The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADECOAGRO S A | COM | L00849106 | 2,194 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 9,244 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| CAPITAL ONE FINL CORP | COM | 14040H105 | 5,356 | 84,331 | SH | DFND | 1 | 84,331 | 0 | 0 | |
| CHEMOURS CO | COM | 163851108 | 7,963 | 966,400 | SH | DFND | 1 | 966,400 | 0 | 0 | |
| CIMPRESS N V | SHS EURO | N20146101 | 2,220 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
| COCA COLA CO | COM | 191216100 | 91 | 2,000 | SH | Put | DFND | 1 | 2,000 | 0 | 0 |
| CREDUD S A C I F Y A | SPONSORED ADR | 226406106 | 15,684 | 1,100,000 | SH | DFND | 1 | 1,100,000 | 0 | 0 | |
| DEL TACO RESTAURANTS INC | COM | 245496104 | 1,411 | 155,000 | SH | DFND | 1 | 155,000 | 0 | 0 | |
| DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 1,774 | 179,000 | SH | DFND | 1 | 179,000 | 0 | 0 | |
| DURECT CORP | COM | 266605104 | 4,427 | 3,629,000 | SH | DFND | 1 | 3,629,000 | 0 | 0 | |
| E M C CORP MASS | COM | 268648102 | 20,921 | 770,000 | SH | DFND | 1 | 770,000 | 0 | 0 | |
| ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 405 | 1,651,425 | SH | DFND | 1 | 1,651,425 | 0 | 0 | |
| ENERGY RECOVERY INC | COM | 29270J100 | 889 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| ENOVA INTL INC | COM | 29357K103 | 9,568 | 1,300,000 | SH | DFND | 1 | 1,300,000 | 0 | 0 | |
| ENPRO INDS INC | COM | 29355X107 | 770 | 17,350 | SH | DFND | 1 | 17,350 | 0 | 0 | |
| FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 663 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 5,610 | 17,000,000 | PRN | DFND | 1 | 17,000,000 | 0 | 0 | |
| GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 779 | 173,516 | SH | DFND | 1 | 173,516 | 0 | 0 | |
| GENERAL MLS INC | COM | 370334104 | 14,264 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| GEVO INC | NOTE 7.500% 7/0 | 374396AA7 | 1,787 | 7,525,000 | PRN | DFND | 1 | 7,525,000 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 10,401 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 555 | 895,050 | SH | DFND | 1 | 895,050 | 0 | 0 | |
| ICONIX BRAND GROUP INC | COM | 451055107 | 464 | 68,600 | SH | DFND | 1 | 68,600 | 0 | 0 | |
| INGEVITY CORP | COM | 45688C107 | 2,029 | 59,600 | SH | DFND | 1 | 59,600 | 0 | 0 | |
| IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 7,915 | 470,848 | SH | DFND | 1 | 470,848 | 0 | 0 | |
| ISHARES | MSCI BRX CAP ETF | 464286400 | 2,987 | 99,000 | SH | DFND | 1 | 99,000 | 0 | 0 | |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 6,489 | 215,000 | SH | Call | DFND | 1 | 215,000 | 0 | 0 |
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 14,034 | 465,000 | SH | Put | DFND | 1 | 465,000 | 0 | 0 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | 5,037 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| ISHARES | MSCI MEX CAP ETF | 464286822 | 4,030 | 80,000 | SH | Call | DFND | 1 | 80,000 | 0 | 0 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | 7,807 | 155,000 | SH | Put | DFND | 1 | 155,000 | 0 | 0 |
| ISHARES | MSCI STH AFR ETF | 464286780 | 1,534 | 29,000 | SH | DFND | 1 | 29,000 | 0 | 0 | |
| ISHARES | MSCI STH AFR ETF | 464286780 | 11,636 | 220,000 | SH | Call | DFND | 1 | 220,000 | 0 | 0 |
| ISHARES | MSCI STH AFR ETF | 464286780 | 16,925 | 320,000 | SH | Put | DFND | 1 | 320,000 | 0 | 0 |
| ISHARES | MSCI STH KOR ETF | 464286772 | 182 | 3,500 | SH | DFND | 1 | 3,500 | 0 | 0 | |
| ISHARES | MSCI STH KOR ETF | 464286772 | 26,295 | 505,000 | SH | Call | DFND | 1 | 505,000 | 0 | 0 |
| ISHARES | MSCI STH KOR ETF | 464286772 | 42,697 | 820,000 | SH | Put | DFND | 1 | 820,000 | 0 | 0 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | 3,513 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | 3,513 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,498 | 73,000 | SH | DFND | 1 | 73,000 | 0 | 0 | |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 38,326 | 1,120,000 | SH | Call | DFND | 1 | 1,120,000 | 0 | 0 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | 48,935 | 1,430,000 | SH | Put | DFND | 1 | 1,430,000 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,182 | 63,500 | SH | DFND | 1 | 63,500 | 0 | 0 | |
| KKR & CO L P DEL | COM UNITS | 48248M102 | 13,019 | 1,055,000 | SH | DFND | 1 | 1,055,000 | 0 | 0 | |
| KRAFT HEINZ CO | COM | 500754106 | 2,000 | 22,600 | SH | Put | DFND | 1 | 22,600 | 0 | 0 |
| LENDINGCLUB CORP | COM | 52603A109 | 1,170 | 272,000 | SH | Put | DFND | 1 | 272,000 | 0 | 0 |
| MASTERCARD INC | CL A | 57636Q104 | 17,612 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| MEDIA GEN INC NEW | COM | 58441K100 | 1,719 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| MEDLEY MGMT INC | CL A COM | 58503T106 | 91 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 13,760 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 31,038 | 2,255,700 | SH | Call | DFND | 1 | 2,255,700 | 0 | 0 |
| MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 863 | 18,700 | SH | Put | DFND | 1 | 18,700 | 0 | 0 |
| NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 1,459 | 2,442,000 | PRN | DFND | 1 | 2,442,000 | 0 | 0 | |
| NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 9,056 | 654,305 | SH | DFND | 1 | 654,305 | 0 | 0 | |
| NEW SR INVT GROUP INC | COM | 648691103 | 16,335 | 1,529,495 | SH | DFND | 1 | 1,529,495 | 0 | 0 | |
| NUVECTRA CORP | COM | 67075N108 | 567 | 76,600 | SH | DFND | 1 | 76,600 | 0 | 0 | |
| PAIN THERAPEUTICS INC | COM | 69562K100 | 1,168 | 533,126 | SH | DFND | 1 | 533,126 | 0 | 0 | |
| RPX CORP | COM | 74972G103 | 6,419 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 11,030 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 10,494 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 9,582 | 1,200,713 | SH | DFND | 1 | 1,200,713 | 0 | 0 | |
| STONEGATE MTG CORP | COM | 86181Q300 | 1,203 | 358,135 | SH | DFND | 1 | 358,135 | 0 | 0 | |
| SUPERNUS PHARMACEUTICALS INC | NOTE 7.500% 5/0 | 868459AB4 | 11,746 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
| VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 6,271 | 360,000 | SH | Call | DFND | 1 | 360,000 | 0 | 0 |
| VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 8,884 | 510,000 | SH | Put | DFND | 1 | 510,000 | 0 | 0 |
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 997 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
| VISA INC | COM CL A | 92826C839 | 29,668 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |
| WHEELER REAL ESTATE INVT TR | COM | 963025101 | 725 | 471,000 | SH | DFND | 1 | 471,000 | 0 | 0 | |
| WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 225 | 10,914 | SH | DFND | 1 | 10,914 | 0 | 0 | |
| WISDOMTREE TR | INDIAN ERNGS FD | 97717W422 | 14,436 | 715,000 | SH | Call | DFND | 1 | 715,000 | 0 | 0 |
| WISDOMTREE TR | INDIAN ERNGS FD | 97717W422 | 26,146 | 1,295,000 | SH | Put | DFND | 1 | 1,295,000 | 0 | 0 |
| WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 1,540 | 1,222,434 | SH | DFND | 1 | 1,222,434 | 0 | 0 | |
| XENIA HOTELS & RESORTS INC | COM | 984017103 | 11,947 | 712,000 | SH | DFND | 1 | 712,000 | 0 | 0 | |