The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 11,742 | 1,150,000 | SH | DFND | 01 02 | 1,150,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 56,758 | 3,325,000 | SH | DFND | 01 02 | 3,325,000 | 0 | 0 | |
AMAYA INC | COM | 02314M108 | 29,073 | 1,902,300 | SH | DFND | 01 02 | 1,902,300 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 45,181 | 45,666,000 | PRN | DFND | 01 02 | 0 | 0 | 45,666,000 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 4,455 | 4,500,000 | PRN | DFND | 01 02 | 0 | 0 | 4,500,000 | |
AVIS BUDGET GROUP | COM | 053774105 | 730 | 200,000 | SH | Put | DFND | 01 02 | 0 | 0 | 200,000 |
BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | 1,426 | 55,737 | PRN | DFND | 01 02 | 0 | 0 | 55,737 | |
CAESARS ACQUISITION CO | CL A | 12768T103 | 168 | 15,000 | SH | DFND | 01 02 | 15,000 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 692 | 90,000 | SH | DFND | 01 02 | 90,000 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 11,432 | 50,000 | SH | DFND | 01 02 | 50,000 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 684 | 110,000 | SH | DFND | 01 02 | 110,000 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 35 | 230,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
COTY INC | COM CL A | 222070203 | 7,017 | 270,000 | SH | DFND | 01 02 | 270,000 | 0 | 0 | |
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 6,794 | 1,050,000 | SH | DFND | 01 02 | 1,050,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 12,876 | 550,000 | SH | DFND | 01 02 | 550,000 | 0 | 0 | |
FCB FINL HLDGS INC | CL A | 30255G103 | 5,232 | 153,873 | SH | DFND | 01 02 | 153,873 | 0 | 0 | |
FMC TECHNOLOGIES INC | COM | 30249U101 | 12,748 | 478,000 | SH | DFND | 01 02 | 478,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 29,404 | 1,039,000 | SH | DFND | 01 02 | 1,039,000 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 258 | 100,000 | SH | DFND | 01 02 | 100,000 | 0 | 0 | |
IMS HEALTH HLDGS INC | COM | 44970B109 | 3,804 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
LEXMARK INTL INC | CL A | 529771107 | 5,663 | 150,000 | SH | DFND | 01 02 | 150,000 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 10,858 | 105,000 | SH | DFND | 01 02 | 105,000 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 233 | 50,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
NQ MOBILE INC | NOTE 4.000%10/1 | 64118UAB4 | 16,720 | 19,000,000 | PRN | DFND | 01 02 | 0 | 0 | 19,000,000 | |
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 204,432 | 2,798,524 | SH | DFND | 01 02 | 2,798,524 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 18,047 | 718,418 | PRN | DFND | 01 02 | 0 | 0 | 718,418 | |
SINA CORP | NOTE 1.000%12/0 | 82922RAD5 | 54,629 | 55,637,000 | PRN | DFND | 01 02 | 0 | 0 | 55,637,000 | |
SINA CORP | ORD | G81477104 | 5 | 50,000 | SH | Put | DFND | 01 02 | 0 | 0 | 50,000 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 524 | 400,000 | SH | Put | DFND | 01 02 | 100,000 | 0 | 300,000 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 54 | 250,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
SYNCHRONY FINL | COM | 87165B103 | 17,696 | 700,000 | SH | DFND | 01 02 | 700,000 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 26 | 23,300 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 11,051 | 220,000 | SH | DFND | 01 02 | 220,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 9 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
THE ONE GROUP HOSPITALITY IN | COM | 88338K103 | 929 | 356,000 | SH | DFND | 01 02 | 356,000 | 0 | 0 | |
VEREIT INC | COM | 92339V100 | 19,976 | 1,970,000 | SH | DFND | 01 02 | 1,970,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 15,979 | 279,260 | SH | DFND | 01 02 | 279,260 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 190 | 200,000 | SH | Call | DFND | 01 02 | 0 | 0 | 0 |
YY INC | ADS REPCOM CLA | 98426T106 | 6,605 | 195,000 | SH | DFND | 01 02 | 195,000 | 0 | 0 | |
YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 26,069 | 26,500,000 | PRN | DFND | 01 02 | 0 | 0 | 26,500,000 | |
ZHAOPIN LTD | SPONSORED ADR | 98954L103 | 827 | 56,900 | SH | DFND | 01 02 | 56,900 | 0 | 0 |