The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 11 | 66 | SH | SOLE | 66 | 0 | 0 | ||
3M CO COM | COM | 88579Y101 | 284 | 1,623 | SH | DFND | 0 | 0 | 1,623 | ||
ABBVIE INC COM | COM | 00287Y109 | 22 | 363 | SH | SOLE | 363 | 0 | 0 | ||
ABBVIE INC COM | COM | 00287Y109 | 185 | 2,999 | SH | DFND | 0 | 0 | 2,999 | ||
ALPHABET INC CAP STK CL A | CAP STK CL A | 02079K305 | 86 | 123 | SH | SOLE | 123 | 0 | 0 | ||
ALPHABET INC CAP STK CL A | CAP STK CL A | 02079K305 | 370 | 527 | SH | DFND | 0 | 0 | 527 | ||
ALPHABET INC CAP STK CL C | CAP STK CL C | 02079K107 | 71 | 103 | SH | SOLE | 103 | 0 | 0 | ||
ALPHABET INC CAP STK CL C | CAP STK CL C | 02079K107 | 285 | 412 | SH | DFND | 6 | 0 | 406 | ||
AMAZON COM INC COM | COM | 023135106 | 335 | 469 | SH | DFND | 57 | 0 | 412 | ||
AMAZON COM INC COM | COM | 023135106 | 12,273 | 17,151 | SH | SOLE | 17,151 | 0 | 0 | ||
AMGEN INC COM | COM | 031162100 | 11 | 78 | SH | SOLE | 78 | 0 | 0 | ||
AMGEN INC COM | COM | 031162100 | 245 | 1,613 | SH | DFND | 0 | 0 | 1,613 | ||
APPLE INC COM | COM | 037833100 | 116 | 1,209 | SH | SOLE | 1,209 | 0 | 0 | ||
APPLE INC COM | COM | 037833100 | 714 | 7,468 | SH | DFND | 449 | 0 | 7,019 | ||
AT&T INC COM | COM | 00206R102 | 23 | 521 | SH | SOLE | 521 | 0 | 0 | ||
AT&T INC COM | COM | 00206R102 | 441 | 10,199 | SH | DFND | 0 | 0 | 10,199 | ||
BANK AMER CORP COM | COM | 060505104 | 11 | 842 | SH | SOLE | 842 | 0 | 0 | ||
BANK AMER CORP COM | COM | 060505104 | 129 | 9,718 | SH | DFND | 0 | 0 | 9,718 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 | 220 | 1,517 | SH | SOLE | 1,517 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | CL B NEW | 084670702 | 266 | 1,834 | SH | DFND | 0 | 0 | 1,834 | ||
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 14 | 189 | SH | SOLE | 189 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 260 | 3,531 | SH | DFND | 0 | 0 | 3,531 | ||
CASCADIAN THERAPEUTICS INC COM | COM | 14740B101 | 33 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 295 | 2,812 | SH | DFND | 0 | 0 | 2,812 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 435 | 4,149 | SH | SOLE | 4,149 | 0 | 0 | ||
CISCO SYS INC COM | COM | 17275R102 | 13 | 463 | SH | SOLE | 463 | 0 | 0 | ||
CISCO SYS INC COM | COM | 17275R102 | 259 | 9,011 | SH | DFND | 0 | 0 | 9,011 | ||
COCA COLA CO COM | COM | 191216100 | 45 | 995 | SH | SOLE | 995 | 0 | 0 | ||
COCA COLA CO COM | COM | 191216100 | 331 | 7,292 | SH | DFND | 0 | 0 | 7,292 | ||
COLGATE PALMOLIVE CO COM | COM | 194162103 | 8 | 113 | SH | SOLE | 113 | 0 | 0 | ||
COLGATE PALMOLIVE CO COM | COM | 194162103 | 201 | 2,747 | SH | DFND | 366 | 0 | 2,381 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 84 | 534 | SH | SOLE | 534 | 0 | 0 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 136 | 867 | SH | DFND | 166 | 0 | 701 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 19 | 199 | SH | SOLE | 199 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 259 | 2,644 | SH | DFND | 0 | 0 | 2,644 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 329 | 3,514 | SH | SOLE | 3,514 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 444 | 4,736 | SH | DFND | 0 | 0 | 4,736 | ||
FACEBOOK INC CL A | CL A | 30303M102 | 347 | 3,039 | SH | DFND | 151 | 0 | 2,888 | ||
FACEBOOK INC CL A | CL A | 30303M102 | 1,194 | 10,452 | SH | SOLE | 10,452 | 0 | 0 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 151 | 4,796 | SH | SOLE | 4,796 | 0 | 0 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 440 | 13,988 | SH | DFND | 0 | 0 | 13,988 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 13 | 157 | SH | SOLE | 157 | 0 | 0 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 220 | 2,638 | SH | DFND | 252 | 0 | 2,386 | ||
HOME DEPOT INC COM | COM | 437076102 | 16 | 125 | SH | SOLE | 125 | 0 | 0 | ||
HOME DEPOT INC COM | COM | 437076102 | 193 | 1,511 | SH | DFND | 0 | 0 | 1,511 | ||
INTEL CORP | COM | 458140100 | 48 | 1,476 | SH | SOLE | 1,476 | 0 | 0 | ||
INTEL CORP COM | COM | 458140100 | 305 | 9,288 | SH | DFND | 0 | 0 | 9,288 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 24 | 155 | SH | SOLE | 155 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 288 | 1,895 | SH | DFND | 0 | 0 | 1,895 | ||
IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN | DJUBS CMDT ETN36 | 06738C778 | 4,447 | 179,802 | SH | SOLE | 179,802 | 0 | 0 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 42 | 1,425 | SH | DFND | 1,425 | 0 | 0 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 4,728 | 162,129 | SH | SOLE | 162,129 | 0 | 0 | ||
ISHARES TR | 3-7 YR TR BD ETF | 464288661 | 227 | 1,782 | SH | SOLE | 1,782 | 0 | 0 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 3 | 70 | SH | DFND | 70 | 0 | 0 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 6,783 | 162,108 | SH | SOLE | 162,108 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 141 | 672 | SH | DFND | 672 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,549 | 7,360 | SH | SOLE | 7,360 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 207 | 1,840 | SH | SOLE | 1,840 | 0 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 19 | 250 | SH | DFND | 250 | 0 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 7,043 | 61,160 | SH | SOLE | 61,160 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 9,648 | 172,840 | SH | SOLE | 172,840 | 0 | 0 | ||
ISHARES TR | USA ESG SLCT ETF | 464288802 | 2,995 | 34,640 | SH | SOLE | 34,640 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 4,181 | 35,765 | SH | SOLE | 35,765 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,886 | 25,100 | SH | SOLE | 25,100 | 0 | 0 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 4,252 | 25,281 | SH | SOLE | 25,281 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 332 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,136 | 27,686 | SH | SOLE | 27,686 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 4,700 | 40,447 | SH | SOLE | 40,447 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 419 | 3,940 | SH | SOLE | 3,940 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 87 | 714 | SH | SOLE | 714 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 782 | 6,449 | SH | DFND | 0 | 0 | 6,449 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 19 | 303 | SH | SOLE | 303 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 291 | 4,677 | SH | DFND | 0 | 0 | 4,677 | ||
LOWES COS INC | COM | 548661107 | 9 | 109 | SH | SOLE | 109 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 208 | 2,625 | SH | DFND | 0 | 0 | 2,625 | ||
MCDONALDS CORP | COM | 580135101 | 11 | 95 | SH | SOLE | 95 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 256 | 2,124 | SH | DFND | 0 | 0 | 2,124 | ||
MERCK & CO INC | COM | 58933Y105 | 10 | 178 | SH | SOLE | 178 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 320 | 5,563 | SH | DFND | 0 | 0 | 5,563 | ||
MICROSOFT CORP | COM | 594918104 | 673 | 13,159 | SH | DFND | 5,312 | 0 | 7,847 | ||
MICROSOFT CORP | COM | 594918104 | 19,236 | 382,822 | SH | SOLE | 382,822 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 62 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 206 | 3,727 | SH | DFND | 460 | 0 | 3,267 | ||
ORACLE CORP | COM | 68389X105 | 34 | 821 | SH | SOLE | 821 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 282 | 6,890 | SH | DFND | 0 | 0 | 6,890 | ||
PEPSICO INC COM | COM | 713448108 | 15 | 146 | SH | SOLE | 146 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 361 | 3,406 | SH | DFND | 0 | 0 | 3,406 | ||
PFIZER INC | COM | 717081103 | 19 | 526 | SH | SOLE | 526 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 322 | 9,154 | SH | DFND | 900 | 0 | 8,254 | ||
POTBELLY CORP | COM | 73754Y100 | 368 | 29,339 | SH | SOLE | 29,339 | 0 | 0 | ||
POWERSHARES S&P 500 BUYWRITE PORTFOLIO | S&P 500 BUYWRT | 73936G308 | 286 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 19 | 225 | SH | SOLE | 225 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 468 | 5,526 | SH | DFND | 0 | 0 | 5,526 | ||
SCHLUMBERGER LTD | COM | 806857108 | 41 | 514 | SH | SOLE | 514 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 198 | 2,504 | SH | DFND | 0 | 0 | 2,504 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 20,358 | 750,929 | SH | SOLE | 750,929 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 436 | 8,756 | SH | SOLE | 8,756 | 0 | 0 | ||
SPDR SERIES TRUST | INTR TRM CORP BD | 78464A375 | 975 | 27,945 | SH | SOLE | 27,945 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,145 | 57,979 | SH | SOLE | 57,979 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 181 | 3,168 | SH | DFND | 512 | 0 | 2,656 | ||
STARBUCKS CORP | COM | 855244109 | 846 | 14,805 | SH | SOLE | 14,805 | 0 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336U105 | 245 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD COM | COM | 880198106 | 128 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
VANECK VECTORS ETF TR | GLOBAL ALTER ETF | 92189F502 | 954 | 19,183 | SH | SOLE | 19,183 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 21 | 250 | SH | DFND | 250 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 3,570 | 42,887 | SH | SOLE | 42,887 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 12,039 | 280,952 | SH | SOLE | 280,952 | 0 | 0 | ||
VANGUARD FTSE EMERGING MARKETS ETF | VANGUARD TAX MANAGED INTL FD | 922042858 | 6,236 | 177,019 | SH | SOLE | 177,019 | 0 | 0 | ||
VANGUARD INDEX FUND | MID CAP ETF | 922908629 | 1,427 | 11,540 | SH | SOLE | 11,540 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 325 | 4,004 | SH | SOLE | 4,004 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,690 | 20,902 | SH | SOLE | 20,902 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 305 | 4,965 | SH | SOLE | 4,965 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BOND MARKET | 921937835 | 103 | 1,224 | SH | DFND | 1,224 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BOND MARKET | 921937835 | 202 | 2,391 | SH | SOLE | 2,391 | 0 | 0 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 101 | 2,270 | SH | DFND | 2,270 | 0 | 0 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 8,736 | 196,405 | SH | SOLE | 196,405 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 105 | 977 | SH | DFND | 977 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 123 | 1,150 | SH | SOLE | 1,150 | 0 | 0 | ||
VASCO DATA SEC INTL INC | COM | 92230Y104 | 10 | 121 | SH | SOLE | 121 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 82 | 1,469 | SH | SOLE | 1,469 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 424 | 7,598 | SH | DFND | 0 | 0 | 7,598 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 31 | 653 | SH | SOLE | 653 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 220 | 4,641 | SH | DFND | 0 | 0 | 4,641 |