SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BARTH JOHN M

(Last) (First) (Middle)
5757 N. GREEN BAY AVENUE
P.O. BOX 591

(Street)
MILWAUKEE WI 53201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 126,220 I By John Barth Trust
Common Stock 110,204 I By Eileen Barth Trust
Common Stock 14,896.31(1) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units/Restricted Stock Grant (2) (3) (3) Common Stock 133,275.039 133,275.039(4) D
Phantom Stock Units/LTPP (2) (5) (5) Common Stock 40,223.393 40,223.393(6) D
Phantom Stock Units/Excess Benefit Plan - Common (2) (7) (7) Common Stock 29,834.795 29,834.795(8) D
Stock Option $28.4219 11/15/2002 11/15/2010 Common Stock 150,000 150,000 D
Stock Option $40.115 11/14/2003 11/14/2011 Common Stock 200,000 200,000 D
Stock Option $40.2975 11/20/2004(9) 11/20/2012 Common Stock 350,000 350,000 D
Stock Option $52.55 11/19/2005(9) 11/19/2013 Common Stock 400,000 400,000 D
Stock Option $61.69 11/17/2004 A 400,000 11/17/2006(9) 11/17/2014 Common Stock 400,000 $0 400,000 D
Explanation of Responses:
1. The number of underlying securities is based on the stock fund balance on 11/17/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an 11/17/2004 stock fund price of $61.69 per share.
2. The phantom stock units convert to the common stock's cash value on a one-for-one basis.
3. The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
4. Includes 1,583.899 phantom stock units acquired through the reinvestment of dividends on March 31, June 30 and September 30, 2004, at prices ranging from $53.38 to $59.15 per phantom unit.
5. The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
6. Includes 478.033 phantom stock units acquired through the reinvestment of dividends on March 31, June 30 and September 30, 2004, at prices ranging from $53.38 to $59.15 per phantom unit.
7. The phantom stock units were accrued under the Johnson Controls Equalization 401 (k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
8. Includes 4,096.801 phantom stock units acquired through the reinvestment of dividends on March 31, June 30 and September 30, 2004, at prices ranging from $53.38 to $59.15 per phantom unit.
9. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Remarks:
Arlene D. Gumm, Attorney-in-fact for John M. Barth 11/18/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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