The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
22ND CENTY GROUP INC | COM | 90137F103 | 149 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 356 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | |
ACI WORLDWIDE INC | COM | 004498101 | 5,868 | 290,949 | SH | DFND | 2 | 290,949 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 1,686 | 6,550 | SH | DFND | 1 | 6,550 | 0 | 0 | |
ADOBE SYS INC | COM | 00724F101 | 5,889 | 80,998 | SH | DFND | 2 | 80,998 | 0 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 796 | 19,440 | SH | DFND | 1 | 19,440 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 1,603 | 14,305 | SH | DFND | 1 | 14,305 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 5,563 | 38,572 | SH | DFND | 2 | 38,572 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 5,663 | 89,942 | SH | DFND | 2 | 89,942 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 898 | 15,340 | SH | DFND | 1 | 15,340 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 72,506 | 341,059 | SH | DFND | 1 | 341,059 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 1 | 2,500 | SH | DFND | 3 | 2,500 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 1 | 3,700 | SH | Call | DFND | 3 | 3,700 | 0 | 0 |
ALLERGAN INC | COM | 018490102 | 22,407 | 105,400 | SH | Put | DFND | 1 | 105,400 | 0 | 0 |
ALLERGAN INC | COM | 018490102 | 1 | 3,700 | SH | Put | DFND | 3 | 3,700 | 0 | 0 |
ALLIANT TECHSYSTEMS INC | COM | 018804104 | 2,105 | 18,108 | SH | DFND | 1 | 18,108 | 0 | 0 | |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 823 | 24,268 | SH | DFND | 1 | 24,268 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 5,499 | 607,673 | SH | DFND | 2 | 607,673 | 0 | 0 | |
AMERICAN SUPERCONDUCTOR CORP | COM | 030111108 | 22 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 637 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 5,827 | 70,626 | SH | DFND | 2 | 70,626 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 9 | 105,018 | SH | DFND | 3 | 105,018 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 9 | 105,000 | SH | Put | DFND | 3 | 105,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 2,477 | 22,437 | SH | DFND | 1 | 22,437 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 782 | 31,400 | SH | Call | DFND | 1 | 31,400 | 0 | 0 |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 0 | 6,300 | SH | DFND | 3 | 6,300 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
AT&T INC | COM | 00206R102 | 0 | 10 | SH | DFND | 3 | 10 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 15,824 | 471,100 | SH | Call | DFND | 1 | 471,100 | 0 | 0 |
AT&T INC | COM | 00206R102 | 0 | 5,100 | SH | Call | DFND | 3 | 5,100 | 0 | 0 |
AT&T INC | COM | 00206R102 | 10,071 | 299,800 | SH | Put | DFND | 1 | 299,800 | 0 | 0 |
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 6,627 | 192,741 | SH | DFND | 1 | 192,741 | 0 | 0 | |
AVALANCHE BIOTECHNOLOGIES IN | COM | 05337G107 | 13,428 | 248,674 | SH | DFND | 1 | 248,674 | 0 | 0 | |
AVIV REIT INC MD | COM | 05381L101 | 5,559 | 161,224 | SH | DFND | 1 | 161,224 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 1,941 | 33,447 | SH | DFND | 1 | 33,447 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 1,214 | 40,074 | SH | DFND | 1 | 40,074 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 5,932 | 195,777 | SH | DFND | 2 | 195,777 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 5,523 | 136,134 | SH | DFND | 2 | 136,134 | 0 | 0 | |
BARNES & NOBLE INC | COM | 067774109 | 0 | 1,000 | SH | DFND | 3 | 1,000 | 0 | 0 | |
BARNES & NOBLE INC | COM | 067774109 | 1 | 30,000 | SH | Put | DFND | 3 | 30,000 | 0 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 226 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
BIOGEN IDEC INC | COM | 09062X103 | 339 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 5,885 | 156,145 | SH | DFND | 2 | 156,145 | 0 | 0 | |
BLOUNT INTL INC NEW | COM | 095180105 | 5,624 | 320,117 | SH | DFND | 2 | 320,117 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 8,918 | 97,226 | SH | DFND | 1 | 97,226 | 0 | 0 | |
BOB EVANS FARMS INC | COM | 096761101 | 2,075 | 40,549 | SH | DFND | 1 | 40,549 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 1,078 | 14,250 | SH | DFND | 1 | 14,250 | 0 | 0 | |
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 5,711 | 114,331 | SH | DFND | 2 | 114,331 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 5,682 | 29,490 | SH | DFND | 2 | 29,490 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 413 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CAREFUSION CORP | COM | 14170T101 | 74,146 | 1,249,505 | SH | DFND | 1 | 1,249,505 | 0 | 0 | |
CAREFUSION CORP | COM | 14170T101 | 1 | 11,457 | SH | DFND | 3 | 11,457 | 0 | 0 | |
CATALYST PHARM PARTNERS INC | COM | 14888U101 | 0 | 106,250 | SH | DFND | 3 | 106,250 | 0 | 0 | |
CBRE GROUP INC | CL A | 12504L109 | 5,714 | 166,845 | SH | DFND | 2 | 166,845 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 360 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 5,726 | 140,469 | SH | DFND | 2 | 140,469 | 0 | 0 | |
CEMPRA INC | COM | 15130J109 | 423 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 352 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 788 | 40,281 | SH | DFND | 1 | 40,281 | 0 | 0 | |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 1,027 | 24,454 | SH | DFND | 1 | 24,454 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 583 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1 | 53,598 | SH | DFND | 3 | 53,598 | 0 | 0 | |
CHRISTOPHER & BANKS CORP | COM | 171046105 | 67 | 11,800 | SH | DFND | 1 | 11,800 | 0 | 0 | |
CIVEO CORP | COM | 178787107 | 0 | 12,400 | SH | Call | DFND | 3 | 12,400 | 0 | 0 |
CLOUD PEAK ENERGY INC | COM | 18911Q102 | 1 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 |
COMCAST CORP NEW | CL A | 20030N101 | 5,296 | 91,300 | SH | Call | DFND | 1 | 91,300 | 0 | 0 |
CONSTANT CONTACT INC | COM | 210313102 | 587 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 0 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 0 | 7,000 | SH | DFND | 3 | 7,000 | 0 | 0 | |
COVANCE INC | COM | 222816100 | 24,438 | 235,347 | SH | DFND | 1 | 235,347 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 54,784 | 535,632 | SH | DFND | 1 | 535,632 | 0 | 0 | |
COWEN GROUP INC NEW | CL A | 223622101 | 18,310 | 3,814,624 | SH | DFND | 1 | 3,814,624 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 21,927 | 217,858 | SH | DFND | 1 | 217,858 | 0 | 0 | |
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 12,833 | 127,500 | SH | Put | DFND | 1 | 127,500 | 0 | 0 |
CYTEC INDS INC | COM | 232820100 | 397 | 8,600 | SH | DFND | 1 | 8,600 | 0 | 0 | |
DELCATH SYS INC | COM NEW | 24661P401 | 91 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
DENISON MINES CORP | COM | 248356107 | 15 | 16,500 | SH | DFND | 1 | 16,500 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 0 | 1,500 | SH | Put | DFND | 3 | 1,500 | 0 | 0 |
DIRECTV | COM | 25490A309 | 45,911 | 529,540 | SH | DFND | 1 | 529,540 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 0 | 1,500 | SH | DFND | 3 | 1,500 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 385 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 1 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 |
DRESSER-RAND GROUP INC | COM | 261608103 | 4,090 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
ENCANA CORP | COM | 292505104 | 0 | 3,800 | SH | Put | DFND | 3 | 3,800 | 0 | 0 |
ENCANA CORP | COM | 292505104 | 0 | 3,400 | SH | DFND | 3 | 3,400 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 1,139 | 82,100 | SH | Call | DFND | 1 | 82,100 | 0 | 0 |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 2,591 | 45,150 | SH | DFND | 1 | 45,150 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 829 | 12,750 | SH | DFND | 1 | 12,750 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,544 | 42,750 | SH | DFND | 1 | 42,750 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 691 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 582 | 22,669 | SH | DFND | 1 | 22,669 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 265 | 2,871 | SH | DFND | 1 | 2,871 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 312 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 15,479 | 195,423 | SH | DFND | 1 | 195,423 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 5,892 | 171,020 | SH | DFND | 2 | 171,020 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 4,066 | 43,140 | SH | DFND | 1 | 43,140 | 0 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 941 | 20,028 | SH | DFND | 1 | 20,028 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 5,884 | 205,949 | SH | DFND | 2 | 205,949 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 743 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
GOOGLE INC | CL C | 38259P706 | 703 | 1,335 | SH | DFND | 1 | 1,335 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 391 | 4,100 | SH | DFND | 1 | 4,100 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 1,762 | 44,800 | SH | Put | DFND | 1 | 44,800 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 4,246 | 107,954 | SH | DFND | 1 | 107,954 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 4,122 | 104,800 | SH | Call | DFND | 1 | 104,800 | 0 | 0 |
HANWHA SOLARONE CO LTD | SPONSORED ADR | 41135V103 | 27 | 24,200 | SH | DFND | 1 | 24,200 | 0 | 0 | |
HARMAN INTL INDS INC | COM | 413086109 | 5,356 | 50,190 | SH | DFND | 2 | 50,190 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 1,156 | 46,345 | SH | DFND | 1 | 46,345 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 5,019 | 389,366 | SH | DFND | 1 | 389,366 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 0 | 700 | SH | DFND | 3 | 700 | 0 | 0 | |
HOUSTON AMERN ENERGY CORP | COM | 44183U100 | 6 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 1 | 33,800 | SH | Call | DFND | 3 | 33,800 | 0 | 0 |
HUNTSMAN CORP | COM | 447011107 | 0 | 30,000 | SH | Put | DFND | 3 | 30,000 | 0 | 0 |
HUNTSMAN CORP | COM | 447011107 | 1 | 26,500 | SH | DFND | 3 | 26,500 | 0 | 0 | |
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 2,533 | 41,670 | SH | DFND | 1 | 41,670 | 0 | 0 | |
IGI LABS INC | COM | 449575109 | 116 | 13,200 | SH | DFND | 1 | 13,200 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 5,637 | 88,930 | SH | DFND | 2 | 88,930 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 722 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | 9,564 | 554,416 | SH | DFND | 1 | 554,416 | 0 | 0 | |
INVESTORS BANCORP INC NEW | COM | 46146L101 | 5,603 | 499,180 | SH | DFND | 2 | 499,180 | 0 | 0 | |
ISHARES | MSCI CDA ETF | 464286509 | 289 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ISHARES | MSCI GERMANY ETF | 464286806 | 1,233 | 45,000 | SH | Put | DFND | 1 | 45,000 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 2,970 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 50,827 | 424,900 | SH | Put | DFND | 1 | 424,900 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 458 | 2,800 | SH | DFND | 1 | 2,800 | 0 | 0 | |
KIRBY CORP | COM | 497266106 | 396 | 4,900 | SH | DFND | 1 | 4,900 | 0 | 0 | |
KITE PHARMA INC | COM | 49803L109 | 990 | 17,160 | SH | DFND | 1 | 17,160 | 0 | 0 | |
KLX INC | COM | 482539103 | 1,817 | 44,049 | SH | DFND | 1 | 44,049 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 0 | 1,300 | SH | DFND | 3 | 1,300 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 2 | 25,000 | SH | Put | DFND | 3 | 25,000 | 0 | 0 |
LADENBURG THALMAN FIN SVCS I | COM | 50575Q102 | 52 | 13,200 | SH | DFND | 1 | 13,200 | 0 | 0 | |
LAMAR ADVERTISING CO NEW | CL A | 512816109 | 782 | 14,583 | SH | DFND | 1 | 14,583 | 0 | 0 | |
LEAR CORP | COM NEW | 521865204 | 5,678 | 57,895 | SH | DFND | 2 | 57,895 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 5,458 | 102,271 | SH | DFND | 2 | 102,271 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 4 | 80,000 | SH | Call | DFND | 3 | 80,000 | 0 | 0 |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 400 | 13,600 | SH | DFND | 1 | 13,600 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 0 | 5,300 | SH | DFND | 3 | 5,300 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 1 | 12,500 | SH | Put | DFND | 3 | 12,500 | 0 | 0 |
LOCKHEED MARTIN CORP | COM | 539830109 | 7 | 36,000 | SH | Call | DFND | 3 | 36,000 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 2,507 | 30,326 | SH | DFND | 1 | 30,326 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 1,185 | 11,965 | SH | DFND | 1 | 11,965 | 0 | 0 | |
MANITOWOC INC | COM | 563571108 | 862 | 39,012 | SH | DFND | 1 | 39,012 | 0 | 0 | |
MATTSON TECHNOLOGY INC | COM | 577223100 | 340 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 2,180 | 23,266 | SH | DFND | 1 | 23,266 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 0 | 3,000 | SH | DFND | 3 | 3,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 1 | 10,000 | SH | Put | DFND | 3 | 10,000 | 0 | 0 |
MENS WEARHOUSE INC | COM | 587118100 | 1,797 | 40,692 | SH | DFND | 1 | 40,692 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 3 | 56,600 | SH | Call | DFND | 3 | 56,600 | 0 | 0 |
METHANEX CORP | COM | 59151K108 | 298 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 563 | 7,500 | SH | DFND | 1 | 7,500 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 232 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 5,433 | 116,974 | SH | DFND | 2 | 116,974 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,729 | 23,206 | SH | DFND | 1 | 23,206 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 5,263 | 144,881 | SH | DFND | 2 | 144,881 | 0 | 0 | |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 221 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 5,518 | 46,186 | SH | DFND | 2 | 46,186 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 5,756 | 85,815 | SH | DFND | 2 | 85,815 | 0 | 0 | |
MYLAN INC | COM | 628530107 | 5,515 | 97,843 | SH | DFND | 2 | 97,843 | 0 | 0 | |
NCR CORP NEW | COM | 62886E108 | 5,761 | 197,711 | SH | DFND | 2 | 197,711 | 0 | 0 | |
NOBLE CORP PLC | SHS USD | G65431101 | 1 | 37,500 | SH | Call | DFND | 3 | 37,500 | 0 | 0 |
NOODLES & CO | CL A | 65540B105 | 0 | 29,600 | SH | Call | DFND | 3 | 29,600 | 0 | 0 |
NORTHWEST PIPE CO | COM | 667746101 | 219 | 7,270 | SH | DFND | 1 | 7,270 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 1 | 20,000 | SH | Call | DFND | 3 | 20,000 | 0 | 0 |
NRG ENERGY INC | COM NEW | 629377508 | 1 | 27,500 | SH | Call | DFND | 3 | 27,500 | 0 | 0 |
NRG ENERGY INC | COM NEW | 629377508 | 0 | 2,300 | SH | Put | DFND | 3 | 2,300 | 0 | 0 |
NRG ENERGY INC | COM NEW | 629377508 | 0 | 4,000 | SH | DFND | 3 | 4,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,011 | 140,923 | SH | DFND | 1 | 140,923 | 0 | 0 | |
NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 0 | 15,000 | SH | Call | DFND | 3 | 15,000 | 0 | 0 |
ONCOTHYREON INC | COM | 682324108 | 190 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ORBITZ WORLDWIDE INC | COM | 68557K109 | 108 | 13,100 | SH | DFND | 1 | 13,100 | 0 | 0 | |
OUTERWALL INC | COM | 690070107 | 3 | 45,000 | SH | Call | DFND | 3 | 45,000 | 0 | 0 |
OUTERWALL INC | COM | 690070107 | 1 | 12,700 | SH | Put | DFND | 3 | 12,700 | 0 | 0 |
OWENS ILL INC | COM NEW | 690768403 | 5,862 | 217,179 | SH | DFND | 2 | 217,179 | 0 | 0 | |
PANTRY INC | COM | 698657103 | 1,853 | 50,000 | SH | Call | DFND | 1 | 50,000 | 0 | 0 |
PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | 393 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 5,427 | 57,397 | SH | DFND | 2 | 57,397 | 0 | 0 | |
PETSMART INC | COM | 716768106 | 12,715 | 156,400 | SH | Call | DFND | 1 | 156,400 | 0 | 0 |
PETSMART INC | COM | 716768106 | 4,268 | 52,500 | SH | Put | DFND | 1 | 52,500 | 0 | 0 |
PFIZER INC | COM | 717081103 | 6 | 200,000 | SH | Call | DFND | 3 | 200,000 | 0 | 0 |
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 931 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | |
PINNACLE ENTMT INC | COM | 723456109 | 793 | 35,649 | SH | DFND | 1 | 35,649 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 825 | 16,070 | SH | DFND | 1 | 16,070 | 0 | 0 | |
PLAINS GP HLDGS L P | SHS A REP LTPN | 72651A108 | 539 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 5,376 | 231,531 | SH | DFND | 2 | 231,531 | 0 | 0 | |
PLATINUM UNDERWRITER HLDGS L | COM | G7127P100 | 6,273 | 85,440 | SH | DFND | 1 | 85,440 | 0 | 0 | |
POLYPORE INTL INC | COM | 73179V103 | 343 | 7,300 | SH | DFND | 1 | 7,300 | 0 | 0 | |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 4,795 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
PRECISION CASTPARTS CORP | COM | 740189105 | 602 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
PROSHARES TR II | ULTRASHORT YEN N | 74347W569 | 708 | 7,928 | SH | DFND | 1 | 7,928 | 0 | 0 | |
PROSHARES TR II | ULTRASHRT EURO | 74347W882 | 890 | 41,205 | SH | DFND | 1 | 41,205 | 0 | 0 | |
PROTECTIVE LIFE CORP | COM | 743674103 | 13,210 | 189,656 | SH | DFND | 1 | 189,656 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 746 | 36,898 | SH | DFND | 1 | 36,898 | 0 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 1 | 18,400 | SH | DFND | 3 | 18,400 | 0 | 0 | |
QLIK TECHNOLOGIES INC | COM | 74733T105 | 1 | 22,000 | SH | Put | DFND | 3 | 22,000 | 0 | 0 |
RACKSPACE HOSTING INC | COM | 750086100 | 5,566 | 118,898 | SH | DFND | 2 | 118,898 | 0 | 0 | |
REAL GOODS SOLAR INC | CL A | 75601N104 | 9 | 19,200 | SH | DFND | 1 | 19,200 | 0 | 0 | |
REGULUS THERAPEUTICS INC | COM | 75915K101 | 0 | 5,700 | SH | DFND | 3 | 5,700 | 0 | 0 | |
REGULUS THERAPEUTICS INC | COM | 75915K101 | 0 | 12,600 | SH | Put | DFND | 3 | 12,600 | 0 | 0 |
RENESOLA LTD | SPONS ADS | 75971T103 | 44 | 31,200 | SH | DFND | 1 | 31,200 | 0 | 0 | |
RENTECH INC | COM | 760112102 | 19 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 4 | 160,500 | SH | Call | DFND | 3 | 160,500 | 0 | 0 |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 0 | 40,300 | SH | Call | DFND | 3 | 40,300 | 0 | 0 |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 2 | 20,000 | SH | Put | DFND | 3 | 20,000 | 0 | 0 |
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 0 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 0 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 0 | 25,000 | SH | Put | DFND | 3 | 25,000 | 0 | 0 |
RIVERBED TECHNOLOGY INC | COM | 768573107 | 21,856 | 1,070,827 | SH | DFND | 1 | 1,070,827 | 0 | 0 | |
RLJ ENTMT INC | COM | 74965F104 | 27 | 13,503 | SH | DFND | 1 | 13,503 | 0 | 0 | |
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 6,249 | 267,953 | SH | DFND | 2 | 267,953 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 2,371 | 20,624 | SH | DFND | 1 | 20,624 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 3,437 | 29,900 | SH | Call | DFND | 1 | 29,900 | 0 | 0 |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 5,352 | 576,157 | SH | DFND | 1 | 576,157 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 1,131 | 37,450 | SH | DFND | 1 | 37,450 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 3,635 | 285,550 | SH | DFND | 1 | 285,550 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 5 | 430,000 | SH | Call | DFND | 3 | 430,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,443 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 1,169 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
SIGA TECHNOLOGIES INC | COM | 826917106 | 272 | 188,798 | SH | DFND | 1 | 188,798 | 0 | 0 | |
SIGMA ALDRICH CORP | COM | 826552101 | 38,843 | 282,966 | SH | DFND | 1 | 282,966 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 5,754 | 43,734 | SH | DFND | 2 | 43,734 | 0 | 0 | |
SILVER STD RES INC | COM | 82823L106 | 150 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 3,803 | 103,500 | SH | DFND | 1 | 103,500 | 0 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 2,756 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
SONUS NETWORKS INC | COM | 835916107 | 44 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
SPANSION INC | COM CL A NEW | 84649R200 | 4,970 | 145,233 | SH | DFND | 1 | 145,233 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1 | 5,000 | SH | Put | DFND | 3 | 5,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 152,018 | 739,600 | SH | Put | DFND | 1 | 739,600 | 0 | 0 |
SPRINT CORP | COM SER 1 | 85207U105 | 1,269 | 305,800 | SH | Call | DFND | 1 | 305,800 | 0 | 0 |
STERLING BANCORP DEL | COM | 85917A100 | 747 | 51,960 | SH | DFND | 1 | 51,960 | 0 | 0 | |
SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 553 | 12,797 | SH | DFND | 1 | 12,797 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 2 | 93,500 | SH | DFND | 3 | 93,500 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 0 | 11,000 | SH | Call | DFND | 3 | 11,000 | 0 | 0 |
SUNEDISON INC | COM | 86732Y109 | 2 | 103,900 | SH | Put | DFND | 3 | 103,900 | 0 | 0 |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 1,451 | 34,728 | SH | DFND | 1 | 34,728 | 0 | 0 | |
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 0 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 3,681 | 274,114 | SH | DFND | 1 | 274,114 | 0 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 549 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
TALISMAN ENERGY INC | COM | 87425E103 | 0 | 50,250 | SH | DFND | 3 | 50,250 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 0 | 25,000 | SH | Call | DFND | 3 | 25,000 | 0 | 0 |
TESORO CORP | COM | 881609101 | 297 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 397 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,739 | 30,245 | SH | DFND | 1 | 30,245 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,150 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
TIME WARNER CABLE INC | COM | 88732J207 | 41,044 | 269,922 | SH | DFND | 1 | 269,922 | 0 | 0 | |
TIVO INC | COM | 888706108 | 0 | 37,700 | SH | Put | DFND | 3 | 37,700 | 0 | 0 |
TIVO INC | COM | 888706108 | 1 | 99,100 | SH | Call | DFND | 3 | 99,100 | 0 | 0 |
TIVO INC | COM | 888706108 | 0 | 27,000 | SH | DFND | 3 | 27,000 | 0 | 0 | |
TORNIER N V | SHS | N87237108 | 6,483 | 254,239 | SH | DFND | 1 | 254,239 | 0 | 0 | |
TRIANGLE PETE CORP | COM NEW | 89600B201 | 1,419 | 296,841 | SH | DFND | 1 | 296,841 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 5,461 | 91,362 | SH | DFND | 1 | 91,362 | 0 | 0 | |
TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | 0 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | 6,317 | 229,300 | SH | Put | DFND | 1 | 229,300 | 0 | 0 |
TRIUMPH GROUP INC NEW | COM | 896818101 | 5,638 | 83,869 | SH | DFND | 2 | 83,869 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 0 | 2,300 | SH | Put | DFND | 3 | 2,300 | 0 | 0 |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 85,687 | 833,123 | SH | DFND | 1 | 833,123 | 0 | 0 | |
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 0 | 2,300 | SH | DFND | 3 | 2,300 | 0 | 0 | |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 6,557 | 149,432 | SH | DFND | 1 | 149,432 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 388 | 3,800 | SH | DFND | 1 | 3,800 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 254 | 9,500 | SH | DFND | 1 | 9,500 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 5,754 | 476,701 | SH | DFND | 2 | 476,701 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 4 | 500,000 | SH | Put | DFND | 3 | 500,000 | 0 | 0 |
VALE S A | ADR | 91912E105 | 4 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 5,655 | 39,514 | SH | DFND | 2 | 39,514 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 0 | 7,000 | SH | DFND | 3 | 7,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 1 | 52,100 | SH | Put | DFND | 3 | 52,100 | 0 | 0 |
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 1,099 | 60,600 | SH | DFND | 1 | 60,600 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 1 | 50,000 | SH | Call | DFND | 3 | 50,000 | 0 | 0 |
VIRNETX HLDG CORP | COM | 92823T108 | 1,677 | 305,541 | SH | DFND | 1 | 305,541 | 0 | 0 | |
VOLCANO CORPORATION | COM | 928645100 | 0 | 22,200 | SH | Call | DFND | 3 | 22,200 | 0 | 0 |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 774 | 10,160 | SH | DFND | 1 | 10,160 | 0 | 0 | |
WASTE CONNECTIONS INC | COM | 941053100 | 392 | 8,900 | SH | DFND | 1 | 8,900 | 0 | 0 | |
WESTLAKE CHEM CORP | COM | 960413102 | 397 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 6,993 | 211,900 | SH | Call | DFND | 1 | 211,900 | 0 | 0 |
WILLIAMS COS INC DEL | COM | 969457100 | 562 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 5,296 | 117,835 | SH | DFND | 2 | 117,835 | 0 | 0 | |
WRIGHT MED GROUP INC | COM | 98235T107 | 4,660 | 173,415 | SH | DFND | 1 | 173,415 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 1,277 | 25,288 | SH | DFND | 1 | 25,288 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 5,463 | 126,948 | SH | DFND | 2 | 126,948 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 1,173 | 27,268 | SH | DFND | 1 | 27,268 | 0 | 0 |