The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
IPATH S&P 500 VIX S/T FU ETN | IPTH | 06740C261 | 8 | 475 | SH | Put | DFND | 475 | 0 | 0 | |
ABBOTT LABORATORIES | COM | 002824100 | 1,379 | 22,500 | SH | DFND | 22,500 | 0 | 0 | ||
ALCOA INC | COM | 013817101 | 27 | 2,666 | SH | Put | DFND | 2,666 | 0 | 0 | |
ALCOA INC | COM | 013817101 | 401 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 42 | 1,338 | SH | Put | DFND | 1,338 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 45 | 4,750 | SH | Call | DFND | 4,750 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 271 | 28,360 | SH | Put | DFND | 28,360 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL A | CL A | 084670108 | 122 | 1 | SH | DFND | 48 | 1 | 0 | 0 | |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 2 | 20 | SH | Call | DFND | 48 | 20 | 0 | 0 |
BERKSHIRE HATHAWAY INC-CL B | CL B | 084670702 | 2,837 | 34,966 | SH | DFND | 48 | 34,966 | 0 | 0 | |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 26 | 1,640 | SH | Call | DFND | 1,640 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 143 | 23,920 | SH | Call | DFND | 48 | 23,920 | 0 | 0 |
BP PLC-SPONS ADR | SPON | 055622104 | 19 | 424 | SH | Call | DFND | 424 | 0 | 0 | |
BP PLC-SPONS ADR | SPON | 055622104 | 1,174 | 26,086 | SH | DFND | 26,086 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 12 | 346 | SH | Call | DFND | 346 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 7 | 200 | SH | Put | DFND | 200 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,654 | 648,815,108 | SH | DFND | 648,815,108 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 2,380 | 22,344 | SH | DFND | 48 | 22,344 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 11 | 500 | SH | Call | DFND | 500 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 6,012 | 284,275 | SH | DFND | 284,275 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 92 | 2,513 | SH | Call | DFND | 2,513 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 108 | 2,950 | SH | Put | DFND | 2,950 | 0 | 0 | |
CITIGROUP INC | COM | 172967424 | 1,523 | 41,676 | SH | DFND | 41,676 | 0 | 0 | ||
COMCAST CORP-SPECIAL CL A | CL A | 20030N200 | 71 | 2,400 | SH | Call | DFND | 2,400 | 0 | 0 | |
DELL INC | COM | 24702R101 | 413 | 24,866 | SH | DFND | 24,866 | 0 | 0 | ||
DIREXION DAILY FIN BULL 3X | DLY | 25459Y694 | 96 | 875 | SH | Put | DFND | 875 | 0 | 0 | |
DIREXION DAILY FIN BULL 3X | DLY | 25459Y694 | 120 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 37 | 1,000 | SH | Put | DFND | 1,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 2,431 | 65,890 | SH | DFND | 65,890 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 26 | 300 | SH | Call | DFND | 300 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 26 | 2,120 | SH | Call | DFND | 2,120 | 0 | 0 | |
FORD MOTOR CO | COM | 345370860 | 1,500 | 120,279 | SH | DFND | 120,279 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 40 | 2,000 | SH | Call | DFND | 48 | 2,000 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 50 | 2,500 | SH | Put | DFND | 48 | 2,500 | 0 | 0 |
GENERAL MOTORS CO | COM | 37045V100 | 23 | 900 | SH | Put | DFND | 900 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 721 | 28,100 | SH | DFND | 28,100 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 13 | 400 | SH | DFND | 400 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 13 | 350 | SH | Call | DFND | 350 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 50 | 1,000 | SH | Call | DFND | 1,000 | 0 | 0 | |
HUMAN GENOME SCIENCES INC | COM | 444903108 | 15 | 1,850 | SH | Call | DFND | 1,850 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 604 | 21,497 | SH | Call | DFND | 21,497 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 228 | 8,125 | SH | Put | DFND | 8,125 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 28 | 1,000 | SH | Put | DFND | 48 | 1,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 405 | 14,400 | SH | DFND | 48 | 14,400 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 37 | 1,050 | SH | Call | DFND | 1,050 | 0 | 0 | |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 879 | 16,019 | SH | Call | DFND | 48 | 16,019 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 631 | 11,492 | SH | Put | DFND | 48 | 11,492 | 0 | 0 |
ISHARES MSCI EAFE ETF | MSCI | 464287465 | 7,388 | 134,599 | SH | DFND | 48 | 134,599 | 0 | 0 | |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 1,270 | 29,574 | SH | Call | DFND | 48 | 29,574 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 2,160 | 50,306 | SH | Put | DFND | 48 | 50,306 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | MSCI | 464287234 | 26,832 | 624,800 | SH | DFND | 48 | 624,800 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 124 | 1,886 | SH | Call | DFND | 1,886 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 129 | 2,800 | SH | Call | DFND | 2,800 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 317 | 6,886 | SH | Put | DFND | 6,886 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 9,336 | 203,050 | SH | DFND | 203,050 | 0 | 0 | ||
MERCK & CO. INC. | COM | 58933Y105 | 23 | 602 | SH | Call | DFND | 48 | 602 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 154 | 4,000 | SH | Put | DFND | 48 | 4,000 | 0 | 0 |
MERCK & CO. INC. | COM | 58933Y105 | 6,100 | 158,848 | SH | DFND | 48 | 158,848 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 121 | 3,250 | SH | Put | DFND | 3,250 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 702 | 86,781 | SH | Put | DFND | 86,781 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 10,834 | 1,338,400 | SH | DFND | 1,338,400 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 544 | 16,880 | SH | Call | DFND | 48 | 16,880 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 538 | 16,681 | SH | Put | DFND | 48 | 16,681 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 34,614 | 1,073,133 | SH | DFND | 48 | 1,073,133 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 28 | 1,250 | SH | Call | DFND | 1,250 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 187 | 8,243 | SH | Call | DFND | 48 | 8,243 | 0 | 0 |
PFIZER INC | COM | 717081103 | 63 | 2,800 | SH | Put | DFND | 2,800 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 12 | 550 | SH | Put | DFND | 48 | 550 | 0 | 0 |
PFIZER INC | COM | 717081103 | 4,237 | 187,095 | SH | DFND | 187,095 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 362 | 16,000 | SH | DFND | 48 | 16,000 | 0 | 0 | |
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 637 | 9,879 | SH | DFND | 9,879 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 116 | 1,700 | SH | Call | DFND | 1,700 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 326 | 4,662 | SH | Put | DFND | 4,662 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 699 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | TR U | 78462F103 | 211 | 1,500 | SH | Put | DFND | 48 | 1,500 | 0 | 0 |
SPDR S&P 500 ETF TRUST | TR U | 78462F103 | 1,461 | 10,374 | SH | DFND | 48 | 10,374 | 0 | 0 | |
SPRINT COMMUNICATIONS INC | COM | 852061100 | 1,045 | 366,600 | SH | DFND | 366,600 | 0 | 0 | ||
TOYOTA MOTOR CORP -SPON ADR | SP A | 892331307 | 74 | 856 | SH | Put | DFND | 856 | 0 | 0 | |
TOYOTA MOTOR CORP -SPON ADR | SP A | 892331307 | 368 | 4,238 | SH | DFND | 4,238 | 0 | 0 | ||
UNITED PARCEL SERVICE-CL B | CL B | 911312106 | 16,925 | 209,680 | SH | DFND | 209,680 | 0 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 28 | 938 | SH | Put | DFND | 938 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 191 | 6,500 | SH | DFND | 6,500 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 115 | 3,011 | SH | Put | DFND | 3,011 | 0 | 0 | |
WALT DISNEY CO/THE | COM | 254687106 | 744 | 17,000 | SH | DFND | 17,000 | 0 | 0 | ||
WALT DISNEY CO/THE | COM | 254687106 | 967 | 22,080 | SH | DFND | 48 | 22,080 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q105 | 51 | 856 | SH | Put | DFND | 856 | 0 | 0 | |
WALTER ENERGY INC | COM | 93317Q105 | 277 | 4,678 | SH | DFND | 4,678 | 0 | 0 | ||
WELLS FARGO & CO | COM | 949746101 | 34 | 1,000 | SH | Call | DFND | 48 | 1,000 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 186 | 5,459 | SH | Put | DFND | 5,459 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 137 | 4,025 | SH | Put | DFND | 48 | 4,025 | 0 | 0 |
WELLS FARGO & CO | COM | 949746101 | 171 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
WELLS FARGO & CO | COM | 949746101 | 469 | 13,749 | SH | DFND | 48 | 13,749 | 0 | 0 | |
YAHOO! INC | COM | 984332106 | 201 | 13,200 | SH | DFND | 13,200 | 0 | 0 |