COM NEW | 89600B201 | 1,743 | 158,309 | SH | DFND | 1 | 158,309 | 0 | 0 | |
TRIUMPH GROUP INC NEW | COM | 896818101 | 4,447 | 68,361 | SH | DFND | 2 | 68,361 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 15,384 | 151,936 | SH | DFND | 1 | 151,936 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 4,151 | 41,000 | SH | Put | DFND | 3 | 41,000 | 0 | 0 |
TW TELECOM INC | COM | 87311L104 | 998 | 23,984 | SH | DFND | 1 | 23,984 | 0 | 0 | |
TW TELECOM INC | COM | 87311L104 | 74 | 1,767 | SH | DFND | 3 | 1,767 | 0 | 0 | |
TW TELECOM INC | COM | 87311L104 | 4,942 | 118,781 | SH | DFND | 2 | 118,781 | 0 | 0 | |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 8,430 | 148,932 | SH | DFND | 1 | 148,932 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 379 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 274 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 5,445 | 512,204 | SH | DFND | 2 | 512,204 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 5,295 | 40,361 | SH | DFND | 2 | 40,361 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3,280 | 25,000 | SH | Put | DFND | 1 | 25,000 | 0 | 0 |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 155 | 14,900 | SH | DFND | 1 | 14,900 | 0 | 0 | |
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 1,394 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
VIRNETX HLDG CORP | COM | 92823T108 | 851 | 141,888 | SH | DFND | 1 | 141,888 | 0 | 0 | |
VITAMIN SHOPPE INC | COM | 92849E101 | 1,110 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 337 | 3,700 | SH | DFND | 1 | 3,700 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 2,944 | 49,675 | SH | DFND | 1 | 49,675 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 308 | 4,025 | SH | DFND | 1 | 4,025 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 692 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 4,752 | 85,852 | SH | DFND | 2 | 85,852 | 0 | 0 | |
WILLIAMS PARTNERS L P | COM UNIT L P | 96950F104 | 3,672 | 69,212 | SH | DFND | 1 | 69,212 | 0 | 0 | |
WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | 700 | 20,000 | SH | Put | DFND | 3 | 20,000 | 0 | 0 |
WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | 613 | 17,500 | SH | DFND | 3 | 17,500 | 0 | 0 |