The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTUA CORP | COM | 005094107 | 90 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADEPTUS HEALTH INC | CL A | 006855100 | 5,812 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 129 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 35,094 | 1,232,000 | SH | SOLE | 1,232,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 924 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 13,866 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 633 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
AMPLIFY SNACK BRANDS | COM | 03211L102 | 5,900 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ANDERSONS INC | COM | 034164103 | 1,189 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
ANI PHARMACEUTICALS INC | COM | 00182C103 | 2,512 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ANTERO RES CORP | COM | 03674X106 | 7,132 | 274,500 | SH | SOLE | 274,500 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 659 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 6,133 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 22,177 | 1,193,600 | SH | SOLE | 1,193,600 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 141 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 664 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 718 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
BIOAMBER INC | COM | 09072Q106 | 149 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 13,815 | 5,417,500 | SH | SOLE | 5,417,500 | 0 | 0 | ||
BLUE BIRD CORP | COM | 095306106 | 357 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BLUEROCK RESIDENTIAL GRW REI | COM CL A | 09627J102 | 7,914 | 608,782 | SH | SOLE | 608,782 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 255 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 466 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 253 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
CALATLANTIC GROUP INC | COM | 128195104 | 9,728 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 197 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 98 | 70,736 | SH | SOLE | 70,736 | 0 | 0 | ||
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 148 | 28,900 | SH | SOLE | 28,900 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 8,423 | 85,500 | SH | SOLE | 85,500 | 0 | 0 | ||
CITY OFFICE REIT INC | COM | 178587101 | 10,828 | 834,200 | SH | SOLE | 834,200 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 248 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 479 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 1,006 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 322 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
DIREXION SHS ETF TR | DAILY GOLD MINER | 25490K232 | 157 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 9,400 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 249 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 2,874 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ENERNOC INC | COM | 292764107 | 751 | 118,900 | SH | SOLE | 118,900 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 219 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 671 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 8,225 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 274 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 2,497 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 111 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FLOTEK INDS INC DEL | COM | 343389102 | 132 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 368 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FUTUREFUEL CORPORATION | COM | 36116M106 | 272 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GASTAR EXPL INC NEW | COM | 36729W202 | 2,998 | 2,725,000 | SH | SOLE | 2,725,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 333 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
GLOBAL MED REIT INC | COM NEW | 37954A204 | 3,033 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 510 | 57,974 | SH | SOLE | 57,974 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 690 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 6,216 | 403,850 | SH | SOLE | 403,850 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 29,981 | 1,388,000 | SH | SOLE | 1,388,000 | 0 | 0 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 227 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
HCA HOLDINGS INC | COM | 40412C101 | 9,973 | 129,500 | SH | SOLE | 129,500 | 0 | 0 | ||
HEADWATERS INC | COM | 42210P102 | 1,256 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
HEALTHWAYS INC | COM | 422245100 | 231 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 183 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 252 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 507 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
IGNYTA INC | COM | 451731103 | 54 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
IMMERSION CORP | COM | 452521107 | 257 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 5,250 | 641,769 | SH | SOLE | 641,769 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 643 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 13,223 | 115,000 | SH | Put | SOLE | 115,000 | 0 | 0 | |
JAGUAR ANIMAL HEALTH INC | COM | 47008L106 | 28 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 26,637 | 188,500 | SH | SOLE | 188,500 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,243 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
LENDINGTREE INC NEW | COM | 52603B107 | 6,183 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 4,841 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 433 | 527,726 | SH | SOLE | 527,726 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 7,420 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 5,771 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 374 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 10,078 | 207,500 | SH | SOLE | 207,500 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 18,556 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 684 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 12,002 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
NRG YIELD INC | CL A NEW | 62942X306 | 7,153 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
NRG YIELD INC | CL C | 62942X405 | 6,236 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 783 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 158 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 9,014 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
OUTFRONT MEDIA INC | COM | 69007J106 | 367 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
OWENS ILL INC | COM NEW | 690768403 | 180 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 106 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PACIFIC ETHANOL INC | COM PAR $.001 | 69423U305 | 681 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 797 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 139 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 9,336 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 22,430 | 976,500 | SH | SOLE | 976,500 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 886 | 25,150 | SH | SOLE | 25,150 | 0 | 0 | ||
PHYSICIANS RLTY TR | COM | 71943U104 | 12,606 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 9,073 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 222 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 292 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 1,302 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 1,688 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 3,169 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 3,169 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 331 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
QIAGEN NV | REG SHS | N72482107 | 218 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 214 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 221 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
RENTECH INC | COM NEW | 760112201 | 180 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 5,019 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 3,022 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 305 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 781 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 308 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 3,918 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 833635105 | 618 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 4,410 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | 50 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 9,485 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 31,618 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 10,474 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 305 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 379 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 386 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
STAMPS COM INC | COM NEW | 852857200 | 8,742 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
STERIS PLC | SHS USD | G84720104 | 344 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 15,870 | 3,787,500 | SH | SOLE | 3,787,500 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 455 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 5,057 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
TELIGENT INC NEW | COM | 87960W104 | 357 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TERRAFORM GLOBAL INC | CL A | 88104M101 | 245 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 513 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 591 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TITAN INTL INC ILL | COM | 88830M102 | 1,333 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
TRONC INC | COM | 89703P107 | 3,623 | 262,500 | SH | SOLE | 262,500 | 0 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 583 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 4,309 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 335 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,386 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
VERTEX ENERGY INC | COM | 92534K107 | 2,723 | 1,743,562 | SH | SOLE | 1,743,562 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 215 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VIDEOCON D2H LTD | ADR | 92657J101 | 127 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 2,303 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
WEB COM GROUP INC | COM | 94733A104 | 3,400 | 187,000 | SH | SOLE | 187,000 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 1,127 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 268 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
WHEELER REAL ESTATE INVT TR | COM | 963025101 | 4,466 | 2,900,000 | SH | SOLE | 2,900,000 | 0 | 0 | ||
WMIH CORP | COM | 92936P100 | 22 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 174 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 323 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
YELP INC | CL A | 985817105 | 213 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 264 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 301 | 2,500 | SH | SOLE | 2,500 | 0 | 0 |