The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACLARIS THERAPEUTICS INC | COM | 00461U105 | 1,108 | 60,000 | PRN | SOLE | 60,000 | 0 | 0 | ||
| ADVAXIS INC | COM NEW | 007624208 | 1,380 | 170,611 | PRN | SOLE | 1 | 170,611 | 0 | 0 | |
| ALERE INC | COM | 01449J105 | 417 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
| AMERICAN RENAL ASSOCIATES HO | COM | 029227105 | 730 | 25,187 | PRN | SOLE | 25,187 | 0 | 0 | ||
| AMPLIFY SNACK BRANDS | COM | 03211L102 | 425 | 28,791 | PRN | SOLE | 28,791 | 0 | 0 | ||
| ATKORE INTL GROUP INC | COM | 047649108 | 3,600 | 225,000 | PRN | SOLE | 1 | 225,000 | 0 | 0 | |
| AVINGER INC | COM | 053734109 | 656 | 54,999 | PRN | SOLE | 54,999 | 0 | 0 | ||
| BIOAMBER INC | *W EXP 05/09/201 | 09072Q114 | 53 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
| BIOSCRIP INC | COM | 09069N108 | 1,033 | 405,000 | PRN | SOLE | 1 | 405,000 | 0 | 0 | |
| BLUE BUFFALO PET PRODS INC | COM | 09531U102 | 2,918 | 125,000 | PRN | SOLE | 1 | 125,000 | 0 | 0 | |
| BRIGHT HORIZONS FAM SOL IN D | COM | 109194100 | 1,699 | 25,623 | PRN | SOLE | 25,623 | 0 | 0 | ||
| CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 105 | 15,000 | PRN | SOLE | 1 | 15,000 | 0 | 0 | |
| COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 119 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
| COMMUNICATIONS SALES&LEAS IN | COM | 20341J104 | 1,590 | 55,000 | PRN | SOLE | 1 | 55,000 | 0 | 0 | |
| COTIVITI HLDGS INC | COM | 22164K101 | 731 | 34,608 | PRN | SOLE | 34,608 | 0 | 0 | ||
| DEL TACO RESTAURANTS INC | COM | 245496104 | 154 | 16,875 | PRN | SOLE | 16,875 | 0 | 0 | ||
| DERMIRA INC | COM | 24983L104 | 3,684 | 125,965 | PRN | SOLE | 1 | 125,965 | 0 | 0 | |
| EASTERLY GOVT PPTYS INC | COM | 27616P103 | 505 | 25,586 | PRN | SOLE | 1 | 25,586 | 0 | 0 | |
| ECLIPSE RES CORP | COM | 27890G100 | 167 | 50,000 | PRN | SOLE | 1 | 50,000 | 0 | 0 | |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 1,678 | 84,680 | PRN | SOLE | 84,680 | 0 | 0 | ||
| FLEXION THERAPEUTICS INC | COM | 33938J106 | 524 | 35,000 | PRN | SOLE | 1 | 35,000 | 0 | 0 | |
| GAMING & LEISURE PPTYS INC | COM | 36467J108 | 530 | 15,372 | PRN | SOLE | 15,372 | 0 | 0 | ||
| GMS INC | COM | 36251C103 | 334 | 15,000 | PRN | SOLE | 1 | 15,000 | 0 | 0 | |
| HEALTHCARE RLTY TR | COM | 421946104 | 3,499 | 100,000 | PRN | SOLE | 1 | 100,000 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 62 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
| HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 196 | 15,000 | PRN | SOLE | 15,000 | 0 | 0 | ||
| INTELLIA THERAPEUTICS INC | COM | 45826J105 | 425 | 19,898 | PRN | SOLE | 19,898 | 0 | 0 | ||
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 768 | 3,000 | PRN | SOLE | 3,000 | 0 | 0 | ||
| LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 2,008 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
| MATCH GROUP INC | COM | 57665R106 | 807 | 53,500 | PRN | SOLE | 53,500 | 0 | 0 | ||
| MIMECAST LTD | ORD SHS | G14838109 | 509 | 50,800 | PRN | SOLE | 50,800 | 0 | 0 | ||
| MINERVA NEUROSCIENCES INC | COM | 603380106 | 439 | 43,000 | PRN | SOLE | 1 | 43,000 | 0 | 0 | |
| MTS SYS CORP | COM | 553777103 | 6,357 | 145,000 | PRN | SOLE | 1 | 145,000 | 0 | 0 | |
| NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 637870106 | 3,123 | 150,000 | PRN | SOLE | 1 | 150,000 | 0 | 0 | |
| OLLIES BARGAIN OUTLT HLDGS I | COM | 681116109 | 2,912 | 117,000 | PRN | SOLE | 1 | 117,000 | 0 | 0 | |
| ONCOBIOLOGICS INC | COM | 68235M105 | 170 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
| ONCOBIOLOGICS INC | *W EXP 02/18/201 | 68235M113 | 12 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
| ONCOBIOLOGICS INC | *W EXP 05/18/201 | 68235M121 | 11 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
| PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,391 | 100,000 | PRN | SOLE | 1 | 100,000 | 0 | 0 | |
| PBF ENERGY INC | CL A | 69318G106 | 476 | 20,000 | PRN | SOLE | 20,000 | 0 | 0 | ||
| PERFORMANCE FOOD GROUP CO | COM | 71377A103 | 1,103 | 40,997 | PRN | SOLE | 40,997 | 0 | 0 | ||
| PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 2,235 | 40,000 | PRN | SOLE | 40,000 | 0 | 0 | ||
| PLANET FITNESS INC | CL A | 72703H101 | 1,416 | 74,994 | PRN | SOLE | 1 | 74,994 | 0 | 0 | |
| PROTEON THERAPEUTICS INC | COM | 74371L109 | 117 | 14,615 | PRN | SOLE | 14,615 | 0 | 0 | ||
| QEP RES INC | COM | 74733V100 | 3,526 | 200,000 | PRN | SOLE | 1 | 200,000 | 0 | 0 | |
| RICE MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 762819100 | 715 | 35,000 | PRN | SOLE | 35,000 | 0 | 0 | ||
| SELECTA BIOSCIENCES INC | COM | 816212104 | 350 | 25,000 | PRN | SOLE | 1 | 25,000 | 0 | 0 | |
| SEMGROUP CORP | CL A | 81663A105 | 814 | 25,000 | PRN | SOLE | 1 | 25,000 | 0 | 0 | |
| SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 1,014 | 30,000 | PRN | SOLE | 30,000 | 0 | 0 | ||
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 629 | 50,000 | PRN | SOLE | 1 | 50,000 | 0 | 0 | |
| TESORO LOGISTICS LP | COM UNIT LP | 88160T107 | 248 | 5,000 | PRN | SOLE | 5,000 | 0 | 0 | ||
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 1,911 | 300,000 | PRN | SOLE | 1 | 300,000 | 0 | 0 | |
| TRUPANION INC | COM | 898202106 | 245 | 18,510 | PRN | SOLE | 18,510 | 0 | 0 | ||
| UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 | 457 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
| VONAGE HLDGS CORP | COM | 92886T201 | 580 | 95,000 | PRN | SOLE | 95,000 | 0 | 0 | ||
| WEATHERFORD INTL PLC | ORD SHS | G48833100 | 444 | 80,000 | PRN | SOLE | 80,000 | 0 | 0 | ||
| WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 383 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||